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URG

UR-ENERGY INC

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5417
SEC CIK
0001375205
Parsed reports
357

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202617
Sep 202630
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2017 Filed Aug 18, 2017 20:12 UTC Exercise / conversionRestricted Share Units · Derivative 7,422 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044176 · v473676_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Underlying: Common shares · 7,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:12 UTC Exercise / conversionCommon Shares 7,422 $0.59 $4,342.61
Disclosure

SEC source: 0001144204-17-044176 · v473676_4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:12 UTC
KLENDA JEFFREY T.Director · President and CEO
Exercise / conversionRestricted Share Units · Derivative 17,690 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044175 · v473680_4.xml · derivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,366

Underlying: Common shares · 17,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:12 UTC
KLENDA JEFFREY T.Director · President and CEO
Exercise / conversionCommon Shares 12,032 $0.59 $7,039.92
Disclosure

SEC source: 0001144204-17-044175 · v473680_4.xml · nonDerivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 17,690 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:10 UTC
CASH JOHNVP Regulatory Affairs
Exercise / conversionRestricted Share Units · Derivative 11,696 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044171 · v473675_4.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,694

Underlying: Common shares · 11,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:10 UTC
CASH JOHNVP Regulatory Affairs
Exercise / conversionCommon Shares 8,497 $0.59 $4,971.59
Disclosure

SEC source: 0001144204-17-044171 · v473675_4.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · VP Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 11,696 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:09 UTC Exercise / conversionRestricted Share Units · Derivative 7,422 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044168 · v473681_4.xml · derivative · entry 2

MACDONELL PAUL · CIK 0001595589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Underlying: Common shares · 7,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:09 UTC Exercise / conversionCommon Shares 7,422 $0.59 $4,342.61
Disclosure

SEC source: 0001144204-17-044168 · v473681_4.xml · nonDerivative · entry 1

MACDONELL PAUL · CIK 0001595589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
HATTEN STEVEN M.Vice President Operations
Exercise / conversionRestricted Share Units · Derivative 12,272 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044165 · v473678_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,738

Underlying: Common shares · 12,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
HATTEN STEVEN M.Vice President Operations
Exercise / conversionCommon Shares 8,915 $0.59 $5,216.17
Disclosure

SEC source: 0001144204-17-044165 · v473678_4.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 12,272 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
BONNER JAMES AVice President, Geology
Exercise / conversionRestricted Share Units · Derivative 7,910 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044164 · v473674_4.xml · derivative · entry 2

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,788

Underlying: Common shares · 7,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:08 UTC
BONNER JAMES AVice President, Geology
Exercise / conversionCommon Shares 5,746 $0.59 $3,361.98
Disclosure

SEC source: 0001144204-17-044164 · v473674_4.xml · nonDerivative · entry 1

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 7,910 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:06 UTC Exercise / conversionRestricted Share Units · Derivative 7,422 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044160 · v473673_4.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,118

Underlying: Common shares · 7,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:06 UTC Exercise / conversionCommon Shares 7,422 $0.59 $4,342.61
Disclosure

SEC source: 0001144204-17-044160 · v473673_4.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 7,422 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:06 UTC
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
Exercise / conversionRestricted Share Units · Derivative 14,004 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-044159 · v473677_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,868

Underlying: Common shares · 14,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:06 UTC
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 9,525 $0.59 $5,573.08
Disclosure

SEC source: 0001144204-17-044159 · v473677_4.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 17, 2015, the reporting person was granted 14,004 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.74 Canadian dollars per share. $0.5851 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7907), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:34 UTC
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
Exercise / conversionRestricted Share Units · Derivative 17,037 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014524 · v461834_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,872

Underlying: Common shares · 17,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:34 UTC
GOPLERUD PENNE AGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 17,037 $0.68 $11,643.09
Disclosure

SEC source: 0001144204-17-014524 · v461834_4.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 34,074 Restricted Share Units ("RSUs") vesting in two installments; 17,037 RSUs vesting on March 13, 2016 and 17,037 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:32 UTC
BONNER JAMES AVice President, Geology
Exercise / conversionRestricted Share Units · Derivative 9,349 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014519 · v461833_4.xml · derivative · entry 2

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,698

Underlying: Common shares · 9,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:32 UTC
BONNER JAMES AVice President, Geology
Exercise / conversionCommon Shares 9,349 $0.68 $6,389.11
Disclosure

