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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2021 Filed Dec 14, 2021 21:24 UTC
Cook LaureenChief Accounting Officer
Tax withholdingRestricted Stock 102 $26.08 $2,660.16
Disclosure

SEC source: 0001562180-21-007685 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: 102 shares were withheld @ $26.08 per share to cover tax liability on 250 restricted shares vested.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:23 UTC
Rooney StephenChief Credit Officer/1st SVP
GrantRestricted Stock 1,500 $26.08 $39,120.00
Disclosure

SEC source: 0001562180-21-007684 · primarydocument.xml · nonDerivative · entry 2

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312

F2 · shares: 1,500 restricted shares were granted on 12/10/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 375 shares on 12/10/2022, 375 shares on 12/10/2023, 375 shares on 12/10/2024, and 375 shares on 12/10/2025.

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December 10, 2021 Filed Dec 14, 2021 21:23 UTC
Rooney StephenChief Credit Officer/1st SVP
Tax withholdingRestricted Stock 114 $26.08 $2,973.12
Disclosure

SEC source: 0001562180-21-007684 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

F1 · shares: 114 shares were withheld @ $26.08 per share to cover tax liability on 313 restricted shares vested.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:22 UTC
Geraci VincentDirector of Mortgage Lending
GrantRestricted Stock 3,250 $26.08 $84,760.00
Disclosure

SEC source: 0001562180-21-007683 · primarydocument.xml · nonDerivative · entry 2

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F2 · shares: 3,250 restricted shares were granted on 12/10/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 813 shares on 12/10/2022, 813 shares on 12/10/2023, 812 shares on 12/10/2024, and 812 shares on 12/10/2025.

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December 10, 2021 Filed Dec 14, 2021 21:22 UTC
Geraci VincentDirector of Mortgage Lending
Tax withholdingRestricted Stock 136 $26.08 $3,546.88
Disclosure

SEC source: 0001562180-21-007683 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: 136 shares were withheld @ $26.08 per share to cover tax liability on 375 restricted shares vested.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 22:02 UTC
BRODY MARK SDirector
SaleCommon Stock 2,190 $26.04 $57,018.18
Disclosure

SEC source: 0001562180-21-007568 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,077

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.00 USD to $26.22 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: A total of 67,077 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 13,436 are held in street name, and 19,929 are held in an account at Shareworks.

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December 06, 2021 Filed Dec 8, 2021 19:31 UTC
Rooney StephenChief Credit Officer/1st SVP
Tax withholdingRestricted Stock 110 $25.28 $2,780.80
Disclosure

SEC source: 0001562180-21-007561 · primarydocument.xml · nonDerivative · entry 1

Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125

F1 · shares: 110 shares were withheld @ $25.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 2,125 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 19:31 UTC
Cook LaureenChief Accounting Officer
Tax withholdingRestricted Stock 102 $25.28 $2,578.56
Disclosure

SEC source: 0001562180-21-007560 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

F1 · shares: 102 shares were withheld @ $25.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 2,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 19:29 UTC
Geraci VincentDirector of Mortgage Lending
Tax withholdingRestricted Stock 136 $25.28 $3,438.08
Disclosure

SEC source: 0001562180-21-007559 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

F1 · shares: 136 shares were withheld @ $25.28 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: 3,375 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 22:11 UTC
BRODY MARK SDirector
SaleCommon Stock 802 $25.63 $20,554.30
Disclosure

SEC source: 0001562180-21-007537 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,267

F1 · price: This transaction was executed in multiple trades at prices ranging from $25.50 USD to $25.94 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: A total of 69,267 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 15,626 are held in street name, and 19,929 are held in an account at Shareworks.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 16:52 UTC
BRODY MARK SDirector
SaleCommon Stock 1,075 $26.82 $28,827.20
Disclosure

SEC source: 0001562180-21-007293 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,069

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.78 USD to $27.34 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: A total of 70,069 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse. 16,428 are held in street name, and 19,929 are held in an account at Shareworks.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 23:59 UTC
BRODY MARK SDirector
SaleCommon Stock 1,107 $26.82 $29,689.96
Disclosure

SEC source: 0001562180-21-007241 · primarydocument.xml · nonDerivative · entry 2

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,144

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.78 USD to $26.885 USD, the price reported above reflects the weighted average sale price.

