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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2010 Filed Nov 10, 2010 16:47 UTC Exercise / conversionCommon Stock 7,200 $24.94 $179,568.00
Disclosure

SEC source: 0000100885-10-000164 · edgardoc.xml · nonDerivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 20:46 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,800 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-10-000158 · edgardoc.xml · derivative · entry 5

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,800 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 20:46 UTC Tax withholdingCommon Stock 427 $91.72 $39,164.44
Disclosure

SEC source: 0000100885-10-000158 · edgardoc.xml · nonDerivative · entry 4

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,933.916

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 20:46 UTC Tax withholdingCommon Stock 5,517 $91.72 $506,019.24
Disclosure

SEC source: 0000100885-10-000158 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,360.916

Read SEC document
November 05, 2010 Filed Nov 8, 2010 20:46 UTC Tax withholdingCommon Stock 12,103 $91.72 $1,110,087.16
Disclosure

SEC source: 0000100885-10-000158 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,877.916

Read SEC document
November 05, 2010 Filed Nov 8, 2010 20:46 UTC Exercise / conversionCommon Stock 25,800 $43.03 $1,110,174.00
Disclosure

SEC source: 0000100885-10-000158 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,980.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 88,160 $0.00 Strike: $33.57 $0.00
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · derivative · entry 15

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88,160 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 44,722 $0.00 Strike: $33.12 $0.00
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · derivative · entry 14

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,722 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 12,401 $91.72 $1,137,419.72
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 6

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,692

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 16,149 $91.72 $1,481,186.28
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 5

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,093

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 44,722 $33.12 $1,481,192.64
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 4

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 24,258 $91.72 $2,224,943.76
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,520

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 32,267 $91.72 $2,959,529.24
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,778

Read SEC document
November 05, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 88,160 $33.57 $2,959,531.20
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 4, 2010 20:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,200 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0000100885-10-000156 · edgardoc.xml · derivative · entry 3

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 4, 2010 20:29 UTC SaleCommon Stock 7,200 $90.15 $649,080.72
Disclosure

SEC source: 0000100885-10-000156 · edgardoc.xml · nonDerivative · entry 2

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347.0621

F1 · security: Includes shares acquired through dividend reinvestment.

Read SEC document
November 03, 2010 Filed Nov 4, 2010 20:29 UTC Exercise / conversionCommon Stock 7,200 $24.94 $179,568.00
Disclosure

SEC source: 0000100885-10-000156 · edgardoc.xml · nonDerivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547.0621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 580 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 9

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust (Spouse)

Disclosed balance after: 27,623

F3 · kind: Gift to adult children not living in household.

Read SEC document
November 03, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 8

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust (Spouse)

Disclosed balance after: 28,203

F2 · kind: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
November 03, 2010 Filed Nov 8, 2010 23:12 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000160 · edgardoc.xml · nonDerivative · entry 7

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 10,331

F1 · security: The reporting person disclaims beneficial ownership of these securities.

F2 · kind: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:57 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000154 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 287,920

F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,500 $0.00 Strike: $38.56 $0.00
Disclosure

SEC source: 0000100885-10-000150 · edgardoc.xml · derivative · entry 5

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030

Underlying: Common Stock · 9,500 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,773 $87.36 $154,889.28
Disclosure

SEC source: 0000100885-10-000150 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,328

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 4,193 $87.36 $366,300.48
Disclosure

SEC source: 0000100885-10-000150 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,101

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionCommon Stock 9,500 $38.56 $366,320.00
Disclosure

SEC source: 0000100885-10-000150 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:37 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,200 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0000100885-10-000152 · edgardoc.xml · derivative · entry 3

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:37 UTC SaleCommon Stock 2,093 $85.90 $179,788.70
Disclosure

SEC source: 0000100885-10-000152 · edgardoc.xml · nonDerivative · entry 2

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400.0076

F1 · security: Includes shares acquired through dividend reinvestment.

