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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2005 Filed Mar 28, 2005 21:41 UTC
JONES MARY SVP & TREASURER UPC
Tax withholdingCommon Stock 1,217 $69.59 $84,691.03
Disclosure

SEC source: 0000100885-05-000152 · edgardoc.xml · nonDerivative · entry 2

JONES MARY S · CIK 0001200005 · VP & TREASURER UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,610

Read SEC document
March 24, 2005 Filed Mar 28, 2005 21:41 UTC
JONES MARY SVP & TREASURER UPC
Exercise / conversionCommon Stock 1,500 $56.50 $84,750.00
Disclosure

SEC source: 0000100885-05-000152 · edgardoc.xml · nonDerivative · entry 1

JONES MARY S · CIK 0001200005 · VP & TREASURER UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,483 $0.00 Strike: $69.45 $0.00
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · derivative · entry 7

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,483

Underlying: Common Stock · 6,483 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,447 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · derivative · entry 6

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,447 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Disposition to issuerCommon Stock 509 $69.59 $35,421.31
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 4

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,291

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 493 $69.59 $34,307.87
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 3

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,800

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Tax withholdingCommon Stock 5,990 $69.59 $416,844.10
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 2

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,293

Read SEC document
March 24, 2005 Filed Mar 28, 2005 22:55 UTC
PUTZ RICHARD JVP CONTR & CAO UPC
Exercise / conversionCommon Stock 7,447 $55.98 $416,883.06
Disclosure

SEC source: 0000100885-05-000154 · edgardoc.xml · nonDerivative · entry 1

PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 23:29 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 5,261 $0.00 Strike: $69.45 $0.00
Disclosure

SEC source: 0000100885-05-000156 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,261

Underlying: Common Stock · 5,261 shares

Expires 2013-01-30

F3 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 23:29 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,044 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000156 · edgardoc.xml · derivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,044 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2005 Filed Mar 28, 2005 23:29 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 400 $69.59 $27,836.00
Disclosure

SEC source: 0000100885-05-000156 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,187

Read SEC document
March 24, 2005 Filed Mar 28, 2005 23:29 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 4,861 $69.59 $338,276.99
Disclosure

SEC source: 0000100885-05-000156 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,587

Read SEC document
March 24, 2005 Filed Mar 28, 2005 23:29 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionCommon Stock 6,044 $55.98 $338,343.12
Disclosure

SEC source: 0000100885-05-000156 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:40 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 2,704 $0.00 Strike: $69.29 $0.00
Disclosure

SEC source: 0000100885-05-000140 · edgardoc.xml · derivative · entry 6

Tennison Lynden L · CIK 0001319871 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,704

Underlying: Common Stock · 2,704 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:40 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,099 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000140 · edgardoc.xml · derivative · entry 5

Tennison Lynden L · CIK 0001319871 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Underlying: Common Stock · 3,099 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:40 UTC Tax withholdingCommon Stock 203 $69.35 $14,078.05
Disclosure

SEC source: 0000100885-05-000140 · edgardoc.xml · nonDerivative · entry 3

Tennison Lynden L · CIK 0001319871 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:40 UTC Tax withholdingCommon Stock 2,501 $69.35 $173,444.35
Disclosure

SEC source: 0000100885-05-000140 · edgardoc.xml · nonDerivative · entry 2

Tennison Lynden L · CIK 0001319871 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:40 UTC Exercise / conversionCommon Stock 3,099 $55.98 $173,482.02
Disclosure

SEC source: 0000100885-05-000140 · edgardoc.xml · nonDerivative · entry 1

Tennison Lynden L · CIK 0001319871 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,400 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · derivative · entry 8

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,400 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,544 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · derivative · entry 7

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Underlying: Common Stock · 3,544 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Tax withholdingCommon Stock 1,413 $69.35 $97,991.55
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 5

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,580

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Tax withholdingCommon Stock 14,175 $69.35 $983,036.25
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 4

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,993

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Exercise / conversionCommon Stock 17,400 $56.50 $983,100.00
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 3

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Tax withholdingCommon Stock 2,887 $69.35 $200,213.45
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 2

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,768

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC Exercise / conversionCommon Stock 3,544 $56.50 $200,236.00
Disclosure

