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URG

UR-ENERGY INC

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5417
SEC CIK
0001375205
Parsed reports
357

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202617
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2025 Filed Dec 29, 2025 22:39 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014373 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,211

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:39 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014373 · section16.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,992

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:41 UTC
HUBER GARY CDirector
GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014375 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,211

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:41 UTC
HUBER GARY CDirector
GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014375 · section16.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,992

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:24 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014355 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,211

Underlying: Common Shares · 22,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:24 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014355 · section16.xml · derivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,992

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:53 UTC
CASH JOHNDirector
GrantRestricted share units (exchange for common shares) · Derivative 64,026 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014385 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,658

Underlying: Common Shares · 64,026 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:53 UTC
CASH JOHNDirector
GrantCommon share options (right to buy) · Derivative 256,104 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014385 · section16.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,118,368

Underlying: Common Shares · 256,104 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 85,368 on 12/22/2026; 85,368 on 12/22/2027; and 85,368 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:52 UTC
DYKE ELMER WDirector
GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014383 · section16.xml · derivative · entry 2

DYKE ELMER W · CIK 0001652477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:52 UTC
DYKE ELMER WDirector
GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014383 · section16.xml · derivative · entry 1

DYKE ELMER W · CIK 0001652477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,204

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:49 UTC
Gili Matthew DavidPRESIDENT, CEO
GrantRestricted share units (exchange for common shares) · Derivative 61,069 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014381 · section16.xml · derivative · entry 2

Gili Matthew David · CIK 0002048705 · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,069

Underlying: Common Shares · 61,069 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:49 UTC
Gili Matthew DavidPRESIDENT, CEO
GrantCommon share options (right to buy) · Derivative 244,275 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014381 · section16.xml · derivative · entry 1

Gili Matthew David · CIK 0002048705 · PRESIDENT, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,275

Underlying: Common Shares · 244,275 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 81,425 on 12/22/2026; 81,425 on 12/22/2027; and 81,425 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:47 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
GrantRestricted share units (exchange for common shares) · Derivative 34,826 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014379 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,367

Underlying: Common Shares · 34,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:47 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
GrantCommon share options (right to buy) · Derivative 139,299 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014379 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,725

Underlying: Common Shares · 139,299 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 46,433 on 12/22/2026; 46,433 on 12/22/2027; and 46,433 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:45 UTC
HATTEN STEVEN M.Chief Operating Officer
GrantRestricted share units (exchange for common shares) · Derivative 38,073 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014377 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,077

Underlying: Common Shares · 38,073 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:45 UTC
HATTEN STEVEN M.Chief Operating Officer
GrantCommon share options (right to buy) · Derivative 152,295 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014377 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,148

Underlying: Common Shares · 152,295 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 50,765 on 12/22/2026; 50,765 on 12/22/2027; and 50,765 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:35 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014369 · section16.xml · derivative · entry 2

PRESSEY JOHN PAUL · CIK 0002018879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:35 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014369 · section16.xml · derivative · entry 1

PRESSEY JOHN PAUL · CIK 0002018879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,204

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:25 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 37,579 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014357 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,751

Underlying: Common Shares · 37,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 22:25 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
GrantCommon share options (right to buy) · Derivative 150,312 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014357 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,262

Underlying: Common Shares · 150,312 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 50,104 on 12/22/2026; 50,104 on 12/22/2027; and 50,104 on 12/22/2028.

Read SEC document
November 20, 2025 Filed Nov 21, 2025 17:06 UTC
Walle JadeVICE PRESIDENT FINANCE
PurchaseCommon Shares 144,000 $1.27 $182,880.00
Disclosure

SEC source: 0001654954-25-013372 · section16.xml · nonDerivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,000

Read SEC document
November 14, 2025 Filed Nov 17, 2025 22:08 UTC PurchaseCommon Shares 155,000 $1.21 $187,550.00
Disclosure

SEC source: 0001654954-25-013148 · section16.xml · nonDerivative · entry 1

Gili Matthew David · CIK 0002048705 · PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:24 UTC
HUBER GARY CDirector
Exercise / conversionCommon share options (right to buy) · Derivative 50,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012995 · section16.xml · derivative · entry 5

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,390

Underlying: Common Shares · 50,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4498 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7140).

