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URG

UR-ENERGY INC

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5417
SEC CIK
0001375205
Parsed reports
357

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202617
Sep 202630
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2018 Filed Dec 19, 2018 00:12 UTC
KLENDA JEFFREY T.Director · See Remarks
GrantCommon share options (right to buy) · Derivative 103,831 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065238 · tv509457_4.xml · derivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231,165

Underlying: Common shares · 103,831 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 34,264 on December 14, 2019; 34,264 on December 14, 2020 and 35,303 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:11 UTC
GOPLERUD PENNE ASee Remarks
GrantRestricted share units (exchange for common stock) · Derivative 16,647 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065236 · tv509454_4.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,046

Underlying: Common shares · 16,647 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:11 UTC
GOPLERUD PENNE ASee Remarks
GrantCommon share options (right to buy) · Derivative 66,588 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065236 · tv509454_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,327

Underlying: Common shares · 66,588 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 21,974 on December 14, 2019; 21,974 on December 14, 2020 and 22,640 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:12 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantRestricted share units (exchange for common stock) · Derivative 18,517 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065240 · tv509459_4.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,311

Underlying: Common shares · 18,517 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:12 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantCommon share options (right to buy) · Derivative 74,067 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065240 · tv509459_4.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,499

Underlying: Common shares · 74,067 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 24,442 on December 14, 2019; 24,442 on December 14, 2020 and 25,183 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:10 UTC
HATTEN STEVEN M.Vice President of Operations
GrantRestricted share units (exchange for common stock) · Derivative 14,590 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065234 · tv509452_4.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,345

Underlying: Common shares · 14,590 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:10 UTC
HATTEN STEVEN M.Vice President of Operations
GrantCommon share options (right to buy) · Derivative 58,357 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065234 · tv509452_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,802

Underlying: Common shares · 58,357 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 19,258 on December 14, 2019; 19,258 on December 14, 2020 and 19,841 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:10 UTC GrantRestricted share units (exchange for common stock) · Derivative 12,632 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065235 · tv509453_4.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,546

Underlying: Common shares · 12,632 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:10 UTC GrantCommon share options (right to buy) · Derivative 50,527 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065235 · tv509453_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529.169

Underlying: Common shares · 50,527 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 16,674 on December 14, 2019; 16,674 on December 14, 2020 and 17,179 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC
CASH JOHNVP of Regulatory Affairs
GrantRestricted share units (exchange for common stock) · Derivative 13,905 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065232 · tv509450_4.xml · derivative · entry 3

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,112

Underlying: Common shares · 13,905 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC
CASH JOHNVP of Regulatory Affairs
GrantCommon share options (right to buy) · Derivative 55,620 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065232 · tv509450_4.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,830

Underlying: Common shares · 55,620 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,355 on December 14, 2019; 18,354 on December 14, 2020 and 18,911 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC
BONNER JAMES AVice President, Geology
GrantRestricted share units (exchange for common stock) · Derivative 12,441 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065231 · tv509449_4.xml · derivative · entry 3

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,941

Underlying: Common shares · 12,441 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC
BONNER JAMES AVice President, Geology
GrantCommon share options (right to buy) · Derivative 49,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065231 · tv509449_4.xml · derivative · entry 2

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,450

Underlying: Common shares · 49,764 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 16,422 on December 14, 2019; 16,422 on December 14, 2020 and 16,920 on December 14, 2021.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC GrantRestricted share units (exchange for common stock) · Derivative 12,632 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-065230 · tv509448_4.xml · derivative · entry 3

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,546

Underlying: Common shares · 12,632 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on December 14, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on December 14, 2020.

