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URG

UR-ENERGY INC

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5417
SEC CIK
0001375205
Parsed reports
357

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202617
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2025 Filed Aug 26, 2025 21:06 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon Shares 198,618 $0.46 $90,450.64
Disclosure

SEC source: 0001654954-25-010057 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4554 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

Read SEC document
August 07, 2025 Filed Aug 8, 2025 21:05 UTC GrantCommon share options (right to buy) · Derivative 175,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-25-009291 · section16.xml · derivative · entry 1

Gili Matthew David · CIK 0002048705 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Shares · 175,000 shares

Expires 2030-08-07

F1 · derivative.exercise_price: The options were priced at $1.72 Canadian dollars; $1.2513 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the pricing date for the transaction (Cdn$1.00 = US$0.7275) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 58,333 on 8/7/2026; 58,334 on 8/7/2027; and 58,333 on 8/7/2028.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 22,826 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000617 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,309

Underlying: Common Shares · 22,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionCommon Shares 10,607 $1.12 $11,831.05
Disclosure

SEC source: 0001654954-25-000617 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 22,826 Restricted Share Units ("RSUs"). On redemption, 12,219 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 10,607 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 22,826 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000614 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,309

Underlying: Common Shares · 22,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionCommon Shares 22,826 $1.12 $25,460.12
Disclosure

SEC source: 0001654954-25-000614 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 22,826 Restricted Share Units ("RSUs"). On redemption, the reporting person received 22,826 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
HUBER GARY CDirector
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 22,826 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000615 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,309

Underlying: Common Shares · 22,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 22,826 $1.12 $25,460.12
Disclosure

SEC source: 0001654954-25-000615 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 22,826 Restricted Share Units ("RSUs"). On redemption, the reporting person received 22,826 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 22,826 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000612 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,309

Underlying: Common Shares · 22,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC Exercise / conversionCommon Shares 22,826 $1.12 $25,460.12
Disclosure

SEC source: 0001654954-25-000612 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 22,826 Restricted Share Units ("RSUs"). On redemption, the reporting person received 22,826 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
CASH JOHNDirector · Board Chairman, President, CEO
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 44,748 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000619 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,632

Underlying: Common Shares · 44,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
CASH JOHNDirector · Board Chairman, President, CEO
Exercise / conversionCommon Shares 31,480 $1.12 $35,112.79
Disclosure

SEC source: 0001654954-25-000619 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 44,748 Restricted Share Units ("RSUs"). On redemption, 13,268 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 31,480 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 27,044 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000618 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,541

Underlying: Common Shares · 27,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionCommon Shares 17,713 $1.12 $19,757.08
Disclosure

SEC source: 0001654954-25-000618 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 27,044 Restricted Share Units ("RSUs"). On redemption, 9,331 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 17,713 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 29,564 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000616 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,004

Underlying: Common Shares · 29,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon Shares 20,798 $1.12 $23,198.09
Disclosure

SEC source: 0001654954-25-000616 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 29,564 Restricted Share Units ("RSUs"). On redemption, 8,766 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 20,798 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 29,182 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-000613 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,172

Underlying: Common Shares · 29,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 22:05 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Shares 19,114 $1.12 $21,319.76
Disclosure

SEC source: 0001654954-25-000613 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 29,182 Restricted Share Units ("RSUs"). On redemption, 10,068 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 19,114 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 17:06 UTC
SCHIERMAN RYAN S.VP REGULATORY AFFAIRS
SaleCommon Shares 483 $1.17 $565.98
Disclosure

SEC source: 0001654954-24-015709 · section16.xml · nonDerivative · entry 1

SCHIERMAN RYAN S. · CIK 0002017432 · VP REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2024 Filed Dec 16, 2024 17:05 UTC
SCHIERMAN RYAN S.VP REGULATORY AFFAIRS
GrantRestricted share units (exchange for common shares) · Derivative 20,636 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015618 · section16.xml · derivative · entry 2

SCHIERMAN RYAN S. · CIK 0002017432 · VP REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,636

Underlying: Common Shares · 20,636 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 17:05 UTC
SCHIERMAN RYAN S.VP REGULATORY AFFAIRS
GrantCommon share options (right to buy) · Derivative 82,551 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015618 · section16.xml · derivative · entry 1

SCHIERMAN RYAN S. · CIK 0002017432 · VP REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,551

Underlying: Common Shares · 82,551 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 27,517 on 12/12/2025; 27,517 on 12/12/2026; and 27,517 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015614 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,135

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015614 · section16.xml · derivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,304

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015616 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,135

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015616 · section16.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,304

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
HUBER GARY CDirector
GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015612 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,135

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
HUBER GARY CDirector
GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015612 · section16.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,304

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015619 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,135

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

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December 12, 2024 Filed Dec 16, 2024 22:05 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015619 · section16.xml · derivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,304

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
GrantRestricted share units (exchange for common shares) · Derivative 35,788 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015621 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,354

