Last 12 months
Inside the activity.
7 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 7 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
SaleCommon shares | 190,040 | $1.01 | $191,693.35 |
DisclosureSEC source: 0001654954-21-000835 · section16.xml · nonDerivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,428 F2 · price: The shares were sold at $1.2812 Canadian dollars; $1.0087 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionCommon shares | 190,040 | $0.57 | $109,215.99 |
DisclosureSEC source: 0001654954-21-000835 · section16.xml · nonDerivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon share options (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001654954-21-000834 · section16.xml · derivative · entry 3 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,451 Underlying: Common Shares · 100,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 24,118 on 12/16/2016; 53,061 on 5/2/2017; 53,060 on 9/16/2017; 53,061 on 1/31/2018; and 57,884 on 6/16/2018. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
SaleCommon Shares | 100,000 | $1.02 | $102,350.00 |
DisclosureSEC source: 0001654954-21-000834 · section16.xml · nonDerivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,336 F2 · price: The shares were sold at $1.3000 Canadian dollars; $1.0235 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Shares | 100,000 | $0.57 | $57,470.00 |
DisclosureSEC source: 0001654954-21-000834 · section16.xml · nonDerivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
Chang Robby Sai KitDirector
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013639 · section16.xml · derivative · entry 2 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common Shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
Chang Robby Sai KitDirector
|
Exercise / conversionCommon Shares | 5,870 | $0.63 | $3,681.08 |
DisclosureSEC source: 0001654954-20-013639 · section16.xml · nonDerivative · entry 1 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, 6,762 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 5,870 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
Parker Thomas HDirector
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013637 · section16.xml · derivative · entry 2 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common Shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs became redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
Parker Thomas HDirector
|
Exercise / conversionCommon shares | 12,632 | $0.63 | $7,921.53 |
DisclosureSEC source: 0001654954-20-013637 · section16.xml · nonDerivative · entry 1 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, the reporting person received 12,632 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
HUBER GARY CDirector
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013636 · section16.xml · derivative · entry 2 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs became redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
HUBER GARY CDirector
|
Exercise / conversionCommon Shares | 12,632 | $0.63 | $7,921.53 |
DisclosureSEC source: 0001654954-20-013636 · section16.xml · nonDerivative · entry 1 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, the reporting person received 12,632 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
WALKER KATHY EDirector
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013638 · section16.xml · derivative · entry 2 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs became redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
WALKER KATHY EDirector
|
Exercise / conversionCommon shares | 12,632 | $0.63 | $7,921.53 |
DisclosureSEC source: 0001654954-20-013638 · section16.xml · nonDerivative · entry 1 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, the reporting person received 12,632 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 25,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013642 · section16.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,478 Underlying: Common Shares · 25,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
Exercise / conversionCommon Shares | 18,435 | $0.63 | $11,560.59 |
DisclosureSEC source: 0001654954-20-013642 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,816,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 25,958 Restricted Share Units ("RSUs"). On redemption, 7,523 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 18,435 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 18,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013641 · section16.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,052 Underlying: Common shares · 18,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon shares | 13,150 | $0.63 | $8,246.37 |
DisclosureSEC source: 0001654954-20-013641 · section16.xml · nonDerivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 18,517 Restricted Share Units ("RSUs"). On redemption, 5,367 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 13,150 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013640 · section16.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common Shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:16 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionCommon Shares | 5,870 | $0.63 | $3,681.08 |
DisclosureSEC source: 0001654954-20-013640 · section16.xml · nonDerivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, 6,762 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 5,870 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 16,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013634 · section16.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,929 Underlying: Common Shares · 16,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
Exercise / conversionCommon Shares | 11,822 | $0.63 | $7,413.58 |
DisclosureSEC source: 0001654954-20-013634 · section16.xml · nonDerivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 16,647 Restricted Share Units ("RSUs"). On redemption, 4,825 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 11,822 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 14,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013635 · section16.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,589 Underlying: Common shares · 14,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionCommon shares | 11,037 | $0.63 | $6,921.30 |
DisclosureSEC source: 0001654954-20-013635 · section16.xml · nonDerivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 14,590 Restricted Share Units ("RSUs"). On redemption, 3,553 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 11,037 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
CASH JOHNSee Remarks
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 13,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013633 · section16.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,152 Underlying: Common Shares · 13,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
CASH JOHNSee Remarks
|
Exercise / conversionCommon Shares | 10,519 | $0.63 | $6,596.46 |
DisclosureSEC source: 0001654954-20-013633 · section16.xml · nonDerivative · entry 1 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 13,905 Restricted Share Units ("RSUs"). On redemption, 3,386 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 10,519 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 12,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-013632 · section16.xml · derivative · entry 2 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,873 Underlying: Common Shares · 12,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on December 14, 2020. F4 · derivative.expiration_date: The RSUs became redeemable on December 14, 2020. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 22:15 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionCommon Shares | 12,632 | $0.63 | $7,921.53 |
DisclosureSEC source: 0001654954-20-013632 · section16.xml · nonDerivative · entry 1 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On December 14, 2018, the reporting person was granted 12,632 Restricted Share Units ("RSUs"). On redemption, the reporting person received 12,632 common shares. F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:21 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionCommon share options (right to buy) · Derivative | 56,470 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001654954-20-013571 · section16.xml · derivative · entry 3 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,668 Underlying: Common shares · 56,470 shares Expires 2020-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.80 Canadian dollars. This is the $0.6265 U.S. dollar equivalent of the price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7831) as reported by Bank of Canada on its website, www.bankofcanada.ca. F3 · derivative.exercise_date: The options vested and became exercisable as follows: 5,647 on 12/11/2015; 12,423 on 4/26/2016; 12,424 on 9/10/2016; 12,423 on 1/25/2017; and 13,553 on 6/10/2017. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:21 UTC |