Read SEC document
December 14, 2018 Filed Dec 19, 2018 00:09 UTC GrantCommon share options (right to buy) · Derivative 50,527 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001144204-18-065230 · tv509448_4.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,169

Underlying: Common shares · 50,527 shares

Expires 2023-12-14

F1 · derivative.exercise_price: The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 16,674 on December 14, 2019; 16,674 on December 14, 2020 and 17,179 on December 14, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:17 UTC GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045834 · tv501484_4.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:17 UTC GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045834 · tv501484_4.xml · derivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,653

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:20 UTC GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045840 · tv501490_4.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:20 UTC GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045840 · tv501490_4.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,642

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:19 UTC
HUBER GARY CDirector
GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045838 · tv501488_4.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:19 UTC
HUBER GARY CDirector
GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045838 · tv501488_4.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,813

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:21 UTC GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045842 · tv501492_4.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:21 UTC GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045842 · tv501492_4.xml · derivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,653

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:21 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantRestricted share units (exchange for common stock) · Derivative 19,802 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045841 · tv501491_4.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,794

Underlying: Common shares · 19,802 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:21 UTC
SMITH ROGER L.CFO/Chief Admin. Officer
GrantCommon share options (right to buy) · Derivative 79,206 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045841 · tv501491_4.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,432

Underlying: Common shares · 79,206 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 26,402 on August 20, 2019; 26,402 on August 20, 2020 and 26,402 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:20 UTC
KLENDA JEFFREY T.Director · See Remarks
GrantRestricted share units (exchange for common stock) · Derivative 27,759 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045839 · tv501489_4.xml · derivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,145

Underlying: Common shares · 27,759 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:20 UTC
KLENDA JEFFREY T.Director · See Remarks
GrantCommon share options (right to buy) · Derivative 111,036 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045839 · tv501489_4.xml · derivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,334

Underlying: Common shares · 111,036 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 37,012 on August 20, 2019; 37,012 on August 20, 2020 and 37,012 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:19 UTC
HATTEN STEVEN M.Vice President of Operations
GrantRestricted share units (exchange for common stock) · Derivative 15,603 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045837 · tv501487_4.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,755

Underlying: Common shares · 15,603 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:19 UTC
HATTEN STEVEN M.Vice President of Operations
GrantCommon share options (right to buy) · Derivative 62,409 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045837 · tv501487_4.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,445

Underlying: Common shares · 62,409 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 20,803 on August 20, 2019; 20,803 on August 20, 2020 and 20,803 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:18 UTC
GOPLERUD PENNE ASee Remarks
GrantRestricted share units (exchange for common stock) · Derivative 17,803 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045836 · tv501486_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,399

Underlying: Common shares · 17,803 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:18 UTC
GOPLERUD PENNE ASee Remarks
GrantCommon share options (right to buy) · Derivative 71,211 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045836 · tv501486_4.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,719

Underlying: Common shares · 71,211 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 23,737 on August 20, 2019; 23,737 on August 20, 2020 and 23,737 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:18 UTC GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045835 · tv501485_4.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:18 UTC GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045835 · tv501485_4.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,642

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

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August 20, 2018 Filed Aug 22, 2018 00:16 UTC
CASH JOHNVP of Regulatory Affairs
GrantRestricted share units (exchange for common stock) · Derivative 14,869 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045833 · tv501483_4.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,207

Underlying: Common shares · 14,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:16 UTC
CASH JOHNVP of Regulatory Affairs
GrantCommon share options (right to buy) · Derivative 59,476 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045833 · tv501483_4.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · VP of Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,210

Underlying: Common shares · 59,476 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 19,825 on August 20, 2019; 19,826 on August 20, 2020 and 19,825 on August 20, 2021.

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August 20, 2018 Filed Aug 22, 2018 00:16 UTC
BONNER JAMES AVice President, Geology
GrantRestricted share units (exchange for common stock) · Derivative 13,304 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045832 · tv501482_4.xml · derivative · entry 2

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common shares · 13,304 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:16 UTC
BONNER JAMES AVice President, Geology
GrantCommon share options (right to buy) · Derivative 53,214 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045832 · tv501482_4.xml · derivative · entry 1

BONNER JAMES A · CIK 0001604549 · Vice President, Geology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,686

Underlying: Common shares · 53,214 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 17,738 on August 20, 2019; 17,738 on August 20, 2020 and 17,738 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:15 UTC GrantRestricted share units (exchange for common stock) · Derivative 13,914 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045831 · tv501481_4.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,914

