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UPS

UNITED PARCEL SERVICE INC

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Tapewire entity
2301
SEC CIK
0001090727
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Brothers Norman M. JrChief Legal & Compliance Off
Tax withholdingClass A Common Stock 285 $158.90 $45,286.50
Disclosure

SEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 5

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,320.6793

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Brothers Norman M. JrChief Legal & Compliance Off
Tax withholdingClass A Common Stock 185 $158.90 $29,396.50
Disclosure

SEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 4

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,605.6793

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Brothers Norman M. JrChief Legal & Compliance Off
Exercise / conversionClass A Common Stock 366.9991 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 3

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,790.6793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Brothers Norman M. JrChief Legal & Compliance Off
Exercise / conversionClass A Common Stock 610.9514 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 2

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,423.6802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Brothers Norman M. JrChief Legal & Compliance Off
Exercise / conversionClass A Common Stock 898.1161 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 1

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,812.7288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Cesarone NandoPresident, US Operations
Exercise / conversionRestricted Performance Units · Derivative 1,222.9852 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001305 · doc4.xml · derivative · entry 4

Cesarone Nando · CIK 0001733586 · President, US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,222.9852 shares

Expires 2021-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.

F3 · derivative.exercise_date: RPUs vest 20% the first year, 20% the second year and 60% the third year.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Cesarone NandoPresident, US Operations
Tax withholdingClass A Common Stock 579 $158.90 $92,003.10
Disclosure

SEC source: 0001225208-21-001305 · doc4.xml · nonDerivative · entry 2

Cesarone Nando · CIK 0001733586 · President, US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,012.5545

F1 · balance_after: Includes 172.5544 shares in the Reporting Person's 401(k) account.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:31 UTC
Cesarone NandoPresident, US Operations
Exercise / conversionClass A Common Stock 1,222.9852 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001305 · doc4.xml · nonDerivative · entry 1

Cesarone Nando · CIK 0001733586 · President, US Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,591.5545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 172.5544 shares in the Reporting Person's 401(k) account.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 21:35 UTC
Ford Darrell LChief Human Resources Officer
GrantRestricted Stock Units · Derivative 11,877 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000267 · doc4.xml · derivative · entry 1

Ford Darrell L · CIK 0001661031 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,877

Underlying: Class A Common Stock · 11,877 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis.

F2 · derivative.exercise_date: RSUs vest as follows: 50% on each of January 1, 2022 and 2023.

Read SEC document
December 11, 2020 Filed Jan 29, 2021 21:08 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
GiftClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001281 · doc5.xml · nonDerivative · entry 1

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,820.8974

F1 · balance_after: Includes 2,102.1886 shares in the Reporting Person's 401(k) account.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:15 UTC GrantPhantom Stock Units · Derivative 168.2163 $163.48 $27,500.00
Disclosure

SEC source: 0001225208-20-013131 · doc4.xml · derivative · entry 1

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,519.6649

Underlying: Class A Common Stock · 168.2163 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · kind: Grant of phantom stock units pursuant to Deferred Compensation Plan.

F3 · derivative.exercise_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 535 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013130 · doc4.xml · derivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Class A Common Stock · 535 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS class A common stock.

F2 · derivative.exercise_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

F2 · derivative.expiration_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:15 UTC GrantRestricted Stock Units · Derivative 535 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013129 · doc4.xml · derivative · entry 1

Stokes Russell · CIK 0001752122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Class A Common Stock · 535 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS class A common stock.

F2 · derivative.exercise_date: RSUs are fully vested on the date of grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

F2 · derivative.expiration_date: RSUs are fully vested on the date of grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:06 UTC GrantRestricted Stock Units · Derivative 245 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012036 · doc4.xml · derivative · entry 1

JOHNSON WILLIAM R · CIK 0001199101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,794.9988

Underlying: Class A Common Stock · 245 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units (RSUs) pursuant to incentive compensation plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Grant of Restricted Stock Units (RSUs) pursuant to incentive compensation plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantRestricted Stock Units · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011428 · doc4.xml · derivative · entry 1

Boratto Eva C · CIK 0001580827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831

Underlying: Class A Common Stock · 831 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS class A common stock.

