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Nasdaq · USD

UPXI

UPEXI, INC.

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Tapewire entity
6954
SEC CIK
0001775194
Parsed reports
52

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2026 Filed Jul 20, 2026 21:28 UTC
Rudick Brian BenjaminChief Strategy Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-26-004401 · form4.xml · nonDerivative · entry 1

Rudick Brian Benjamin · CIK 0002068669 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,597

F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal installments on October 1, 2026, January 1, 2027, April 1, 2027 and July 1, 2027, subject to continued service.

Read SEC document
July 03, 2026 Filed Jul 20, 2026 21:28 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-26-004402 · form4.xml · nonDerivative · entry 1

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,389

F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal quarterly installments, with full vesting on July 1, 2027, subject to continued service.

Read SEC document
July 03, 2026 Filed Jul 20, 2026 21:27 UTC
MARSHALL ALLANDirector · Chief Executive Officer
GrantCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-26-004400 · form4.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,046,261

F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal installments on October 1, 2026, January 1, 2027, April 1, 2027 and July 1, 2027, subject to continued service

Read SEC document
July 03, 2026 Filed Jul 20, 2026 21:27 UTC
Norstrud Andrew JamesDirector · Chief Financial Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-26-004399 · form4.xml · nonDerivative · entry 1

Norstrud Andrew James · CIK 0001311402 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,049,138

F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal installments on October 1, 2026, January 1, 2027, April 1, 2027 and July 1, 2027, subject to continued service.

Read SEC document
July 03, 2026 Filed Jul 20, 2026 21:36 UTC
Salkind GeneDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-26-004404 · form4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,750

F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal quarterly installments, with full vesting on July 1, 2027, subject to continued service.

Read SEC document
December 23, 2025 Filed Dec 24, 2025 00:53 UTC
MARSHALL ALLANDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $1.80 $90,000.00
Disclosure

SEC source: 0001477932-25-009188 · form4.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,046,261

Read SEC document
December 16, 2025 Filed Dec 17, 2025 23:43 UTC
MARSHALL ALLANDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $2.07 $103,500.00
Disclosure

SEC source: 0001477932-25-009027 · form4.xml · nonDerivative · entry 3

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,996,261

Read SEC document
December 15, 2025 Filed Dec 17, 2025 23:43 UTC
MARSHALL ALLANDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $2.07 $207,000.00
Disclosure

SEC source: 0001477932-25-009027 · form4.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,946,261

Read SEC document
November 20, 2025 Filed Nov 21, 2025 11:32 UTC
Salkind GeneDirector
PurchaseCommon Stock 50,000 $2.55 $127,500.00
Disclosure

SEC source: 0001477932-25-008535 · form4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee

Disclosed balance after: 218,750

F1 · ownership.direct: 50,000 shares were purchased at $2.55 per share on the open market through the Marital Trust GST subject U/W/O Leopold Salkind Gene Salkind, Trustee. These shares are considered indirect ownership of Gene Salkind.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 02:40 UTC
Salkind GeneDirector
PurchaseCommon Stock 100,000 $2.81 $281,000.00
Disclosure

SEC source: 0001477932-25-008466 · form4.xml · nonDerivative · entry 2

Salkind Gene · CIK 0001592481 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trustee

Disclosed balance after: 168,750

F1 · ownership.direct: 100,000 shares were purchased at $2.81 per share on the open market through the Marital Trust GST subject U/W/O Leopold Salkind Gene Salkind, Trustee. These shares are considered indirect ownership of Gene Salkind.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 02:40 UTC
Salkind GeneDirector
PurchaseCommon Stock 100,000 $2.65 $265,000.00
Disclosure

SEC source: 0001477932-25-008466 · form4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,470

Read SEC document
October 01, 2025 Filed Nov 21, 2025 11:32 UTC
Norstrud Andrew JamesDirector · Chief Financial Officer
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-008534 · form4.xml · nonDerivative · entry 1

Norstrud Andrew James · CIK 0001311402 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · shares: Vests quarterly in equal installments over 12 months beginning October 1, 2026.

F2 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
October 01, 2025 Filed Dec 17, 2025 23:43 UTC
MARSHALL ALLANDirector · Chief Executive Officer
GrantCommon Stock 1,600,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-009027 · form4.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,846,261

F1 · shares: Vests quarterly in equal installments over 12 months beginning October 1, 2025.

F2 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 20:05 UTC PurchaseCommon Stock 4,000 $7.50 $30,000.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 6

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,389

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:09 UTC GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005239 · form4.xml · nonDerivative · entry 1

Rudick Brian Benjamin · CIK 0002068669 · CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,597

F1 · shares: Vests monthly in equal installments over 12 months beginning July 1, 2025.

