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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2022 Filed Nov 16, 2022 17:42 UTC SaleCommon Stock 135 $28.65 $3,867.75
Disclosure

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Read SEC document
November 14, 2022 Filed Nov 16, 2022 17:42 UTC Exercise / conversionCommon Stock 135 $15.70 $2,119.50
Disclosure

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,661 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 1,661 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

F7 · balance_after: 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,661

Underlying: Common Stock · 11,000 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC SaleCommon Stock 1,661 $28.40 $47,175.22
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,197

F2 · price: This transaction was executed in multiple trades at prices ranging from $28.16 USD to $28.53 USD; the price reported above reflects the weighted average sale price.

F3 · balance_after: 57,724 shares are held in an account at Shareworks, and 1,473 shares are held in an account at Computershare.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC SaleCommon Stock 11,000 $28.29 $311,228.50
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,858

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.15 USD to $28.475 USD; the price reported above reflects the weighted average sale price.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC Exercise / conversionCommon Stock 1,661 $7.16 $11,892.76
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:22 UTC Exercise / conversionCommon Stock 11,000 $8.29 $91,190.00
Disclosure

SEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2022 Filed Nov 2, 2022 19:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001562180-22-007422 · primarydocument.xml · derivative · entry 4

Bolomey Janice · CIK 0001590464 · AVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 11,000 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018

F5 · balance_after: 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable.

Read SEC document
October 28, 2022 Filed Nov 2, 2022 19:56 UTC SaleCommon Stock 11,000 $28.04 $308,456.50
Disclosure

SEC source: 0001562180-22-007422 · primarydocument.xml · nonDerivative · entry 2

Bolomey Janice · CIK 0001590464 · AVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,665

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.74 USD to $28.31 USD; the price reported above reflects the weighted average sale price.

F2 · balance_after: 27,665 shares are held in an account at Shareworks

Read SEC document
October 28, 2022 Filed Nov 2, 2022 19:56 UTC Exercise / conversionCommon Stock 11,000 $8.29 $91,190.00
Disclosure

SEC source: 0001562180-22-007422 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · AVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:35 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 809 $28.26 $22,862.34
Disclosure

SEC source: 0001562180-22-006442 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,699

F1 · shares: 809 shares were withheld @ $28.26 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 38,875 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 39,699.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 19:19 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 758 $29.66 $22,482.28
Disclosure

SEC source: 0001562180-22-006296 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,669

F1 · shares: 758 shares were withheld @ $29.66 per share to cover tax liability on 1,875 restricted shares vesting.

F2 · balance_after: 40,875 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 41,669.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:51 UTC
Davies James RController/FVP
GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006181 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/FVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: 1,000 restricted shares were granted on 8/15/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 8/15/2023, 250 shares on 8/15/2024, 250 shares on 8/15/2025, and 250 shares on 8/15/2026.

Read SEC document
July 22, 2022 Filed Jul 26, 2022 21:07 UTC
Rooney StephenChief Credit Officer/1st SVP
Disposition to issuerStock Options (Right to buy) · Derivative 2,666 $18.64 Strike: $18.64 $49,694.24
Disclosure

SEC source: 0001562180-22-005747 · primarydocument.xml · derivative · entry 5

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,168

Underlying: Common Stock · 2,666 shares

Expires 2030-12-11

F5 · shares: 2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.

F6 · balance_after: 22,168 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Mr. Rooney's resignation date.

Read SEC document
July 22, 2022 Filed Jul 26, 2022 21:07 UTC
Rooney StephenChief Credit Officer/1st SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 1,666 $22.25 Strike: $22.25 $37,068.50
Disclosure

SEC source: 0001562180-22-005747 · primarydocument.xml · derivative · entry 4

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,834

Underlying: Common Stock · 1,666 shares

Expires 2029-12-06

F4 · shares: 1,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.

Read SEC document
July 22, 2022 Filed Jul 26, 2022 21:07 UTC
Rooney StephenChief Credit Officer/1st SVP
Disposition to issuerRestricted Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005747 · primarydocument.xml · nonDerivative · entry 2

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: 2,500 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation.

F2 · price: 2,500 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation.