F2 · derivative.expiration_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC GrantRestricted Stock Units · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011427 · doc4.xml · derivative · entry 1

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831

Underlying: Class A Common Stock · 831 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS class A common stock.

F2 · derivative.expiration_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock.

Read SEC document
September 02, 2020 Filed Jan 29, 2021 21:08 UTC
Brothers Norman M. JrChief Legal & Compliance Off
GiftClass A Common Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001279 · doc5.xml · nonDerivative · entry 1

Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,914.6127

F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account.

Read SEC document
August 28, 2020 Filed Aug 28, 2020 20:08 UTC SaleClass B Common Stock 1,264 $159.69 $201,850.18
Disclosure

SEC source: 0001225208-20-011082 · doc4.xml · nonDerivative · entry 4

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Read SEC document
August 28, 2020 Filed Jan 29, 2021 21:08 UTC
Lane Laura JCHF Crp Aff, Com & Sustain Off
GiftClass A Common Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001280 · doc5.xml · nonDerivative · entry 1

Lane Laura J · CIK 0001820024 · CHF Crp Aff, Com & Sustain Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,956.9695

F1 · balance_after: Includes 696.1877 shares in the Reporting Person's 401(k) account.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC OtherClass B Common Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011082 · doc4.xml · nonDerivative · entry 3

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC SaleClass A Common Stock 61,436.2085 $160.57 $9,865,033.17
Disclosure

SEC source: 0001225208-20-011082 · doc4.xml · nonDerivative · entry 2

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,853.0453

F2 · balance_after: Includes 2,556.9644 shares in the Reporting Person's 401(k) account.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:08 UTC OtherClass A Common Stock 1,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011082 · doc4.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,289.2538

F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.

F2 · balance_after: Includes 2,556.9644 shares in the Reporting Person's 401(k) account.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:33 UTC
Thomas Charlene AChief Human Resources Officer
Exercise / conversionOption to Purchase Class A Common · Derivative 655 $0.00 Strike: $111.80 $0.00
Disclosure

SEC source: 0001225208-20-010753 · doc4.xml · derivative · entry 3

Thomas Charlene A · CIK 0001781339 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Class A Common Stock · 655 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option to purchase 3,275 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:33 UTC
Thomas Charlene AChief Human Resources Officer
Tax withholdingClass A Common Stock 516.9709 $160.30 $82,870.44
Disclosure

SEC source: 0001225208-20-010753 · doc4.xml · nonDerivative · entry 2

Thomas Charlene A · CIK 0001781339 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,387.0231

F1 · balance_after: Includes 399.2804 shares in the Reporting Person's 401(k) account.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:33 UTC
Thomas Charlene AChief Human Resources Officer
Exercise / conversionClass A Common Stock 655 $111.80 $73,229.00
Disclosure

SEC source: 0001225208-20-010753 · doc4.xml · nonDerivative · entry 1

Thomas Charlene A · CIK 0001781339 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,903.994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 399.2804 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 1,265 $0.00 Strike: $104.45 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 14

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898

Underlying: Class A Common Stock · 1,265 shares

Expires 2028-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Option to purchase 3,163 shares granted on March 22, 2018 vests 20% annually beginning on March 22, 2019.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 573 $0.00 Strike: $98.77 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 13

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573

Underlying: Class A Common Stock · 573 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option to purchase 2,864 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 488 $0.00 Strike: $101.93 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 12

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 488 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Securities are presently exercisable.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 734 $0.00 Strike: $106.87 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 11

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Underlying: Class A Common Stock · 734 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option to purchase 3,673 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase Class A Common · Derivative 1,212 $0.00 Strike: $106.43 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 10

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Class A Common Stock · 1,212 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option to purchase 3,782 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionOption to Purchase Class A Common · Derivative 1,691 $0.00 Strike: $111.80 $0.00
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · derivative · entry 9

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

Underlying: Class A Common Stock · 1,691 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option to purchase 8,457 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Tax withholdingClass A Common Stock 4,863.007 $160.74 $781,679.75
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 7

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,366.4598

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 488 $101.93 $49,741.84
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 6