F3 · balance_after: A total of 71,144 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 17,503 are held in street name, 19,929 are held in an account at Shareworks, and 120 are held in an account at Computershare.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:59 UTC
BRODY MARK SDirector
SaleCommon Stock 356 $27.10 $9,646.00
Disclosure

SEC source: 0001562180-21-007241 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,251

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.07 USD to $27.25 USD, the price reported above reflects the weighted average sale price.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 19:33 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $14.60 $0.00
Disclosure

SEC source: 0001562180-21-006647 · primarydocument.xml · derivative · entry 4

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,667 share(s) on 15-Dec-2017, 1,666 share(s) on 15-Dec-2018, 1,667 share(s) on 15-Dec-2019

F4 · balance_after: 18,000 stock options were granted under various dates and vesting periods of which 9,668 are currently exercisable.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 19:33 UTC
Cook LaureenChief Accounting Officer
SaleCommon Stock 5,000 $26.15 $130,725.00
Disclosure

SEC source: 0001562180-21-006647 · primarydocument.xml · nonDerivative · entry 2

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,551

F1 · balance_after: 16,954 shares are held jointly with her spouse in a brokerage account, and 2,597 shares are held in a 401K.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 19:33 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionCommon Stock 5,000 $14.60 $73,000.00
Disclosure

SEC source: 0001562180-21-006647 · primarydocument.xml · nonDerivative · entry 1

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 20:43 UTC
BRODY MARK SDirector
GiftCommon Stock 1,010 $26.25 $26,512.50
Disclosure

SEC source: 0001562180-21-006636 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,607

F1 · balance_after: A total of 72,607 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 18,966 are held in street name, 19,929 are held in an account at Shareworks, and 120 are held in an account at Computershare.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:02 UTC
Patel RajDirector
Exercise / conversionStock Options (Right to buy) · Derivative 2,000 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-21-006629 · primarydocument.xml · derivative · entry 5

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 2,000 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

F5 · balance_after: 18,500 stock options were granted under various dates and vesting periods of which 9,100 are currently exercisable.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:02 UTC
Patel RajDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,200 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-21-006629 · primarydocument.xml · derivative · entry 4

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 2,200 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:02 UTC
Patel RajDirector
Exercise / conversionCommon Stock 2,000 $18.77 $37,540.00
Disclosure

SEC source: 0001562180-21-006629 · primarydocument.xml · nonDerivative · entry 2

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 5,990 shares are held in an account at Shareworks, and 32,438 shares are held in additional brokerage accounts.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 18:02 UTC
Patel RajDirector
Exercise / conversionCommon Stock 2,200 $22.57 $49,654.00
Disclosure

SEC source: 0001562180-21-006629 · primarydocument.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001562180-21-006605 · primarydocument.xml · derivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 534 share(s) on 03-Jan-2018, 533 share(s) on 03-Jan-2019, 533 share(s) on 03-Jan-2020.

F4 · balance_after: 16,800 stock options were granted under various dates and vesting periods of which 7,400 are currently exercisable.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:51 UTC SaleCommon Stock 1,600 $26.58 $42,534.24
Disclosure

SEC source: 0001562180-21-006605 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,601

F1 · balance_after: 13,512 shares are held in an account at Shareworks; and 1,089 shares are held in additional brokerage accounts.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 20:51 UTC Exercise / conversionCommon Stock 1,600 $15.70 $25,120.00
Disclosure

SEC source: 0001562180-21-006605 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 17:50 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005740 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,074

F1 · shares: 8,000 restricted shares were granted on 8/31/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 8/31/2022, 2,000 shares on 8/31/2023, 2,000 shares on 8/31/2024, and 2,000 shares on 8/31/2025.

F2 · balance_after: 33,250 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 34,074.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 19:08 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 758 $23.40 $17,737.20
Disclosure

SEC source: 0001562180-21-005530 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,898

F1 · balance_after: 26,074 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 26,898.

Read SEC document
August 23, 2021 Filed Aug 27, 2021 18:22 UTC Amendment
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 758 $23.40 $17,737.20
Disclosure

SEC source: 0001562180-21-005598 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

F1 · shares: 758 shares were withheld @ $23.40 per share to cover tax liability on restricted stock vesting.

F2 · balance_after: The original Form 4, filed on 8/23/2021, is being amended to correct an administrative error which misreported the total amount of restricted stock beneficially owned following the reported transaction. The error was not the result of the transaction amount being incorrectly reported, therefore no changes were made to the transaction amount.

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August 04, 2021 Filed Aug 5, 2021 16:16 UTC SaleCommon Stock 747 $22.56 $16,850.53
Disclosure

SEC source: 0001562180-21-005191 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,577

F1 · balance_after: 12,500 shares are held in an account at Shareworks; and 77 shares are held in additional brokerage accounts.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 15:45 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001562180-21-005189 · primarydocument.xml · derivative · entry 4

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 11,000 shares

Expires 2022-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 18-Dec-2013, Vests 3,666 share(s) on 18-Dec-2014, Vests 3,667 share(s) on 18-Dec-2015.

F5 · balance_after: 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 15:45 UTC SaleCommon Stock 11,000 $22.37 $246,070.00
Disclosure

SEC source: 0001562180-21-005189 · primarydocument.xml · nonDerivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,289

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.12 USD to $22.58 USD; the price reported above reflects the weighted average sale price.

F2 · balance_after: 25,289 shares are held in an account at Shareworks.

