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UNP

UNION PACIFIC CORP

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Tapewire entity
2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2008 Filed Jul 2, 2008 21:46 UTC GrantPhantom Stock · Derivative 371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000095 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,599

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
July 01, 2008 Filed Jul 9, 2008 21:59 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Tax withholdingCommon Stock 941.8855 $73.28 $69,021.37
Disclosure

SEC source: 0000100885-08-000098 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 0

F1 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock on a date certain (July 1, 2008). The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes. This report on Form 4 was filed late due to an administrative error.

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June 24, 2008 Filed Jun 24, 2008 19:58 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
SaleCommon Stock 43,252 $74.12 $3,205,838.24
Disclosure

SEC source: 0000100885-08-000077 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,564

F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.

Read SEC document
June 03, 2008 Filed Jun 5, 2008 19:18 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $30.57 $0.00
Disclosure

SEC source: 0000100885-08-000075 · edgardoc.xml · derivative · entry 6

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252

Underlying: Common Stock · 3,500 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
June 03, 2008 Filed Jun 5, 2008 19:18 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Tax withholdingCommon Stock 687 $81.18 $55,770.66
Disclosure

SEC source: 0000100885-08-000075 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,736

Read SEC document
June 03, 2008 Filed Jun 5, 2008 19:18 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Tax withholdingCommon Stock 1,317 $81.18 $106,914.06
Disclosure

SEC source: 0000100885-08-000075 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,423

Read SEC document
June 03, 2008 Filed Jun 5, 2008 19:18 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Exercise / conversionCommon Stock 3,500 $30.57 $106,995.00
Disclosure

SEC source: 0000100885-08-000075 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
May 23, 2008 Filed May 27, 2008 15:00 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,980 $0.00 Strike: $77.12 $0.00
Disclosure

SEC source: 0000100885-08-000071 · edgardoc.xml · derivative · entry 8

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,980 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2008 Filed May 27, 2008 15:00 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 6,429 $154.44 $992,894.76
Disclosure

SEC source: 0000100885-08-000071 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

Read SEC document
May 23, 2008 Filed May 27, 2008 15:00 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 15,469 $154.44 $2,389,032.36
Disclosure

SEC source: 0000100885-08-000071 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,402

Read SEC document
May 23, 2008 Filed May 27, 2008 15:00 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionCommon Stock 30,980 $77.12 $2,389,177.60
Disclosure

SEC source: 0000100885-08-000071 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2008 Filed May 27, 2008 19:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 36,888 $0.00 Strike: $77.12 $0.00
Disclosure

SEC source: 0000100885-08-000073 · edgardoc.xml · derivative · entry 7

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,888 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2008 Filed May 27, 2008 19:44 UTC Tax withholdingCommon Stock 7,655 $154.44 $1,182,238.20
Disclosure

SEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,574

Read SEC document
May 23, 2008 Filed May 27, 2008 19:44 UTC Tax withholdingCommon Stock 18,420 $154.44 $2,844,784.80
Disclosure

SEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,229

Read SEC document
May 23, 2008 Filed May 27, 2008 19:44 UTC Exercise / conversionCommon Stock 36,888 $77.12 $2,844,802.56
Disclosure

SEC source: 0000100885-08-000073 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2008 Filed May 22, 2008 19:42 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 24,212 $0.00 Strike: $77.12 $0.00
Disclosure

SEC source: 0000100885-08-000068 · edgardoc.xml · derivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,212 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2008 Filed May 22, 2008 19:42 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Tax withholdingCommon Stock 402 $153.58 $61,739.16
Disclosure

SEC source: 0000100885-08-000068 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,908

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
May 21, 2008 Filed May 22, 2008 19:42 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Tax withholdingCommon Stock 4,829 $153.58 $741,637.82
Disclosure

SEC source: 0000100885-08-000068 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,310

Read SEC document
May 21, 2008 Filed May 22, 2008 19:42 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Tax withholdingCommon Stock 12,158 $153.58 $1,867,225.64
Disclosure

SEC source: 0000100885-08-000068 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,139

Read SEC document
May 21, 2008 Filed May 22, 2008 19:42 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & R
Exercise / conversionCommon Stock 24,212 $77.12 $1,867,229.44
Disclosure

SEC source: 0000100885-08-000068 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & R

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2008 Filed May 7, 2008 21:12 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,496 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-08-000066 · edgardoc.xml · derivative · entry 6

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,496 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2008 Filed May 7, 2008 21:12 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Tax withholdingCommon Stock 311 $146.88 $45,679.68
Disclosure

SEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,620

Read SEC document
May 05, 2008 Filed May 7, 2008 21:12 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Tax withholdingCommon Stock 508 $146.88 $74,615.04
Disclosure

SEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,931

Read SEC document
May 05, 2008 Filed May 7, 2008 21:12 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO
Exercise / conversionCommon Stock 1,496 $49.88 $74,620.48
Disclosure

SEC source: 0000100885-08-000066 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2008 Filed May 6, 2008 22:41 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 877 $0.00 $0.00
Disclosure

SEC source: 0000100885-08-000064 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 127,613

F1 · security: The reporting person made a charitable contribution to a Foundation.

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,261 $0.00 Strike: $69.45 $0.00
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · derivative · entry 10

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,261 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 45,207 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · derivative · entry 9

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,207 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 1,047 $133.48 $139,753.56
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,948

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 2,737 $133.48 $365,334.76
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,995

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 5,261 $69.45 $365,376.45
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 10,439 $133.48 $1,393,397.72
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,471

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 20,022 $133.48 $2,672,536.56
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,910

Read SEC document
April 09, 2008 Filed Apr 10, 2008 14:09 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 45,207 $59.12 $2,672,637.84
Disclosure

SEC source: 0000100885-08-000062 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,240 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · derivative · entry 18

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,240 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,181 $0.00 Strike: $66.24 $0.00
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · derivative · entry 17

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,181 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $65.10 $0.00
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · derivative · entry 16

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,793 $0.00 Strike: $59.12 $0.00
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · derivative · entry 15

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,207

Underlying: Common Stock · 4,793 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 1,108 $133.66 $148,095.28
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 12

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,725

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 2,120 $133.66 $283,359.20
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 11

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,833

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 4,793 $59.12 $283,362.16
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 10

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 1,293 $133.66 $172,822.38
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 9

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,160

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 3,063 $133.66 $409,400.58
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,453

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 6,181 $66.24 $409,429.44
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 1,288 $133.66 $172,154.08
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,335

Read SEC document
April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 3,134 $133.66 $418,890.44
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,623

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April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 6,240 $67.13 $418,891.20
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 5,316 $133.66 $710,536.56
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,517

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April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Tax withholdingCommon Stock 12,176 $133.66 $1,627,444.16
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,833

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April 07, 2008 Filed Apr 8, 2008 20:11 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UP
Exercise / conversionCommon Stock 25,000 $65.10 $1,627,500.00
Disclosure

SEC source: 0000100885-08-000058 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 07, 2008 Filed Apr 8, 2008 21:13 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,508 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-08-000060 · edgardoc.xml · derivative · entry 11

DUFFY DENNIS J · CIK 0001200001 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,508 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.