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,229.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 573 $98.77 $56,595.21
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 5

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,741.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 734 $106.87 $78,442.58
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 4

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,168.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,212 $106.43 $128,993.16
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 3

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,434.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,265 $104.45 $132,129.25
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 2

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,222.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:33 UTC
Cesarone NandoPresident, UPS International
Exercise / conversionClass A Common Stock 1,691 $111.80 $189,053.80
Disclosure

SEC source: 0001225208-20-010754 · doc4.xml · nonDerivative · entry 1

Cesarone Nando · CIK 0001733586 · President, UPS International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,957.4668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 170.4449 shares in the Reporting Person's 401(k) account.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 5,820 $0.00 Strike: $98.77 $0.00
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · derivative · entry 6

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

Underlying: Class A Common Stock · 5,820 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017.

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August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 5,855 $0.00 Strike: $106.87 $0.00
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · derivative · entry 5

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Underlying: Class A Common Stock · 5,855 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018.

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August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
SaleClass A Common Stock 9,825 $159.15 $1,563,604.54
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · nonDerivative · entry 4

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,971.3865

F2 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $159.0800 to $159.1700. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes 425.3253 shares in the Reporting Person's 401(k) account.

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August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
Tax withholdingClass A Common Stock 1,850 $158.00 $292,300.00
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · nonDerivative · entry 3

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,796.3865

F1 · balance_after: Includes 425.3253 shares in the Reporting Person's 401(k) account.

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August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
Exercise / conversionClass A Common Stock 5,820 $98.77 $574,841.40
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · nonDerivative · entry 2

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,646.3865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 425.3253 shares in the Reporting Person's 401(k) account.

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August 13, 2020 Filed Aug 14, 2020 20:42 UTC
Brothers Norman M. JrSVP, General Counsel & Sec
Exercise / conversionClass A Common Stock 5,855 $106.87 $625,723.85
Disclosure

SEC source: 0001225208-20-010648 · doc4.xml · nonDerivative · entry 1

Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,826.3865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 425.3253 shares in the Reporting Person's 401(k) account.

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August 13, 2020 Filed Aug 14, 2020 20:40 UTC GrantPhantom Stock Units · Derivative 172.6411 $159.29 $27,500.00
Disclosure

SEC source: 0001225208-20-010647 · doc4.xml · derivative · entry 1

Warsh Kevin M · CIK 0001555065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,305.2763

Underlying: Class A Common Stock · 172.6411 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · kind: Grant of phantom stock units pursuant to Deferred Compensation Plan.

F3 · derivative.exercise_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F3 · derivative.expiration_date: Phantom stock units generally become payable in shares of Class A common stock or cash upon termination of service as a director.

F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

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August 13, 2020 Filed Aug 14, 2020 20:39 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 3,069 $0.00 Strike: $74.25 $0.00
Disclosure

SEC source: 0001225208-20-010646 · doc4.xml · derivative · entry 8

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,069 shares

Expires 2021-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 20:39 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 3,498 $0.00 Strike: $82.87 $0.00
Disclosure

SEC source: 0001225208-20-010646 · doc4.xml · derivative · entry 7

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,498 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 20:39 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
Exercise / conversionOption to Purchase UPS Class A Common · Derivative 3,505 $0.00 Strike: $76.89 $0.00
Disclosure

SEC source: 0001225208-20-010646 · doc4.xml · derivative · entry 6

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,505 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 20:39 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
SaleClass A Common Stock 7,766 $156.77 $1,217,475.82
Disclosure

SEC source: 0001225208-20-010646 · doc4.xml · nonDerivative · entry 5

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,184.1807

F1 · balance_after: Includes 2,065.4719 shares in the Reporting Person's 401(k) account.

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August 13, 2020 Filed Aug 14, 2020 20:39 UTC
Gutmann Kathleen M.Chief Sales & Solutions Off
Tax withholdingClass A Common Stock 2,306 $157.79 $363,863.74
Disclosure

SEC source: 0001225208-20-010646 · doc4.xml · nonDerivative · entry 4

Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,950.1807

F1 · balance_after: Includes 2,065.4719 shares in the Reporting Person's 401(k) account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.