BOBERG W. WILLIAMDirector
|
SaleCommon shares | 56,470 | $0.64 | $36,259.39 |
DisclosureSEC source: 0001654954-20-013571 · section16.xml · nonDerivative · entry 2 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,983 F2 · price: The shares were sold at $0.82 Canadian dollars. This is the $0.6421 U.S. dollar equivalent of the price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7831) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:21 UTC |
BOBERG W. WILLIAMDirector
|
Exercise / conversionCommon shares | 56,470 | $0.63 | $35,378.46 |
DisclosureSEC source: 0001654954-20-013571 · section16.xml · nonDerivative · entry 1 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised and the shares were acquired at $0.80 Canadian dollars. This is the $0.6265 U.S. dollar equivalent of the price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7831) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
Chang Robby Sai KitDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 53,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012619 · section16.xml · derivative · entry 2 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,505 Underlying: Common shares · 53,479 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
Chang Robby Sai KitDirector
|
GrantCommon share options (right to buy) · Derivative | 213,914 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012619 · section16.xml · derivative · entry 1 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,668 Underlying: Common shares · 213,914 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
Parker Thomas HDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 53,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012625 · section16.xml · derivative · entry 2 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,505 Underlying: Common shares · 53,479 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
Parker Thomas HDirector
|
GrantCommon share options (right to buy) · Derivative | 213,914 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012625 · section16.xml · derivative · entry 1 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,138 Underlying: Common shares · 213,914 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
HUBER GARY CDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 53,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012623 · section16.xml · derivative · entry 2 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,505 Underlying: Common shares · 53,479 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
HUBER GARY CDirector
|
GrantCommon share options (right to buy) · Derivative | 213,914 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012623 · section16.xml · derivative · entry 1 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,138 Underlying: Common shares · 213,914 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
WALKER KATHY EDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 53,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012627 · section16.xml · derivative · entry 2 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,505 Underlying: Common stock · 53,479 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: (Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: (Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
WALKER KATHY EDirector
|
GrantCommon share options (right to buy) · Derivative | 213,914 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012627 · section16.xml · derivative · entry 1 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,668 Underlying: Common stock · 213,914 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
GrantRestricted share units (exchange for common stock) · Derivative | 63,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012626 · section16.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,569 Underlying: Common shares · 63,022 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
GrantCommon share options (right to buy) · Derivative | 252,087 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012626 · section16.xml · derivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,913 Underlying: Common shares · 252,087 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 84,029 on November 13, 2021; 84,029 on November 13, 2022 and 84,029 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
GrantRestricted share units (exchange for common stock) · Derivative | 115,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012624 · section16.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,436 Underlying: Common shares · 115,217 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
GrantCommon share options (right to buy) · Derivative | 460,865 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012624 · section16.xml · derivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869,656 Underlying: Common shares · 460,865 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 153,622 on November 13, 2021; 153,622 on November 13, 2022 and 153,621 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
GrantRestricted share units (exchange for common stock) · Derivative | 49,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012622 · section16.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,179 Underlying: Common shares · 49,655 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
GrantCommon share options (right to buy) · Derivative | 198,618 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012622 · section16.xml · derivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,639 Underlying: Common shares · 198,618 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 66,206 on November 13, 2021; 66,206 on November 13, 2022 and 66,206 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
GrantRestricted share units (exchange for common stock) · Derivative | 56,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012621 · section16.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,576 Underlying: Common shares · 56,658 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
GrantCommon share options (right buy) · Derivative | 226,630 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012621 · section16.xml · derivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,524 Underlying: Common shares · 226,630 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 75,543 on November 13, 2021; 75,543 on November 13, 2022 and 75,544 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
CASH JOHNSee Remarks
|
GrantRestricted share units (exchange for common stock) · Derivative | 47,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012618 · section16.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,057 Underlying: Common shares · 47,326 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
CASH JOHNSee Remarks
|
GrantCommon share options (right to buy) · Derivative | 189,303 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012618 · section16.xml · derivative · entry 1 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,731 Underlying: Common shares · 189,303 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 63,101 on November 13, 2021; 63,101 on November 13, 2022 and 63,101 on November 13, 2023. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
FRANKLIN JAMES M.Director
|
GrantRestricted share units (exchange for common stock) · Derivative | 53,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-012620 · section16.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,505 Underlying: Common Shares · 53,479 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022. F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 21:37 UTC |
FRANKLIN JAMES M.Director
|
GrantCommon share options (right to buy) · Derivative | 213,914 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001654954-20-012620 · section16.xml · derivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,138 Underlying: Common Shares · 213,914 shares Expires 2025-11-13 F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca. F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 71,305 on November 13, 2021; 71,305 on November 13, 2022 and 71,304 on November 13, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.