URG

SEC source: 0001654954-23-015383 · section16.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,233

Underlying: Common Shares · 16,407 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015383 · section16.xml · derivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,276

Underlying: Common Shares · 65,625 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 21,875 on 12/07/2024; 21,875 on 12/07/2025; and 21,875 on 12/07/2026.

SEC source: 0001654954-23-015376 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,566

Underlying: Common Shares · 27,384 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015376 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,008

Underlying: Common Shares · 109,536 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,512 on 12/07/2024; 36,512 on 12/07/2025; and 36,512 on 12/07/2026.

SEC source: 0001654954-23-015382 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,406

Underlying: Common Shares · 46,658 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015382 · section16.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,974

Underlying: Common Shares · 186,627 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 62,209 on 12/07/2024; 62,209 on 12/07/2025; and 62,209 on 12/07/2026.

SEC source: 0001654954-23-015378 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,309

Underlying: Common Shares · 27,745 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan

SEC source: 0001654954-23-015378 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,169

Underlying: Common Shares · 110,979 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,993 on 12/07/2024; 36,993 on 12/07/2025; and 36,993 on 12/07/2026.

SEC source: 0001654954-23-015275 · section16.xml · derivative · entry 3

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,651

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6704 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7367).

F3 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-015275 · section16.xml · nonDerivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,737

F2 · price: The shares were sold at $2.0983 Canadian dollars, $1.5458 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7367).

SEC source: 0001654954-23-015275 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6704 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7367).

SEC source: 0001654954-23-015220 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,923

F1 · price: The shares were sold at $2.1059 Canadian dollars, $1.5508 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7364).

SEC source: 0001654954-23-014881 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,651

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6674 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7334).

F2 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-014881 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6674 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7334).

SEC source: 0001654954-23-014716 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,923

F1 · price: The shares were sold at $2.2677 Canadian dollars, $1.6554 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7300).

SEC source: 0001654954-23-014623 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,651

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288).

F3 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-014623 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,572

F2 · price: The shares were sold at $2.2819 Canadian dollars, $1.6630 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288).

SEC source: 0001654954-23-014623 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288).

SEC source: 0001654954-23-014624 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,966

Underlying: Common Shares · 66,588 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288)

F3 · derivative.exercise_date: The 66,588 options were granted on 12/14/18 and vested and became exercisable as follows: 21,974 on 12/14/19; 21,974 on 12/14/20; and 22,640 on 12/14/21.

SEC source: 0001654954-23-014624 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

F2 · price: The shares were sold at $2.2763 Canadian dollars, $1.659 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288).

SEC source: 0001654954-23-014624 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288)

SEC source: 0001654954-23-013781 · section16.xml · derivative · entry 3

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,347

Underlying: Common Shares · 27,810 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

F3 · derivative.exercise_date: 55,620 options were granted on 12/14/18 and vested and became exercisable as follows: 18,355 on 12/14/19; 18,354 on 12/14/20; and 18,911 on 12/14/21.

SEC source: 0001654954-23-013781 · section16.xml · nonDerivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,184

F2 · price: The shares were sold at $2.2446 Canadian dollars, $1.6291 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013781 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013782 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,190

Underlying: Common Shares · 58,357 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

F3 · derivative.exercise_date: The 58,357 options were granted on 12/14/18 and vested and became exercisable as follows: 19,258 on 12/14/19; 19,258 on 12/14/20; and 19,841 on 12/14/21.

SEC source: 0001654954-23-013782 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,977

F2 · price: The shares were sold at $2.2611 Canadian dollars, $1.6411 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013782 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013830 · section16.xml · derivative · entry 6

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,651

Underlying: Common Shares · 40,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5734 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

F6 · derivative.exercise_date: 193,574 options were granted on 11/5/19 and vested and became exercisable as follows: 64,524 on 11/5/20; 64,524 on 11/5/21; and 64,526 on 11/5/22.

SEC source: 0001654954-23-013830 · section16.xml · derivative · entry 5

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,651

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

F5 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-013830 · section16.xml · nonDerivative · entry 4

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,991

F4 · price: The shares were sold at $2.2135 Canadian dollars, $1.6066 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013830 · section16.xml · nonDerivative · entry 3

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,076,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5734 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013830 · section16.xml · nonDerivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,991

F2 · price: The shares were sold at $2.228 Canadian dollars, $1.6171 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013830 · section16.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6605 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7258).

SEC source: 0001654954-23-013741 · section16.xml · derivative · entry 3

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,157

Underlying: Common Shares · 27,810 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

F3 · derivative.exercise_date: 55,620 options were granted on 12/14/18 and vested and became exercisable as follows: 18,355 on 12/14/19; 18,354 on 12/14/20; and 18,911 on 12/14/21.

SEC source: 0001654954-23-013741 · section16.xml · nonDerivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,184

F2 · price: The shares were sold at $2.2626 Canadian dollars, $1.6307 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-013741 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-013740 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,472

Underlying: Common Shares · 74,067 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

F3 · derivative.exercise_date: The 74,067 options were granted on 12/14/18 and vested and became exercisable as follows: 24,442 on 12/14/19; 24,442 on 12/14/20; and 25,183 on 12/14/21.

SEC source: 0001654954-23-013740 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,061

F2 · price: The shares were sold at $2.2403 Canadian dollars, $1.6146 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-013740 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-011387 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011387 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, 11,758 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 10,206 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011384 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011384 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, the reporting person received 21,964 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011391 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011391 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, the reporting person received 21,964 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011383 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011383 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, the reporting person received 21,964 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011390 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,564

Underlying: Common Shares · 20,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011390 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 20,393 Restricted Share Units ("RSUs"). On redemption, 4,966 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 15,427 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011389 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,044

Underlying: Common Shares · 23,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.