F3 · derivative.exercise_date: The options are a portion of the 213,914 options granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:24 UTC
HUBER GARY CDirector
Exercise / conversionCommon share options (right to buy) · Derivative 113,914 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012995 · section16.xml · derivative · entry 4

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,390

Underlying: Common Shares · 113,914 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4498 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7140).

F3 · derivative.exercise_date: The options are a portion of the 213,914 options granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:24 UTC
HUBER GARY CDirector
SaleCommon Shares 50,000 $1.29 $64,625.00
Disclosure

SEC source: 0001654954-25-012995 · section16.xml · nonDerivative · entry 3

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,609

F2 · price: The shares were sold at $1.8102 Canadian dollars, $1.2925 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7140).

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:24 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 50,000 $0.45 $22,490.00
Disclosure

SEC source: 0001654954-25-012995 · section16.xml · nonDerivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4498 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7140).

Read SEC document
November 12, 2025 Filed Nov 13, 2025 22:24 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 113,914 $0.45 $51,238.52
Disclosure

SEC source: 0001654954-25-012995 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4498 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7140).

Read SEC document
November 11, 2025 Filed Nov 12, 2025 22:28 UTC
CASH JOHNDirector · Board Chairman, CEO
Exercise / conversionCommon share options (right to buy) · Derivative 189,303 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012947 · section16.xml · derivative · entry 3

CASH JOHN · CIK 0001595535 · Director · Board Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,264

Underlying: Common Shares · 189,303 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

F3 · derivative.exercise_date: The 189,303 options were granted on 11/13/2020 and vested and became exercisable as follows: 63,101 on 11/13/2021; 63,101 on 11/13/2022; and 63,101 on 11/13/2023.

Read SEC document
November 11, 2025 Filed Nov 12, 2025 22:28 UTC
CASH JOHNDirector · Board Chairman, CEO
SaleCommon Shares 189,303 $1.27 $240,206.58
Disclosure

SEC source: 0001654954-25-012947 · section16.xml · nonDerivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,968

F2 · price: The shares were sold at $1.7789 Canadian dollars, $1.2689 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

Read SEC document
November 11, 2025 Filed Nov 12, 2025 22:28 UTC
CASH JOHNDirector · Board Chairman, CEO
Exercise / conversionCommon Shares 189,303 $0.45 $85,072.77
Disclosure

SEC source: 0001654954-25-012947 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

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November 10, 2025 Filed Nov 12, 2025 22:18 UTC
HUBER GARY CDirector
Exercise / conversionCommon share options (right to buy) · Derivative 50,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012940 · section16.xml · derivative · entry 3

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,304

Underlying: Common Shares · 50,000 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

F3 · derivative.exercise_date: The options are a portion of the 213,914 options granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

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November 10, 2025 Filed Nov 12, 2025 22:18 UTC
HUBER GARY CDirector
SaleCommon Shares 50,000 $1.29 $64,410.00
Disclosure

SEC source: 0001654954-25-012940 · section16.xml · nonDerivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,695

F2 · price: The shares were sold at $1.8060 Canadian dollars, $1.2882 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:18 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 50,000 $0.45 $22,470.00
Disclosure

SEC source: 0001654954-25-012940 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:24 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionCommon share options (right to buy) · Derivative 226,630 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012944 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,426

Underlying: Common Shares · 226,630 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

F3 · derivative.exercise_date: The 226,630 options were granted on 11/13/2020 and vested and became exercisable as follows: 75,543 on 11/13/2021; 75,543 on 11/13/2022; and 75,544 on 11/13/2023.

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November 10, 2025 Filed Nov 12, 2025 22:24 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
SaleCommon Shares 226,630 $1.29 $291,922.10
Disclosure

SEC source: 0001654954-25-012944 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,608

F2 · price: The shares were sold at $1.8058 Canadian dollars, $1.2881 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:24 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionCommon Shares 226,630 $0.45 $101,847.52
Disclosure

SEC source: 0001654954-25-012944 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

Read SEC document
November 06, 2025 Filed Nov 7, 2025 22:07 UTC Exercise / conversionCommon share options (right to buy) · Derivative 213,914 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012709 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,390

Underlying: Common Shares · 213,914 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4463 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7084).

