Last 12 months
Inside the activity.
7 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 7 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2017 Filed Aug 18, 2017 20:12 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionRestricted Share Units · Derivative | 7,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044176 · v473676_4.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,118 Underlying: Common shares · 7,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:12 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionCommon Shares | 7,422 | $0.59 | $4,342.61 |
DisclosureSEC source: 0001144204-17-044176 · v473676_4.xml · nonDerivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:12 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 17,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044175 · v473680_4.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,366 Underlying: Common shares · 17,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:12 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
Exercise / conversionCommon Shares | 12,032 | $0.59 | $7,039.92 |
DisclosureSEC source: 0001144204-17-044175 · v473680_4.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:10 UTC |
CASH JOHNVP Regulatory Affairs
|
Exercise / conversionRestricted Share Units · Derivative | 11,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044171 · v473675_4.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · VP Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,694 Underlying: Common shares · 11,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:10 UTC |
CASH JOHNVP Regulatory Affairs
|
Exercise / conversionCommon Shares | 8,497 | $0.59 | $4,971.59 |
DisclosureSEC source: 0001144204-17-044171 · v473675_4.xml · nonDerivative · entry 1 CASH JOHN · CIK 0001595535 · VP Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:09 UTC |
MACDONELL PAULDirector
|
Exercise / conversionRestricted Share Units · Derivative | 7,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044168 · v473681_4.xml · derivative · entry 2 MACDONELL PAUL · CIK 0001595589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,118 Underlying: Common shares · 7,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:09 UTC |
MACDONELL PAULDirector
|
Exercise / conversionCommon Shares | 7,422 | $0.59 | $4,342.61 |
DisclosureSEC source: 0001144204-17-044168 · v473681_4.xml · nonDerivative · entry 1 MACDONELL PAUL · CIK 0001595589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:08 UTC |
HATTEN STEVEN M.Vice President Operations
|
Exercise / conversionRestricted Share Units · Derivative | 12,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044165 · v473678_4.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,738 Underlying: Common shares · 12,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:08 UTC |
HATTEN STEVEN M.Vice President Operations
|
Exercise / conversionCommon Shares | 8,915 | $0.59 | $5,216.17 |
DisclosureSEC source: 0001144204-17-044165 · v473678_4.xml · nonDerivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:08 UTC |
BONNER JAMES AVice President, Geology
|
Exercise / conversionRestricted Share Units · Derivative | 7,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044164 · v473674_4.xml · derivative · entry 2 BONNER JAMES A · CIK 0001604549 · Vice President, Geology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,788 Underlying: Common shares · 7,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:08 UTC |
BONNER JAMES AVice President, Geology
|
Exercise / conversionCommon Shares | 5,746 | $0.59 | $3,361.98 |
DisclosureSEC source: 0001144204-17-044164 · v473674_4.xml · nonDerivative · entry 1 BONNER JAMES A · CIK 0001604549 · Vice President, Geology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:06 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionRestricted Share Units · Derivative | 7,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044160 · v473673_4.xml · derivative · entry 2 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,118 Underlying: Common shares · 7,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:06 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionCommon Shares | 7,422 | $0.59 | $4,342.61 |
DisclosureSEC source: 0001144204-17-044160 · v473673_4.xml · nonDerivative · entry 1 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:06 UTC |
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Share Units · Derivative | 14,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-044159 · v473677_4.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,868 Underlying: Common shares · 14,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:06 UTC |
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Shares | 9,525 | $0.59 | $5,573.08 |
DisclosureSEC source: 0001144204-17-044159 · v473677_4.xml · nonDerivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:34 UTC |
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Share Units · Derivative | 17,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014524 · v461834_4.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,872 Underlying: Common shares · 17,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:34 UTC |
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Shares | 17,037 | $0.68 | $11,643.09 |
DisclosureSEC source: 0001144204-17-014524 · v461834_4.xml · nonDerivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:32 UTC |
BONNER JAMES AVice President, Geology
|
Exercise / conversionRestricted Share Units · Derivative | 9,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014519 · v461833_4.xml · derivative · entry 2 BONNER JAMES A · CIK 0001604549 · Vice President, Geology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,698 Underlying: Common shares · 9,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:32 UTC |
