Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

Export transactions ↓
Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2022 Filed Dec 28, 2022 21:53 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-032643 · wf-form4_167226440292719.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 18,300 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-032417 · wf-form4_167165702252181.xml · derivative · entry 5

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,607

Underlying: Common Stock · 18,300 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 18,300 $1.35 $24,705.00
Disclosure

SEC source: 0001628280-22-032417 · wf-form4_167165702252181.xml · nonDerivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:12 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 50,876 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-032420 · wf-form4_167165712099389.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 50,876 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:12 UTC
Gu PaulDirector · Chief Technology Offier
Exercise / conversionCommon Stock 50,876 $0.43 $21,876.68
Disclosure

SEC source: 0001628280-22-032420 · wf-form4_167165712099389.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-032417 · wf-form4_167165702252181.xml · derivative · entry 4

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,839

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:10 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.38 $49,216.00
Disclosure

SEC source: 0001628280-22-032417 · wf-form4_167165702252181.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,285

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:10 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-032417 · wf-form4_167165702252181.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 00:53 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-031951 · wf-form4_167106558788562.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,039

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 00:53 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $17.00 $54,400.00
Disclosure

SEC source: 0001628280-22-031951 · wf-form4_167106558788562.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,285

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 00:53 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-031951 · wf-form4_167106558788562.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:46 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-031537 · wf-form4_167044959611709.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,239

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:46 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $18.74 $59,968.00
Disclosure

SEC source: 0001628280-22-031537 · wf-form4_167044959611709.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,285

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:46 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-031537 · wf-form4_167044959611709.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 22:01 UTC
Datta SanjayChief Financial Officer
GrantCommon Stock 203,777 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-031097 · wf-form4_166984567760103.xml · nonDerivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,285

F3 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 12.5% of the RSUs shall vest on February 20, 2023 and on each three-month anniversary thereafter in 2023, 7.5% of the RSUs shall vest on February 20, 2024 and on each three-month anniversary thereafter in 2024, and 5% of the RSUs shall vest on February 20, 2025 and on each three-month anniversary thereafter in 2025, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:03 UTC
Gu PaulDirector · Chief Technology Offier
GrantCommon Stock 229,689 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-031298 · wf-form4_167001857609875.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,983

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 11.25% of the RSUs shall vest on February 20, 2023 and on each three-month anniversary thereafter in 2023, 8.75% of the RSUs shall vest on February 20, 2024 and on each three-month anniversary thereafter in 2024, and 5% of the RSUs shall vest on February 20, 2025 and on each three-month anniversary thereafter in 2025, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:01 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-031097 · wf-form4_166984567760103.xml · derivative · entry 4

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,439

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:01 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $18.11 $57,952.00
Disclosure

SEC source: 0001628280-22-031097 · wf-form4_166984567760103.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 22:01 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-031097 · wf-form4_166984567760103.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 21:44 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 424 $18.02 $7,640.48
Disclosure

SEC source: 0001628280-22-030951 · wf-form4_166975824290829.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,323

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:25 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 769 $18.68 $14,361.15
Disclosure

SEC source: 0001628280-22-030760 · wf-form4_166924228536626.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,747

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.59 to $18.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:21 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-030758 · wf-form4_166924208149327.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,639

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:21 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $18.55 $59,354.88
Disclosure

SEC source: 0001628280-22-030758 · wf-form4_166924208149327.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.48 to $18.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 22:21 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-22-030758 · wf-form4_166924208149327.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 23:25 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,300 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-22-030199 · wf-form4_166864110263817.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,839

Underlying: Common Stock · 2,300 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 23:25 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 2,300 $22.01 $50,623.00
Disclosure

SEC source: 0001628280-22-030199 · wf-form4_166864110263817.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

Read SEC document
November 14, 2022 Filed Nov 16, 2022 23:25 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 2,300 $1.35 $3,105.00
Disclosure

SEC source: 0001628280-22-030199 · wf-form4_166864110263817.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 23:02 UTC SaleCommon Stock 2,000 $20.92 $41,840.00
Disclosure

SEC source: 0001628280-22-030062 · wf-form4_166855332498695.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 768

F1 · ownership.nature: These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:04 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 4,000 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · derivative · entry 5

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:04 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 4,000 $25.23 $100,920.00
Disclosure

SEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 3

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,516

F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:04 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 4,000 $0.43 $1,720.00
Disclosure

SEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:04 UTC
Mirgorodskaya NataliaCorporate Controller
GrantEmployee Stock Option (Right to buy) · Derivative 13,137 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · derivative · entry 4

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,137

Underlying: Common Stock · 13,137 shares

Expires 2032-08-31

F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:04 UTC
Mirgorodskaya NataliaCorporate Controller
GrantCommon Stock 17,914 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,516

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/12th of the RSUs shall vest on November 20, 2022 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 25, 2022 Filed Aug 25, 2022 20:55 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 420 $27.35 $11,487.00
Disclosure

SEC source: 0001628280-22-023708 · wf-form4_166146091332571.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,602

F4 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:55 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 238 $27.30 $6,497.66
Disclosure

SEC source: 0001628280-22-023708 · wf-form4_166146091332571.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.3001 to $27.3100. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:06 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 706 $33.27 $23,488.62
Disclosure

SEC source: 0001647639-22-000051 · wf-form4_166120238871595.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,260

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 18:32 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001628280-22-018188 · wf-form4_165645554458466.xml · derivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,500

Underlying: Common Stock · 7,500 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 18:32 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-018188 · wf-form4_165645554458466.xml · derivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 18:32 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 15,000 $40.31 $604,576.50
Disclosure

SEC source: 0001628280-22-018188 · wf-form4_165645554458466.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,983

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 18:32 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $1.17 $8,775.00
Disclosure

SEC source: 0001628280-22-018188 · wf-form4_165645554458466.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 18:32 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-018188 · wf-form4_165645554458466.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · derivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 200 $46.96 $9,391.00
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,983

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $46.98.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 2,300 $46.01 $105,818.40
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,183

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $46.51.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 2,300 $45.17 $103,895.60
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,483

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.545 to $45.53.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 2,700 $43.85 $118,387.17
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,783

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.35 to $44.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:49 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-016847 · wf-form4_165489416245434.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · derivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 300 $52.81 $15,842.01
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,983

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.74 to $52.89.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 16:09 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,257 $52.03 $65,398.06
Disclosure

SEC source: 0001628280-22-016162 · wf-form4_165428693435533.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,283

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.42 to $52.27.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.