SEC source: 0001144204-17-014519 · v461833_4.xml · nonDerivative · entry 1

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 18,698 Restricted Share Units ("RSUs") vesting in two installments; 9,349 RSUs vesting on March 13, 2016 and 9,349 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:25 UTC
HATTEN STEVEN M.Vice President Operations
Exercise / conversionRestricted Share Units · Derivative 12,925 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014512 · v461832_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,010

Underlying: Common shares · 12,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:25 UTC
HATTEN STEVEN M.Vice President Operations
Exercise / conversionCommon Shares 12,925 $0.68 $8,832.95
Disclosure

SEC source: 0001144204-17-014512 · v461832_4.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Vice President Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 25,850 Restricted Share Units ("RSUs") vesting in two installments; 12,925 RSUs vesting on March 13, 2016 and 12,925 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:21 UTC
CASH JOHNVP of Regulatory Affairs
Exercise / conversionRestricted Share Units · Derivative 12,579 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014506 · v461831_4.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,390

Underlying: Common shares · 12,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:21 UTC
CASH JOHNVP of Regulatory Affairs
Exercise / conversionCommon Shares 12,579 $0.68 $8,596.49
Disclosure

SEC source: 0001144204-17-014506 · v461831_4.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 25,158 Restricted Share Units ("RSUs") vesting in two installments; 12,579 RSUs vesting on March 13, 2016 and 12,579 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:18 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
Exercise / conversionRestricted Share Units · Derivative 18,950 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014501 · v461830_4.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,738

Underlying: Common shares · 18,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:18 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
Exercise / conversionCommon Shares 18,950 $0.68 $12,950.43
Disclosure

SEC source: 0001144204-17-014501 · v461830_4.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 37,900 Restricted Share Units ("RSUs") vesting in two installments; 18,950 RSUs vesting on March 13, 2016 and 18,950 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:14 UTC
KLENDA JEFFREY T.Director · President and CEO
Exercise / conversionRestricted Share Units · Derivative 20,483 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-014498 · v461829_4.xml · derivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,056

Underlying: Common shares · 20,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU entitles the holder to receive delivery of one common share upon satisfaction of RSU vesting period.

F1 · derivative.exercise_date: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F1 · derivative.expiration_date: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 20:14 UTC
KLENDA JEFFREY T.Director · President and CEO
Exercise / conversionCommon Shares 20,483 $0.68 $13,998.08
Disclosure

SEC source: 0001144204-17-014498 · v461829_4.xml · nonDerivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 13, 2015, the reporting person was granted 40,966 Restricted Share Units ("RSUs") vesting in two installments; 20,483 RSUs vesting on March 13, 2016 and 20,483 RSUs vesting on March 31, 2017. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F3 · price: The common shares were priced at $0.92 Canadian dollars per share. $0.6834 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7428), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
January 12, 2017 Filed Jan 14, 2017 00:40 UTC Exercise / conversionCommon Share Options (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001144204-17-002272 · v456938_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,818

Underlying: Common Shares · 60,000 shares

Expires 2017-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Price of options is expressed in Canadian dollars. Based on the rate of exchange on the transaction date (Cdn$1=US$0.7616) as reported by the Bank of Canada on their website (www.bankofcanada.ca/rates/exchange/10-year-converter)

F2 · derivative.exercise_date: Options vested and became exercisable as follows: 6,000 on January 12, 2012, 13,200 on May 28, 2012, 13,200 on October 12, 2012, 13,200 on February 26, 2012 and 14,400 on July 12, 2013

Read SEC document
January 12, 2017 Filed Jan 14, 2017 00:40 UTC Exercise / conversionCommon Shares 60,000 $0.69 $41,580.00
Disclosure

SEC source: 0001144204-17-002272 · v456938_4.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Price of options is expressed in Canadian dollars. Based on the rate of exchange on the transaction date (Cdn$1=US$0.7616) as reported by the Bank of Canada on their website (www.bankofcanada.ca/rates/exchange/10-year-converter)

Read SEC document
January 11, 2017 Filed Jan 12, 2017 23:23 UTC
KLENDA JEFFREY T.Director · President and CEO
GiftCommon Shares 30,000 $0.69 $20,700.00
Disclosure

SEC source: 0001144204-17-002046 · v456857_form4.xml · nonDerivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,743,573

F1 · price: Opening price on NYSE MKT on date of transfer.