BONNER JAMES AVice President, Geology
|
Exercise / conversionCommon Shares | 9,349 | $0.68 | $6,389.11 |
DisclosureSEC source: 0001144204-17-014519 · v461833_4.xml · nonDerivative · entry 1 BONNER JAMES A · CIK 0001604549 · Vice President, Geology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:25 UTC |
HATTEN STEVEN M.Vice President Operations
|
Exercise / conversionRestricted Share Units · Derivative | 12,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014512 · v461832_4.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,010 Underlying: Common shares · 12,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:25 UTC |
HATTEN STEVEN M.Vice President Operations
|
Exercise / conversionCommon Shares | 12,925 | $0.68 | $8,832.95 |
DisclosureSEC source: 0001144204-17-014512 · v461832_4.xml · nonDerivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:21 UTC |
CASH JOHNVP of Regulatory Affairs
|
Exercise / conversionRestricted Share Units · Derivative | 12,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014506 · v461831_4.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,390 Underlying: Common shares · 12,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:21 UTC |
CASH JOHNVP of Regulatory Affairs
|
Exercise / conversionCommon Shares | 12,579 | $0.68 | $8,596.49 |
DisclosureSEC source: 0001144204-17-014506 · v461831_4.xml · nonDerivative · entry 1 CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:18 UTC |
SMITH ROGER L.CFO/Chief Admin. Officer
|
Exercise / conversionRestricted Share Units · Derivative | 18,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014501 · v461830_4.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,738 Underlying: Common shares · 18,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:18 UTC |
SMITH ROGER L.CFO/Chief Admin. Officer
|
Exercise / conversionCommon Shares | 18,950 | $0.68 | $12,950.43 |
DisclosureSEC source: 0001144204-17-014501 · v461830_4.xml · nonDerivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:14 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 20,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-014498 · v461829_4.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,056 Underlying: Common shares · 20,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period. F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 20:14 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
Exercise / conversionCommon Shares | 20,483 | $0.68 | $13,998.08 |
DisclosureSEC source: 0001144204-17-014498 · v461829_4.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:40 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionCommon Share Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001144204-17-002272 · v456938_4.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,818 Underlying: Common Shares · 60,000 shares Expires 2017-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Price of options is expressed in Canadian dollars. Based on the rate of exchange on the transaction date (Cdn$1=US$0.7616) as reported by the Bank of Canada on their website (www.bankofcanada.ca/rates/exchange/10-year-converter) F2 · derivative.exercise_date: Options vested and became exercisable as follows: 6,000 on January 12, 2012, 13,200 on May 28, 2012, 13,200 on October 12, 2012, 13,200 on February 26, 2012 and 14,400 on July 12, 2013 Read SEC document |
| January 12, 2017 Filed Jan 14, 2017 00:40 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionCommon Shares | 60,000 | $0.69 | $41,580.00 |
DisclosureSEC source: 0001144204-17-002272 · v456938_4.xml · nonDerivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Price of options is expressed in Canadian dollars. Based on the rate of exchange on the transaction date (Cdn$1=US$0.7616) as reported by the Bank of Canada on their website (www.bankofcanada.ca/rates/exchange/10-year-converter) Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 23:23 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
GiftCommon Shares | 30,000 | $0.69 | $20,700.00 |
DisclosureSEC source: 0001144204-17-002046 · v456857_form4.xml · nonDerivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,743,573 F1 · price: Opening price on NYSE MKT on date of transfer. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 23:23 UTC |
KLENDA JEFFREY T.Director · President and CEO
|
GiftCommon Shares | 30,000 | $0.69 | $20,700.00 |
DisclosureSEC source: 0001144204-17-002046 · v456857_form4.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,773,573 F1 · price: Opening price on NYSE MKT on date of transfer. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:20 UTC |
Parker Thomas HDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140542 · v455429_4.xml · derivative · entry 2 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 Underlying: Common shares · 32,000 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:20 UTC |
Parker Thomas HDirector
|
GrantCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140542 · v455429_4.xml · derivative · entry 1 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,818 Underlying: Common shares · 128,000 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:29 UTC |
HUBER GARY CDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140558 · v455436_4.xml · derivative · entry 2 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 Underlying: Common shares · 32,000 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:29 UTC |
HUBER GARY CDirector
|
GrantCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140558 · v455436_4.xml · derivative · entry 1 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,160 Underlying: Common shares · 128,000 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:34 UTC |