F2 · derivative.exercise_date: The 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 22:07 UTC Exercise / conversionCommon Shares 213,914 $0.45 $95,469.82
Disclosure

SEC source: 0001654954-25-012709 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4463 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7084).

Read SEC document
November 06, 2025 Filed Nov 7, 2025 22:10 UTC Exercise / conversionCommon share options (right to buy) · Derivative 213,914 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-012710 · section16.xml · derivative · entry 3

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,390

Underlying: Common Shares · 213,914 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4463 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7084).

F3 · derivative.exercise_date: The 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

Read SEC document
November 06, 2025 Filed Nov 7, 2025 22:10 UTC SaleCommon Shares 74,727 $1.32 $98,632.17
Disclosure

SEC source: 0001654954-25-012710 · section16.xml · nonDerivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,840

F2 · price: The shares were sold at $1.8631 Canadian dollars, $1.3199 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7084).

Read SEC document
November 06, 2025 Filed Nov 7, 2025 22:10 UTC Exercise / conversionCommon Shares 213,914 $0.45 $95,469.82
Disclosure

SEC source: 0001654954-25-012710 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4463 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7084).

Read SEC document
September 25, 2025 Filed Sep 26, 2025 21:06 UTC Exercise / conversionCommon share options (right to buy) · Derivative 213,914 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-011163 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,390

Underlying: Common Shares · 213,914 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4523 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7180).

F3 · derivative.exercise_date: The 213,914 options were granted on 11/13/2020 and vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/2022; and 71,304 on 11/13/2023.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 21:06 UTC SaleCommon Shares 213,914 $1.75 $374,563.41
Disclosure

SEC source: 0001654954-25-011163 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,179

F2 · price: The shares were sold at $2.4387 Canadian dollars, $1.7510 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7180).

Read SEC document
September 25, 2025 Filed Sep 26, 2025 21:06 UTC Exercise / conversionCommon Shares 213,914 $0.45 $96,753.30
Disclosure

SEC source: 0001654954-25-011163 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4523 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7180).

Read SEC document
September 24, 2025 Filed Sep 25, 2025 21:06 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon share options (right to buy) · Derivative 252,087 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001654954-25-011122 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,950

Underlying: Common Shares · 252,087 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4535 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

F3 · derivative.exercise_date: The 252,087 options were granted on 11/13/2020 and vested and became exercisable as follows: 84,029 on 11/13/2021; 84,029 on 11/13/2022; and 84,029 on 11/13/2023.

Read SEC document
September 24, 2025 Filed Sep 25, 2025 21:06 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
SaleCommon Shares 252,087 $1.68 $423,985.13
Disclosure

SEC source: 0001654954-25-011122 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,175

F2 · price: The shares were sold at $2.3366 Canadian dollars, $1.6819 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

Read SEC document
September 24, 2025 Filed Sep 25, 2025 21:06 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Shares 252,087 $0.45 $114,321.45
Disclosure

SEC source: 0001654954-25-011122 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4535 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

Read SEC document
September 19, 2025 Filed Oct 1, 2025 17:50 UTC
Walle JadeVICE PRESIDENT FINANCE
GrantCommon share options (right to buy) · Derivative 120,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001654954-25-011343 · section16.xml · derivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires 2030-09-19

F1 · derivative.exercise_price: The options were priced at $2.09 Canadian dollars; $1.5148 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the pricing date for the transaction (Cdn$1.00 = US$0.7248) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 40,000 on 9/19/2026; 40,000 on 9/19/2027; and 40,000 on 9/19/2028.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 21:06 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon share options (right to buy) · Derivative 198,618 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001654954-25-010057 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,853

Underlying: Common Shares · 198,618 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4554 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

F3 · derivative.exercise_date: The 198,618 options were granted on 11/13/2020 and vested and became exercisable as follows: 66,206 on 11/13/2021; 66,206 on 11/13/2022; and 66,206 on 11/13/2023.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 21:06 UTC
HATTEN STEVEN M.Chief Operating Officer
SaleCommon Shares 198,618 $1.34 $266,644.67
Disclosure

SEC source: 0001654954-25-010057 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,775

F2 · price: The shares were sold at $1.8573 Canadian dollars, $1.3425 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7228).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.