Read SEC document
January 11, 2017 Filed Jan 12, 2017 23:23 UTC
KLENDA JEFFREY T.Director · President and CEO
GiftCommon Shares 30,000 $0.69 $20,700.00
Disclosure

SEC source: 0001144204-17-002046 · v456857_form4.xml · nonDerivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773,573

F1 · price: Opening price on NYSE MKT on date of transfer.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:20 UTC GrantRestricted share units (exchange for common stock) · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140542 · v455429_4.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,540

Underlying: Common shares · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:20 UTC GrantCommon share options (right to buy) · Derivative 128,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140542 · v455429_4.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,818

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:29 UTC
HUBER GARY CDirector
GrantRestricted share units (exchange for common stock) · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140558 · v455436_4.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,540

Underlying: Common shares · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:29 UTC
HUBER GARY CDirector
GrantCommon share options (right to buy) · Derivative 128,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140558 · v455436_4.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,160

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:34 UTC
HATTEN STEVEN M.Vice President of Operations
GrantRestricted share units (exchange for common stock) · Derivative 47,510 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140565 · v455427_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,935

Underlying: Common shares · 47,510 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:34 UTC
HATTEN STEVEN M.Vice President of Operations
GrantCommon share options (right to buy) · Derivative 190,040 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140565 · v455427_4.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,551

Underlying: Common shares · 190,040 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 19,004 on December 16, 2016; 41,809 on May 2, 2017; 41,809 on September 16,2017; 41,808 on January 31,2018 and 45,610 on June 16,2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:31 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantRestricted share units (exchange for common stock) · Derivative 60,296 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140562 · v455426_4.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,688

Underlying: Common shares · 60,296 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:31 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantCommon share options (right to buy) · Derivative 241,184 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140562 · v455426_4.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,264

Underlying: Common shares · 241,184 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 24,118 on December 16, 2016; 53,061 on May 2, 2017; 53,060 on September 16,2017; 53,061 on January 31,2018 and 57,884 on June 16,2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:29 UTC GrantRestricted share units (exchange for common stock) · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140559 · v455425_4.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,540

Underlying: Common shares · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:29 UTC GrantCommon share options (right to buy) · Derivative 128,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140559 · v455425_4.xml · derivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,818

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.

Read SEC document
December 16, 2016 Filed Dec 20, 2016 22:27 UTC
GOPLERUD PENNE ASee Remarks
GrantRestricted share units (exchange for common stock) · Derivative 54,210 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140555 · v455434_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,909

Underlying: Common shares · 54,210 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

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December 16, 2016 Filed Dec 20, 2016 22:27 UTC
GOPLERUD PENNE ASee Remarks
GrantCommon share options (right to buy) · Derivative 216,836 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140555 · v455434_4.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,480

Underlying: Common shares · 216,836 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 21,684 on December 16, 2016; 47,704 on May 2, 2017; 47,703 on September 16,2017; 47,704 on January 31,2018 and 52,041 on June 16,2018.

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December 16, 2016 Filed Dec 20, 2016 22:26 UTC GrantRestricted share units (exchange for common stock) · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140553 · v455424_4.xml · derivative · entry 2

MACDONELL PAUL · CIK 0001595589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,540

Underlying: Common shares · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

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December 16, 2016 Filed Dec 20, 2016 22:26 UTC GrantCommon share options (right to buy) · Derivative 128,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140553 · v455424_4.xml · derivative · entry 1

MACDONELL PAUL · CIK 0001595589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,818

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.

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December 16, 2016 Filed Dec 20, 2016 22:25 UTC GrantRestricted share units (exchange for common stock) · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140551 · v455432_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,540

Underlying: Common shares · 32,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

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December 16, 2016 Filed Dec 20, 2016 22:25 UTC GrantCommon share options (right to buy) · Derivative 128,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140551 · v455432_4.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,818

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 12,800 on December 16, 2016; 28,160 on May 2, 2017; 28,160 on September 16,2017; 28,160 on January 31,2018 and 30,720 on June 16,2018.

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December 16, 2016 Filed Dec 20, 2016 22:22 UTC
CASH JOHNVP of Regulatory Affairs
GrantRestricted share units (exchange for common stock) · Derivative 45,276 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-140546 · v455431_4.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,969

Underlying: Common shares · 45,276 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 16, 2018.

F4 · derivative.expiration_date: Units vest and become redeemable on December 16, 2018.

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December 16, 2016 Filed Dec 20, 2016 22:22 UTC
CASH JOHNVP of Regulatory Affairs
GrantCommon share options (right to buy) · Derivative 181,106 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001144204-16-140546 · v455431_4.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,002

Underlying: Common shares · 181,106 shares

Expires 2021-12-16

F1 · derivative.exercise_price: The options were priced at $0.73 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7497) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,111 on December 16, 2016; 39,843 on May 2, 2017; 39,843 on September 16,2017; 39,844 on January 31,2018 and 43,465 on June 16,2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.