Underlying: Common shares · 13,914 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 00:15 UTC GrantCommon share options (right to buy) · Derivative 55,653 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045831 · tv501481_4.xml · derivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,642

Underlying: Common shares · 55,653 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 18,551 on August 20, 2019; 18,551 on August 20, 2020 and 18,551 on August 20, 2021.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:42 UTC Amendment
GOPLERUD PENNE ASee remarks
GrantRestricted share units (exchange for common stock) · Derivative 17,803 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-045952 · tv501554_4a.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,399

Underlying: Common shares · 17,803 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on August 20, 2020.

F4 · derivative.expiration_date: Units vest and become redeemable on August 20, 2020.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:42 UTC Amendment
GOPLERUD PENNE ASee remarks
GrantCommon share options (right to buy) · Derivative 71,211 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-18-045952 · tv501554_4a.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,739

Underlying: Common shares · 71,211 shares

Expires 2023-08-20

F1 · derivative.exercise_price: The options were priced at $0.93 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7654) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 23,737 on August 20, 2019; 23,737 on August 20, 2020 and 23,737 on August 20, 2021.

Read SEC document
August 03, 2018 Filed Aug 3, 2018 21:39 UTC PurchaseCommon Shares 24,000 $0.82 $19,680.00
Disclosure

SEC source: 0001144204-18-041968 · tv500164_4.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
March 30, 2018 Filed Apr 3, 2018 23:39 UTC GrantCommon share options (right to buy) · Derivative 200,000 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001144204-18-019059 · tv490364_4.xml · derivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common shares · 200,000 shares

Expires 2023-03-30

F1 · derivative.exercise_price: The options were priced at $0.77 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7756) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 66,666 on March 30, 2019; 66,666 on March 30, 2020 and 66,668 on March 30, 2021.

Read SEC document
January 24, 2018 Filed Jan 24, 2018 23:38 UTC
KLENDA JEFFREY T.Director · See Remarks
SaleCommon Shares 100,000 $0.71 $71,300.00
Disclosure

SEC source: 0001144204-18-003530 · tv484022_4.xml · nonDerivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692,981

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:10 UTC GrantRestricted share units (exchange for common stock) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-064222 · tv481646_4.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common shares · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on December 15, 2019.

F4 · derivative.expiration_date: Units vest and become redeemable on December 15, 2019.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:10 UTC GrantCommon share options (right to buy) · Derivative 120,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001144204-17-064222 · tv481646_4.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,907

Underlying: Common shares · 120,000 shares

Expires 2022-12-15

F1 · derivative.exercise_price: The options were priced at $0.90 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7792) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 40,000 on December 15, 2018; 40,000 on December 15, 2019 and 40,000 on December 15, 2020.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:08 UTC
HUBER GARY CDirector
GrantRestricted share units (exchange for common stock) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-064219 · tv481643_4.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common shares · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on December 15, 2019.

F4 · derivative.expiration_date: Units vest and become redeemable on December 15, 2019.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:08 UTC
HUBER GARY CDirector
GrantCommon share options (right to buy) · Derivative 120,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001144204-17-064219 · tv481643_4.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,160

Underlying: Common shares · 120,000 shares

Expires 2022-12-15

F1 · derivative.exercise_price: The options were priced at $0.90 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7792) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 40,000 on December 15, 2018; 40,000 on December 15, 2019 and 40,000 on December 15, 2020.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:11 UTC GrantRestricted share units (exchange for common stock) · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-064224 · tv481648_4.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common shares · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on December 15, 2019.

F4 · derivative.expiration_date: Units vest and become redeemable on December 15, 2019.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 02:11 UTC GrantCommon share options (right to buy) · Derivative 120,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001144204-17-064224 · tv481648_4.xml · derivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common shares · 120,000 shares

Expires 2022-12-15

F1 · derivative.exercise_price: The options were priced at $0.90 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7792) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 40,000 on December 15, 2018; 40,000 on December 15, 2019 and 40,000 on December 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.