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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 3, 2017 17:31 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,698 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000050 · edgardoc.xml · derivative · entry 6

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,698

Underlying: Common Stock · 7,698 shares

Expires 2027-02-02

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 17:31 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 3,264 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000050 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,552.5031

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 17:31 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000050 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,288.5031

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:02 UTC
FRITZ LANCE MChairman, President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 175,899 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000053 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,899

Underlying: Common Stock · 175,899 shares

Expires 2027-02-02

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:02 UTC
FRITZ LANCE MChairman, President & CEO
GrantCommon Stock 74,562 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000053 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,011.832

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:02 UTC
FRITZ LANCE MChairman, President & CEO
GrantCommon Stock 7,456 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000053 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,449.832

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 15:44 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,400 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000100885-17-000031 · edgardoc.xml · derivative · entry 3

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 15:44 UTC SaleCommon Stock 4,000 $109.53 $438,129.20
Disclosure

SEC source: 0000100885-17-000031 · edgardoc.xml · nonDerivative · entry 2

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,400

F3 · price: This transaction was executed in multiple trades at prices ranging from $109.5325 to $109.532. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 15:44 UTC Exercise / conversionCommon Stock 7,400 $24.25 $179,450.00
Disclosure

SEC source: 0000100885-17-000031 · edgardoc.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 30, 2017.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 00:09 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000005 · edgardoc.xml · nonDerivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · security: Award of stock pursuant to Union Pacific Corporation 2000 Directors Stock Plan.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 15:43 UTC GrantPhantom Stock · Derivative 464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000007 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,267

Underlying: Common Stock · 464 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 15:48 UTC GrantPhantom Stock · Derivative 503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000009 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893

Underlying: Common Stock · 503 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:09 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000015 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 317 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 15:59 UTC GrantPhantom Stock · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000011 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:05 UTC GrantPhantom Stock · Derivative 472 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000013 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,653

Underlying: Common Stock · 472 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:19 UTC GrantPhantom Stock · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000019 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,235

Underlying: Common Stock · 697 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:13 UTC GrantPhantom Stock · Derivative 941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000017 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,211

Underlying: Common Stock · 941 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:24 UTC GrantPhantom Stock · Derivative 460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000021 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,654

Underlying: Common Stock · 460 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:33 UTC GrantPhantom Stock · Derivative 569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000023 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,427

Underlying: Common Stock · 569 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:37 UTC GrantPhantom Stock · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000025 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,564

Underlying: Common Stock · 425 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 14, 2016 Filed Dec 14, 2016 22:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
GiftCommon Stock 3,088 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000469 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,505.832

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,400 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC SaleCommon Stock 7,400 $105.15 $778,118.88
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:56 UTC Exercise / conversionCommon Stock 7,400 $24.25 $179,450.00
Disclosure

SEC source: 0000100885-16-000465 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 30, 2017.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,346 $0.00 Strike: $46.80 $0.00
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · derivative · entry 7

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,346 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,722 $0.00 Strike: $30.49 $0.00
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · derivative · entry 6

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,722 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · shares: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
SaleCommon Stock 12,722 $104.94 $1,335,046.68
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,062.272

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
Exercise / conversionCommon Stock 12,722 $30.49 $387,893.78
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,784.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
SaleCommon Stock 10,476 $104.94 $1,099,351.44
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,062.272

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 20:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
Exercise / conversionCommon Stock 14,346 $46.80 $671,392.80
Disclosure

SEC source: 0000100885-16-000467 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,538.272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:51 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,400 $0.00 Strike: $24.25 $0.00
Disclosure

SEC source: 0000100885-16-000461 · edgardoc.xml · derivative · entry 3

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,400 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:51 UTC SaleCommon Stock 7,400 $100.51 $743,747.36
Disclosure

SEC source: 0000100885-16-000461 · edgardoc.xml · nonDerivative · entry 2

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
November 22, 2016 Filed Nov 23, 2016 15:51 UTC Exercise / conversionCommon Stock 7,400 $24.25 $179,450.00
Disclosure

SEC source: 0000100885-16-000461 · edgardoc.xml · nonDerivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 30, 2017.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 19:14 UTC
DUREN DIANE KEVP CHIEF ADMIN OFFICER & CORP
SaleCommon Stock 2,840 $98.98 $281,103.20
Disclosure

SEC source: 0000100885-16-000459 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,701

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 21, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 12:58 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,484 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0000100885-16-000446 · edgardoc.xml · derivative · entry 3

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,484 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 12:58 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
SaleCommon Stock 6,484 $98.44 $638,284.96
Disclosure

SEC source: 0000100885-16-000446 · edgardoc.xml · nonDerivative · entry 2

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,836

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2016.

Read SEC document
October 07, 2016 Filed Oct 11, 2016 12:58 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 6,484 $66.00 $427,944.00
Disclosure

SEC source: 0000100885-16-000446 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 15:21 UTC GrantPhantom Stock · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000428 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,390

Underlying: Common Stock · 512 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 15:02 UTC GrantPhantom Stock · Derivative 477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000426 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,803

Underlying: Common Stock · 477 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 15:29 UTC GrantPhantom Stock · Derivative 352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000430 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,531

Underlying: Common Stock · 352 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 15:50 UTC GrantPhantom Stock · Derivative 484 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000432 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,181

Underlying: Common Stock · 484 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 16:11 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000435 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 16:12 UTC GrantPhantom Stock · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000436 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,270

Underlying: Common Stock · 971 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 16:27 UTC GrantPhantom Stock · Derivative 698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000438 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,538

Underlying: Common Stock · 698 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 16:39 UTC GrantPhantom Stock · Derivative 577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000442 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,858

Underlying: Common Stock · 577 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 16:29 UTC GrantPhantom Stock · Derivative 473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000440 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,194

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 03, 2016 Filed Oct 4, 2016 17:09 UTC GrantPhantom Stock · Derivative 439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000444 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Underlying: Common Stock · 439 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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September 07, 2016 Filed Sep 9, 2016 15:09 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 5,000 $97.00 $485,000.00
Disclosure

SEC source: 0000100885-16-000418 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 2

Disclosed balance after: 32,723

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

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September 01, 2016 Filed Sep 2, 2016 19:51 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 10,000 $95.24 $952,415.00
Disclosure

SEC source: 0000100885-16-000416 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 2

Disclosed balance after: 37,723

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.71 to $96.7099. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 01, 2016 Filed Jul 5, 2016 15:43 UTC GrantPhantom Stock · Derivative 526 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000373 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,326

Underlying: Common Stock · 526 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.