SEC source: 0000100885-05-000142 · edgardoc.xml · nonDerivative · entry 1

GUTSCHEWSKI BERNARD R · CIK 0001200004 · VP TAXES CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC
TURNER ROBERT WSR VP CORP RELATIONS
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,522 $0.00 Strike: $69.29 $0.00
Disclosure

SEC source: 0000100885-05-000141 · edgardoc.xml · derivative · entry 5

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Common Stock · 3,522 shares

Expires 2013-01-30

F1 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,037 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000141 · edgardoc.xml · derivative · entry 4

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,124

Underlying: Common Stock · 4,037 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Tax withholdingCommon Stock 264 $69.35 $18,308.40
Disclosure

SEC source: 0000100885-05-000141 · edgardoc.xml · nonDerivative · entry 3

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,598

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Tax withholdingCommon Stock 3,258 $69.35 $225,942.30
Disclosure

SEC source: 0000100885-05-000141 · edgardoc.xml · nonDerivative · entry 2

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

Read SEC document
March 23, 2005 Filed Mar 25, 2005 15:41 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Exercise / conversionCommon Stock 4,037 $55.98 $225,991.26
Disclosure

SEC source: 0000100885-05-000141 · edgardoc.xml · nonDerivative · entry 1

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 1,000 $67.54 $67,538.00
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 6

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,716

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 500 $67.75 $33,876.00
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 5

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,716

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 785 $67.62 $53,078.56
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 4

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,216

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 500 $67.75 $33,875.00
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 3

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,001

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 500 $67.87 $33,934.00
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 2

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,501

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 22, 2005 Filed Mar 23, 2005 23:51 UTC
MCAULIFFE MARY EVP EXTERNAL RELATIONS
SaleCommon Stock 3,000 $67.55 $202,650.00
Disclosure

SEC source: 0000100885-05-000136 · edgardoc.xml · nonDerivative · entry 1

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,001

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on December 14, 2004.

Read SEC document
March 15, 2005 Filed Mar 17, 2005 21:35 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,778 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000134 · edgardoc.xml · derivative · entry 6

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,778 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
March 15, 2005 Filed Mar 17, 2005 21:35 UTC Tax withholdingCommon Stock 245 $66.31 $16,245.95
Disclosure

SEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,678.1147

Read SEC document
March 15, 2005 Filed Mar 17, 2005 21:35 UTC Tax withholdingCommon Stock 3,219 $66.31 $213,451.89
Disclosure

SEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,923.1147

Read SEC document
March 15, 2005 Filed Mar 17, 2005 21:35 UTC Exercise / conversionCommon Stock 3,778 $56.50 $213,457.00
Disclosure

SEC source: 0000100885-05-000134 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,142.1147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 36,122 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · derivative · entry 9

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778

Underlying: Common Stock · 36,122 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · derivative · entry 8

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,100 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Tax withholdingCommon Stock 2,319 $66.20 $153,517.80
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 5

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,364.1147

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Tax withholdingCommon Stock 30,829 $66.20 $2,040,879.80
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 4

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,683.1147

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Exercise / conversionCommon Stock 36,122 $56.50 $2,040,893.00
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,512.1147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Tax withholdingCommon Stock 4,352 $66.20 $288,102.40
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,390.1147

Read SEC document
March 10, 2005 Filed Mar 14, 2005 22:32 UTC Exercise / conversionCommon Stock 5,100 $56.50 $288,150.00
Disclosure

SEC source: 0000100885-05-000132 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,742.1147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2005 Filed Feb 3, 2005 01:10 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
OtherCommon Stock 71,751.4323 $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000121 · edgardoc.xml · nonDerivative · entry 3

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 318,871.8975

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units.

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January 31, 2005 Filed Feb 3, 2005 01:10 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
OtherCommon Stock 71,751.4323 $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000121 · edgardoc.xml · nonDerivative · entry 2

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,253

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units.

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January 31, 2005 Filed Feb 3, 2005 01:10 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Tax withholdingCommon Stock 1,851.5677 $59.64 $110,427.50
Disclosure

SEC source: 0000100885-05-000121 · edgardoc.xml · nonDerivative · entry 1

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,004.4323

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.