Read SEC document
August 04, 2021 Filed Aug 5, 2021 15:45 UTC Exercise / conversionCommon Stock 11,000 $5.46 $60,060.00
Disclosure

SEC source: 0001562180-21-005189 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 18:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,569 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · derivative · entry 7

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 2,569 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016

F6 · balance_after: 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 18:56 UTC SaleCommon Stock 2,569 $22.39 $57,519.91
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F3 · price: This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 18:56 UTC Exercise / conversionCommon Stock 2,569 $5.48 $14,078.12
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 3

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,300 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · derivative · entry 6

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,569

Underlying: Common Stock · 6,300 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:56 UTC SaleCommon Stock 6,300 $22.33 $140,679.00
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 18:56 UTC Exercise / conversionCommon Stock 6,300 $5.48 $34,524.00
Disclosure

SEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 19:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,131 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001562180-21-004066 · primarydocument.xml · derivative · entry 4

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,869

Underlying: Common Stock · 2,131 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016

F5 · balance_after: 93,869 stock options were granted under various dates and vesting periods of which 71,870 are currently exercisable.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 19:41 UTC SaleCommon Stock 2,131 $24.52 $52,241.47
Disclosure

SEC source: 0001562180-21-004066 · primarydocument.xml · nonDerivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,883

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.50 USD to $24.59 USD, the price reported above reflects the weighted average sale price.

F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

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June 02, 2021 Filed Jun 4, 2021 19:41 UTC Exercise / conversionCommon Stock 2,131 $5.48 $11,677.88
Disclosure

SEC source: 0001562180-21-004066 · primarydocument.xml · nonDerivative · entry 1

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2021 Filed May 13, 2021 18:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001562180-21-003452 · primarydocument.xml · derivative · entry 4

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 11,000 shares

Expires 2021-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014

F4 · balance_after: 96,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.

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May 11, 2021 Filed May 13, 2021 18:41 UTC SaleCommon Stock 108 $23.31 $2,517.31
Disclosure

SEC source: 0001562180-21-003452 · primarydocument.xml · nonDerivative · entry 3

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,289

F2 · price: This transaction was executed in multiple trades at prices ranging from $23.26 USD to $23.36 USD; the price reported above reflects the weighted average sale price.

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May 11, 2021 Filed May 13, 2021 18:41 UTC SaleCommon Stock 10,892 $22.48 $244,901.17
Disclosure

SEC source: 0001562180-21-003452 · primarydocument.xml · nonDerivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,397

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.22 USD to $23.15 USD; the price reported above reflects the weighted average sale price.

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May 11, 2021 Filed May 13, 2021 18:41 UTC Exercise / conversionCommon Stock 11,000 $5.82 $64,020.00
Disclosure

SEC source: 0001562180-21-003452 · primarydocument.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 11, 2021 Filed May 13, 2021 18:41 UTC
Geraci VincentDirector of Mortgage Lending
SaleCommon Stock 1,841 $22.54 $41,496.14
Disclosure

SEC source: 0001562180-21-003451 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director of Mortgage Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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April 21, 2021 Filed Apr 23, 2021 18:18 UTC
BRODY MARK SDirector
SaleCommon Stock 8,842 $21.13 $186,865.94
Disclosure

SEC source: 0001562180-21-002919 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,617

F1 · balance_after: A total of 73,617 shares are beneficially owned by Dr. Brody; 39,558 are held jointly with his spouse,13,000 are held in street name, 20,939 are held in an account at Shareworks, and 120 are held in an account at Computershare.

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April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionStock Options (Right to buy) · Derivative 5,500 $0.00 Strike: $9.36 $0.00
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · derivative · entry 7

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 5,500 shares

Expires 2024-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 5,500 stock options were granted on 12/10/2014 from the 2011 Stock Option Plan and vest over three years; vesting commences with 1,833 shares on 12/10/2015, 1,833 shares on 12/10/2016, and 1,834 shares on 12/10/2017.

F6 · balance_after: 23,000 stock options were granted under various dates and vesting periods of which 14,668 are currently exercisable.

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April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionStock Options (Right to buy) · Derivative 5,500 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · derivative · entry 6

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 5,500 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 5,500 stock options were granted on 1/5/2016 from the 2015 Stock Option Plan and vest over three years; vesting commences with 1,833 shares on 1/5/2017, 1,833 shares on 1/5/2018, and 1,834 shares on 1/5/2019.

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April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
SaleCommon Stock 4,053 $21.37 $86,619.91
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · nonDerivative · entry 4

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,339

F1 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price.

F2 · balance_after: 11,339 shares are held in an account at Shareworks.

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April 20, 2021 Filed Apr 22, 2021 21:15 UTC
Cook LaureenChief Accounting Officer
Exercise / conversionCommon Stock 5,500 $10.97 $60,335.00
Disclosure

SEC source: 0001562180-21-002914 · primarydocument.xml · nonDerivative · entry 3

Cook Laureen · CIK 0001818792 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.