F2 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:05 UTC PurchaseCommon Stock 1,000 $5.60 $5,600.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 5

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,389

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:05 UTC PurchaseCommon Stock 10,000 $5.70 $57,000.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 4

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,389

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:05 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 3

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,389

F2 · shares: Vests quarterly in equal installments over 12 months beginning July 1, 2025.

F3 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:05 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 2

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,389

F1 · shares: Vests in full 90 days from July 1, 2025.

F3 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 16:03 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005237 · form4.xml · nonDerivative · entry 2

Williams Thomas Charles · CIK 0001474253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F2 · shares: Vests quarterly in equal installments over 12 months beginning July 1, 2025.

F3 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 16:03 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005237 · form4.xml · nonDerivative · entry 1

Williams Thomas Charles · CIK 0001474253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Vests in full 90 days from July 1, 2025.

F3 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:03 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,200,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005236 · form4.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246,261

F2 · shares: Vests in full 30 days from July 1, 2025.

F3 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 24, 2025 20:02 UTC
Norstrud Andrew JamesDirector · Chief Financial Officer
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005235 · form4.xml · nonDerivative · entry 1

Norstrud Andrew James · CIK 0001311402 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,138

F1 · shares: Vests monthly in equal installments over 12 months beginning July 1, 2025.

F2 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 30, 2025 20:47 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005338 · form4.xml · nonDerivative · entry 3

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,370

F3 · shares: Vests quarterly in equal installments over 12 months beginning July 1, 2025.

F4 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 16, 2025 Filed Jul 30, 2025 20:47 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-005338 · form4.xml · nonDerivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,370

F2 · shares: Vests in full 90 days from July 1, 2025.

F4 · shares: The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan.

Read SEC document
July 15, 2025 Filed Jul 24, 2025 20:05 UTC PurchaseCommon Stock 1,000 $5.17 $5,170.00
Disclosure

SEC source: 0001477932-25-005238 · form4.xml · nonDerivative · entry 1

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389

Read SEC document
July 11, 2025 Filed Jul 24, 2025 20:03 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 161,943 $4.94 $799,998.42
Disclosure

SEC source: 0001477932-25-005236 · form4.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046,261

F1 · shares: The Reporting Person purchased these shares pursuant to a private placement offering conducted by the Issuer. The Common Stock is being offered pursuant to the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended and Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws.

Read SEC document
July 11, 2025 Filed Jul 30, 2025 20:47 UTC
Salkind GeneDirector · 10% owner
PurchaseCommon Stock 20,243 $4.94 $100,000.42
Disclosure

SEC source: 0001477932-25-005338 · form4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,370

F1 · shares: The Reporting Person purchased these shares pursuant to a private placement offering conducted by the Issuer. The Common Stock is being offered pursuant to the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended and Rule 506(b) of Regulation D promulgated thereunder, and applicable state securities laws.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
GrantWarrants to purchase Common Stock · Derivative 500,000 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001477932-25-002981 · form4.xml · derivative · entry 4

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-04-17

F5 · kind: The warrants were awarded to the Reporting Person as compensation pursuant to his employment agreement. The warrants and the underlying shares are restricted securities subject to Rule 144 of the Securities Act. The warrants are exercisable immediately until their expiration date.

F5 · derivative.exercise_date: The warrants were awarded to the Reporting Person as compensation pursuant to his employment agreement. The warrants and the underlying shares are restricted securities subject to Rule 144 of the Securities Act. The warrants are exercisable immediately until their expiration date.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-002981 · form4.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,318

F2 · kind: This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 100% of the Shares vest on October 14, 2025. A portion of all of this award may be forfeited in the event of termination of employment.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 657,895 $2.28 $1,500,000.60
Disclosure

SEC source: 0001477932-25-002981 · form4.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,318

F1 · shares: The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
Norstrud Andrew JamesDirector · Chief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001477932-25-002980 · form4.xml · nonDerivative · entry 2

Norstrud Andrew James · CIK 0001311402 · Director · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,138

F2 · kind: This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 10,000 Shares vest per month over a period of 10 months commencing April 17, 2025. A portion of all of this award may be forfeited in the event of termination of employment.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
Norstrud Andrew JamesDirector · Chief Financial Officer
PurchaseCommon Stock 43,860 $2.28 $100,000.80
Disclosure

SEC source: 0001477932-25-002980 · form4.xml · nonDerivative · entry 1

Norstrud Andrew James · CIK 0001311402 · Director · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,138

F1 · shares: The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
Salkind GeneDirector · 10% owner
GrantOptions to buy common stock · Derivative 35,000 $0.00 Strike: $2.28 $0.00
Disclosure

SEC source: 0001477932-25-002979 · form4.xml · derivative · entry 3

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common · 35,000 shares

Expires 2035-04-17

F2 · derivative.exercise_date: 100% of the options vest on April 17, 2026.