HATTEN STEVEN M.Vice President of Operations
|
GrantRestricted share units (exchange for common stock) · Derivative | 47,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140565 · v455427_4.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,935 Underlying: Common shares · 47,510 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:34 UTC |
HATTEN STEVEN M.Vice President of Operations
|
GrantCommon share options (right to buy) · Derivative | 190,040 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140565 · v455427_4.xml · derivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,551 Underlying: Common shares · 190,040 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 19,004 on December 16, 2016; 41,809 on May 2, 2017; 41,809 on September 16,2017; 41,808 on January 31,2018 and 45,610 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:31 UTC |
SMITH ROGER L.CFO/Chief Admin. Officer
|
GrantRestricted share units (exchange for common stock) · Derivative | 60,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140562 · v455426_4.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,688 Underlying: Common shares · 60,296 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:31 UTC |
SMITH ROGER L.CFO/Chief Admin. Officer
|
GrantCommon share options (right to buy) · Derivative | 241,184 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140562 · v455426_4.xml · derivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,264 Underlying: Common shares · 241,184 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 24,118 on December 16, 2016; 53,061 on May 2, 2017; 53,060 on September 16,2017; 53,061 on January 31,2018 and 57,884 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:29 UTC |
BOBERG W. WILLIAMDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140559 · v455425_4.xml · derivative · entry 2 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 Underlying: Common shares · 32,000 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:29 UTC |
BOBERG W. WILLIAMDirector
|
GrantCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140559 · v455425_4.xml · derivative · entry 1 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,818 Underlying: Common shares · 128,000 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:27 UTC |
GOPLERUD PENNE ASee Remarks
|
GrantRestricted share units (exchange for common stock) · Derivative | 54,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140555 · v455434_4.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,909 Underlying: Common shares · 54,210 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:27 UTC |
GOPLERUD PENNE ASee Remarks
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GrantCommon share options (right to buy) · Derivative | 216,836 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140555 · v455434_4.xml · derivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,480 Underlying: Common shares · 216,836 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 21,684 on December 16, 2016; 47,704 on May 2, 2017; 47,703 on September 16,2017; 47,704 on January 31,2018 and 52,041 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:26 UTC |
MACDONELL PAULDirector
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GrantRestricted share units (exchange for common stock) · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140553 · v455424_4.xml · derivative · entry 2 MACDONELL PAUL · CIK 0001595589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 Underlying: Common shares · 32,000 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:26 UTC |
MACDONELL PAULDirector
|
GrantCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140553 · v455424_4.xml · derivative · entry 1 MACDONELL PAUL · CIK 0001595589 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,818 Underlying: Common shares · 128,000 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:25 UTC |
FRANKLIN JAMES M.Director
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GrantRestricted share units (exchange for common stock) · Derivative | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140551 · v455432_4.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 Underlying: Common shares · 32,000 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:25 UTC |
FRANKLIN JAMES M.Director
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GrantCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140551 · v455432_4.xml · derivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,818 Underlying: Common shares · 128,000 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:22 UTC |
CASH JOHNVP of Regulatory Affairs
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GrantRestricted share units (exchange for common stock) · Derivative | 45,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140546 · v455431_4.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,969 Underlying: Common shares · 45,276 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018. F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 22:22 UTC |
CASH JOHNVP of Regulatory Affairs
|
GrantCommon share options (right to buy) · Derivative | 181,106 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001144204-16-140546 · v455431_4.xml · derivative · entry 1 CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,002 Underlying: Common shares · 181,106 shares Expires 2021-12-16 F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,111 on December 16, 2016; 39,843 on May 2, 2017; 39,843 on September 16,2017; 39,844 on January 31,2018 and 43,465 on June 16,2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.