Read SEC document
July 22, 2022 Filed Jul 26, 2022 21:07 UTC
Rooney StephenChief Credit Officer/1st SVP
Disposition to issuerRestricted Stock 312 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005747 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: 312 unvested shares granted from the 2013 Stock Bonus Plan were cancelled at the time of Mr. Rooney's resignation.

F1 · price: 312 unvested shares granted from the 2013 Stock Bonus Plan were cancelled at the time of Mr. Rooney's resignation.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 21:44 UTC GiftCommon Stock 750 $28.36 $21,270.00
Disclosure

SEC source: 0001562180-22-005071 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601

F1 · balance_after: 13,512 shares are held in an account at Shareworks, and 1,089 shares are held in a brokerage account.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:05 UTC
Donovan James JosephChief Lending Officer/SVP
GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004250 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: 1,000 restricted shares were granted on 5/18/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 5/18/2023, 250 shares on 5/18/2024, 250 shares on 5/18/2025, and 250 shares on 5/18/2026.

F2 · balance_after: 1,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:58 UTC
Cook LaureenChief Accounting Officer
Disposition to issuerStock Options (Right to buy) · Derivative 2,666 $18.64 Strike: $18.64 $49,694.24
Disclosure

SEC source: 0001562180-22-003002 · primarydocument.xml · derivative · entry 4

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 2,666 shares

Expires 2030-12-11

F4 · shares: 2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.

F5 · balance_after: 14,001 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Ms. Cook's resignation date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:58 UTC
Cook LaureenChief Accounting Officer
Disposition to issuerStock Options (Right to buy) · Derivative 1,333 $22.25 Strike: $22.25 $29,659.25
Disclosure

SEC source: 0001562180-22-003002 · primarydocument.xml · derivative · entry 3

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 1,333 shares

Expires 2029-12-06

F3 · shares: 1,333 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 20:58 UTC
Cook LaureenChief Accounting Officer
Disposition to issuerRestricted Stock 3,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-003002 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: 3,400 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation.

F1 · price: 3,400 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:50 UTC Tax withholdingRestricted Stock 477 $28.71 $13,694.67
Disclosure

SEC source: 0001562180-22-002970 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

F1 · shares: 477 shares were withheld @ $28.71 per share to cover tax liability on 1,125 restricted shares vesting.

F2 · balance_after: 14,375 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:50 UTC Tax withholdingRestricted Stock 494 $28.71 $14,182.74
Disclosure

SEC source: 0001562180-22-002969 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

F1 · shares: 494 shares were withheld @ $28.71 per share to cover tax liability on 1,125 restricted shares vesting.

F2 · balance_after: 14,375 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:49 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,011 $28.71 $29,025.81
Disclosure

SEC source: 0001562180-22-002968 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,574

F1 · shares: 1,011 shares were withheld @ $28.71 per share to cover tax liability on 2,500 restricted shares vesting.

F2 · balance_after: 42,750 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 43,574.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:30 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,074

F3 · shares: 18,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 4,500 shares on 3/16/2023, 4,500 shares on 3/16/2024, 4,500 shares on 3/16/2025, and 4,500 shares on 3/16/2026.

F4 · balance_after: 45,250 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 46,074.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:30 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 607 $28.18 $17,105.26
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,074

F2 · shares: 607 shares were withheld @ $28.18 per share to cover tax liability on 1,500 restricted shares vested.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:29 UTC GrantRestricted Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F3 · shares: 8,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 3/16/2023, 2,000 shares on 3/16/2024, 2,000 shares on 3/16/2025, and 2,000 shares on 3/16/2026,

F4 · balance_after: 15,500 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:29 UTC Tax withholdingRestricted Stock 439 $28.18 $12,371.02
Disclosure

SEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F2 · shares: 439 shares were withheld @ $28.18 per share to cover tax liability on 1,000 restricted shares vested.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:27 UTC GrantRestricted Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002680 · primarydocument.xml · nonDerivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F3 · shares: 8,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 3/16/2023, 2,000 shares on 3/16/2024, 2,000 shares on 3/16/2025, and 2,000 shares on 3/16/2026.