Read SEC document
April 17, 2025 Filed Apr 25, 2025 20:01 UTC
Salkind GeneDirector · 10% owner
PurchaseCommon Stock 241,229 $2.28 $550,002.12
Disclosure

SEC source: 0001477932-25-002979 · form4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,127

F1 · shares: The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.

Read SEC document
March 12, 2025 Filed Apr 25, 2025 20:01 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
PurchaseConvertible Preferred Stock · Derivative 125,000 $2.60 Strike: $2.60 $325,000.00
Disclosure

SEC source: 0001477932-25-002981 · form4.xml · derivative · entry 3

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F3 · derivative.exercise_date: These Shares are convertible to Common Stock immediately.

F4 · derivative.expiration_date: The Preferred Stock is perpetual and therefore has no expiration date.

Read SEC document
January 17, 2025 Filed Apr 25, 2025 20:01 UTC GrantOptions to buy common stock · Derivative 25,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001477932-25-002978 · form4.xml · derivative · entry 1

Dugan Lawrence · CIK 0001864559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 25,000 shares

Expires 2035-01-17

Read SEC document
January 17, 2025 Filed Apr 25, 2025 16:01 UTC GrantOptions to buy common stock · Derivative 25,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001477932-25-002982 · form4.xml · derivative · entry 1

Williams Thomas Charles · CIK 0001474253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-01-17

Read SEC document
January 17, 2025 Filed Apr 25, 2025 20:01 UTC
Salkind GeneDirector · 10% owner
GrantOptions to buy common stock · Derivative 25,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001477932-25-002979 · form4.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 25,000 shares

Expires 2035-01-17

Read SEC document
March 12, 2024 Filed Mar 18, 2024 20:55 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 64,150 $0.57 $36,565.50
Disclosure

SEC source: 0001415889-24-008293 · form4-03182024_080308.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,939,654

Read SEC document
March 11, 2024 Filed Mar 18, 2024 20:55 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 13,623 $0.60 $8,173.80
Disclosure

SEC source: 0001415889-24-008293 · form4-03182024_080308.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875,504

Read SEC document
March 05, 2024 Filed Mar 6, 2024 20:04 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 103,013 $0.70 $72,109.10
Disclosure

SEC source: 0001415889-24-006986 · form4-03062024_080338.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,861,881

Read SEC document
December 15, 2023 Filed Dec 20, 2023 18:37 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 4,535 $0.91 $4,126.85
Disclosure

SEC source: 0001415889-23-016775 · form4-12202023_061212.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,758,868

Read SEC document
December 14, 2023 Filed Dec 20, 2023 18:37 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 8,381 $0.98 $8,213.38
Disclosure

SEC source: 0001415889-23-016775 · form4-12202023_061212.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,767,249

Read SEC document
December 07, 2023 Filed Dec 7, 2023 19:42 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 90,001 $0.94 $84,951.94
Disclosure

SEC source: 0001415889-23-015961 · form4-12072023_071233.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,754,333

Read SEC document
December 05, 2023 Filed Dec 6, 2023 19:47 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 19,296 $0.84 $16,293.54
Disclosure

SEC source: 0001415889-23-015923 · form4-12062023_071208.xml · nonDerivative · entry 2

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,664,332

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December 04, 2023 Filed Dec 6, 2023 19:47 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock 34,178 $0.71 $24,358.66
Disclosure

SEC source: 0001415889-23-015923 · form4-12062023_071208.xml · nonDerivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,645,036

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November 15, 2023 Filed Nov 30, 2023 00:02 UTC
MARSHALL ALLANDirector · CHIEF EXECUTIVE OFFICER · 10% owner
PurchaseCommon Stock Warrants · Derivative 375,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001415889-23-015600 · form4-11302023_121125.xml · derivative · entry 1

MARSHALL ALLAN · CIK 0001279925 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,458,333

Underlying: Common Stock · 375,000 shares

Expires 2028-11-15

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June 28, 2023 Filed Jul 7, 2023 19:02 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 24,000 $2.26 $54,168.00
Disclosure

SEC source: 0001477932-23-005103 · form4.xml · nonDerivative · entry 5

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,690,803

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 27, 2023 Filed Jul 7, 2023 19:02 UTC
MARSHALL ALLANDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 24,000 $2.39 $57,288.00
Disclosure

SEC source: 0001477932-23-005103 · form4.xml · nonDerivative · entry 4

MARSHALL ALLAN · CIK 0001279925 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,666,803

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.