Read SEC document
October 27, 2010 Filed Oct 28, 2010 18:37 UTC Exercise / conversionCommon Stock 7,200 $24.94 $179,568.00
Disclosure

SEC source: 0000100885-10-000152 · edgardoc.xml · nonDerivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,493.0076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2010 Filed Oct 27, 2010 20:35 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 2,857 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000148 · edgardoc.xml · nonDerivative · entry 4

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,956

F2 · kind: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
October 26, 2010 Filed Oct 27, 2010 20:35 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 9,142 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000148 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,813

F4 · kind: Gift to adult children not living in household.

Read SEC document
October 26, 2010 Filed Oct 27, 2010 20:35 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 2,857 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000148 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 10,186

F1 · security: The reporting person disclaims beneficial ownership of these securities.

F2 · kind: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
October 25, 2010 Filed Oct 27, 2010 20:35 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 1,169 $0.00 $0.00
Disclosure

SEC source: 0000100885-10-000148 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 43,955

F3 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 21, 2010 Filed Oct 22, 2010 14:35 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,482 $0.00 Strike: $38.56 $0.00
Disclosure

SEC source: 0000100885-10-000146 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,482 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2010 Filed Oct 22, 2010 14:35 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 2,744 $85.79 $235,407.76
Disclosure

SEC source: 0000100885-10-000146 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,592

Read SEC document
October 21, 2010 Filed Oct 22, 2010 14:35 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 5,160 $85.79 $442,676.40
Disclosure

SEC source: 0000100885-10-000146 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,336

Read SEC document
October 21, 2010 Filed Oct 22, 2010 14:35 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionCommon Stock 11,482 $38.56 $442,745.92
Disclosure

SEC source: 0000100885-10-000146 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,844 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · derivative · entry 9

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,844 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,569 $0.00 Strike: $47.28 $0.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · derivative · entry 8

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,138

Underlying: Common Stock · 11,569 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 2,287 $86.82 $198,557.34
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 6

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,300

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 6,300 $86.82 $546,966.00
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,587

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionCommon Stock 11,569 $47.28 $546,982.32
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 4

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 5,719 $86.82 $496,523.58
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,318

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Tax withholdingCommon Stock 16,668 $86.82 $1,447,115.76
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,037

Read SEC document
October 14, 2010 Filed Oct 15, 2010 13:26 UTC
SCHAEFER BARBARA WSVP HR & SEC UPC & RR
Exercise / conversionCommon Stock 29,844 $48.49 $1,447,135.56
Disclosure

SEC source: 0000100885-10-000140 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR & SEC UPC & RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 15:25 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 79,800 $0.00 Strike: $43.03 $0.00
Disclosure

SEC source: 0000100885-10-000142 · edgardoc.xml · derivative · entry 12

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,800 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This option became exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 15:25 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 17,356 $86.82 $1,506,847.92
Disclosure

SEC source: 0000100885-10-000142 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,724

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October 14, 2010 Filed Oct 15, 2010 15:25 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 39,550 $86.82 $3,433,731.00
Disclosure

SEC source: 0000100885-10-000142 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,080

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October 14, 2010 Filed Oct 15, 2010 15:25 UTC
KORALESKI JOHN JEVP MKTG & SALES
Exercise / conversionCommon Stock 79,800 $43.03 $3,433,794.00
Disclosure

SEC source: 0000100885-10-000142 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 14, 2010 Filed Oct 15, 2010 16:53 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,190 $0.00 Strike: $40.26 $0.00
Disclosure

SEC source: 0000100885-10-000144 · edgardoc.xml · derivative · entry 14

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,190 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2010 Filed Oct 15, 2010 16:53 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 59,346 $0.00 Strike: $30.57 $0.00
Disclosure

SEC source: 0000100885-10-000144 · edgardoc.xml · derivative · entry 13

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,346 shares

Expires 2012-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.