Underlying: Common Shares · 35,788 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

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December 12, 2024 Filed Dec 16, 2024 22:05 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
GrantCommon share options (right to buy · Derivative 143,148 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015621 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,037

Underlying: Common Shares · 143,148 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 47,716 on 12/12/2025; 47,716 on 12/12/2026; and 47,716 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC
HATTEN STEVEN M.Chief Operating Officer
GrantRestricted share units (exchange for common shares) · Derivative 36,259 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015620 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,568

Underlying: Common Shares · 36,259 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC
HATTEN STEVEN M.Chief Operating Officer
GrantCommon share options (right to buy) · Derivative 145,035 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015620 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,471

Underlying: Common Shares · 145,035 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 48,345 on 12/12/2025; 48,345 on 12/12/2026; and 48,345 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015617 · section16.xml · derivative · entry 2

PRESSEY JOHN PAUL · CIK 0002018879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,902

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:05 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015617 · section16.xml · derivative · entry 1

PRESSEY JOHN PAUL · CIK 0002018879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,602

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
GrantRestricted share units (exchange for common shares) · Derivative 33,165 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015615 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,585

Underlying: Common Shares · 33,165 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
GrantCommon share options (right to buy) · Derivative 132,660 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015615 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,056

Underlying: Common Shares · 132,660 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 44,220 on 12/12/2025; 44,220 on 12/12/2026; and 44,220 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
DYKE ELMER WDirector
GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015613 · section16.xml · derivative · entry 2

DYKE ELMER W · CIK 0001652477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,902

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
DYKE ELMER WDirector
GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015613 · section16.xml · derivative · entry 1

DYKE ELMER W · CIK 0001652477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,602

Underlying: Common Shares · 91,602 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/12/2025; 30,534 on 12/12/2026; and 30,534 on 12/12/2027.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
CASH JOHNDirector · Board Chairman, President, CEO
GrantRestricted share units (exchange for common shares) · Derivative 60,974 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-015611 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,380

Underlying: Common Shares · 60,974 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 22:04 UTC
CASH JOHNDirector · Board Chairman, President, CEO
GrantCommon share options (right to buy) · Derivative 243,897 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001654954-24-015611 · section16.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,567

Underlying: Common Shares · 243,897 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 81,299 on 12/12/2025; 81,299 on 12/12/2026; and 81,299 on 12/12/2027.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC Exercise / conversionCommon share options (right to buy) · Derivative 193,574 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001654954-24-012408 · section16.xml · derivative · entry 3

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,702

Underlying: Common Shares · 193,574 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5863 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

F3 · derivative.exercise_date: The 193,574 options were granted on 11/5/2019 and vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021; and 64,526 on 11/5/2022.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC SaleCommon Shares 193,574 $1.22 $236,257.07
Disclosure

SEC source: 0001654954-24-012408 · section16.xml · nonDerivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,737

F2 · price: The shares were sold at $1.6445 Canadian dollars, $1.2205 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC Exercise / conversionCommon Shares 193,574 $0.59 $113,492.44
Disclosure

SEC source: 0001654954-24-012408 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5863 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC Exercise / conversionCommon share options (right to buy) · Derivative 193,574 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001654954-24-012407 · section16.xml · derivative · entry 3

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,702

Underlying: Common Shares · 193,574 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5863 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

F3 · derivative.exercise_date: The 193,574 options were granted on 11/5/2019 and vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021; and 64,526 on 11/5/2022.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC SaleCommon Shares 98,846 $1.24 $122,351.58
Disclosure

SEC source: 0001654954-24-012407 · section16.xml · nonDerivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,827

F2 · price: The shares were sold at $1.6678 Canadian dollars, $1.2378 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:05 UTC Exercise / conversionCommon Shares 193,574 $0.59 $113,492.44
Disclosure

SEC source: 0001654954-24-012407 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5863 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7422).

Read SEC document
September 25, 2024 Filed Sep 26, 2024 21:05 UTC
HUBER GARY CDirector
Exercise / conversionCommon share options (right to buy) · Derivative 193,574 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001654954-24-012352 · section16.xml · derivative · entry 3

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,702

Underlying: Common Shares · 193,574 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5868 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7428).

F3 · derivative.exercise_date: The 193,574 options were granted on 11/5/2019 and vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021; and 64,526 on 11/5/2022.

Read SEC document
September 25, 2024 Filed Sep 26, 2024 21:05 UTC
HUBER GARY CDirector
SaleCommon Shares 97,628 $1.23 $119,818.84
Disclosure

SEC source: 0001654954-24-012352 · section16.xml · nonDerivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 404,869

F2 · price: The shares were sold at $1.6523 Canadian dollars, $1.2273 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7428).

Read SEC document
September 25, 2024 Filed Sep 26, 2024 21:05 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 193,574 $0.59 $113,589.22
Disclosure

SEC source: 0001654954-24-012352 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5868 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7428).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.