F4 · balance_after: 15,500 Shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 21:27 UTC Tax withholdingRestricted Stock 424 $28.18 $11,948.32
Disclosure

SEC source: 0001562180-22-002680 · primarydocument.xml · nonDerivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F2 · shares: 424 shares were withheld @ $28.18 per share to cover tax liability on 1,000 restricted shares vested.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:56 UTC
Boyan GeorgeChief Financial Officer
GrantRestricted Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002735 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,119

F1 · shares: 12,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 3,000 shares on 3/16/2023, 3,000 shares on 3/16/2024, 3,000 shares on 3/16/2025, and 3,000 shares on 3/16/2026.

F2 · balance_after: 22,000 shares are held in an account at Computershare, which have upcoming vesting dates, 119 are dividend reinvested shares for a total of 22,119.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:30 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,003 $27.80 $27,883.40
Disclosure

SEC source: 0001562180-22-002683 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,574

F1 · shares: 1,003 shares were withheld @ $27.80 per share to cover tax liability on 2,500 restricted shares vested.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:29 UTC Tax withholdingRestricted Stock 439 $27.80 $12,204.20
Disclosure

SEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: 439 shares were withheld @ $27.80 per share to cover tax liability on 1,000 restricted shares vested.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:27 UTC Tax withholdingRestricted Stock 424 $27.80 $11,787.20
Disclosure

SEC source: 0001562180-22-002680 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · shares: 424 shares were withheld @ 27.80 per share to cover tax liability on 1,000 restricted shares vested.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 20:28 UTC Tax withholdingRestricted Stock 424 $27.19 $11,528.56
Disclosure

SEC source: 0001562180-22-002501 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: 424 shares were withheld @ $27.19 per share to cover tax liability on 1,000 restricted shares vested.

F2 · balance_after: 9,500 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 20:27 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 856 $27.19 $23,274.64
Disclosure

SEC source: 0001562180-22-002500 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,074

F1 · shares: 856 shares were withheld @ $27.19 per share to cover tax liability on 2,000 restricted shares vested.

F2 · balance_after: 31,250 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 32,074.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 20:25 UTC Tax withholdingRestricted Stock 439 $27.19 $11,936.41
Disclosure

SEC source: 0001562180-22-002499 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: 439 shares were withheld @ $27.19 per share to cover tax liability on 1,000 restricted shares vested.

F2 · balance_after: 9,500 restricted shares held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 64 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001562180-22-001942 · primarydocument.xml · derivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,661

Underlying: Common Stock · 64 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

F4 · balance_after: 75,661 stock options were granted under various dates and vesting periods of which 53,662 are currently exercisable.

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February 23, 2022 Filed Feb 25, 2022 21:38 UTC SaleCommon Stock 64 $29.00 $1,856.00
Disclosure

SEC source: 0001562180-22-001942 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F1 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 shares are held in an account at Computershare.

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February 23, 2022 Filed Feb 25, 2022 21:38 UTC Exercise / conversionCommon Stock 64 $7.16 $458.24
Disclosure

SEC source: 0001562180-22-001942 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 18, 2022 Filed Feb 23, 2022 21:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 278 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001562180-22-001756 · primarydocument.xml · derivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,725

Underlying: Common Stock · 278 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

F4 · balance_after: 75,725 stock options were granted under various dates and vesting periods of which 53,726 are currently exercisable.

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February 18, 2022 Filed Feb 23, 2022 21:08 UTC SaleCommon Stock 278 $29.00 $8,062.00
Disclosure

SEC source: 0001562180-22-001756 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F1 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare.

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February 18, 2022 Filed Feb 23, 2022 21:08 UTC Exercise / conversionCommon Stock 278 $7.16 $1,990.48
Disclosure

SEC source: 0001562180-22-001756 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 306 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001562180-22-001631 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,003

Underlying: Common Stock · 306 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

F5 · balance_after: 76,003 stock options were granted under various dates and vesting periods of which 54,004 are currently exercisable.

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February 17, 2022 Filed Feb 18, 2022 21:51 UTC SaleCommon Stock 306 $29.00 $8,874.00
Disclosure

SEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F2 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare.

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February 17, 2022 Filed Feb 18, 2022 21:51 UTC Exercise / conversionCommon Stock 306 $7.16 $2,190.96
Disclosure

SEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,084 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001562180-22-001631 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,309

Underlying: Common Stock · 4,084 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:51 UTC SaleCommon Stock 4,084 $29.04 $118,585.47
Disclosure

SEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.21 USD; the price reported above reflects the weighted average sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.