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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2018 Filed Feb 12, 2018 16:01 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000056 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,302

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:27 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 27,654 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-18-000058 · edgardoc.xml · derivative · entry 6

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,654

Underlying: Common Stock · 27,654 shares

Expires 2028-02-08

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:27 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 480 $124.86 $59,932.80
Disclosure

SEC source: 0000100885-18-000058 · edgardoc.xml · nonDerivative · entry 4

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,727

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:27 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Disposition to issuerCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000058 · edgardoc.xml · nonDerivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,207

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:27 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantCommon Stock 12,018 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000058 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,627

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:27 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantCommon Stock 1,202 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000058 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,609

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:48 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,743 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-18-000060 · edgardoc.xml · derivative · entry 9

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

Underlying: Common Stock · 7,743 shares

Expires 2028-02-08

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:48 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 145 $124.86 $18,104.70
Disclosure

SEC source: 0000100885-18-000060 · edgardoc.xml · nonDerivative · entry 4

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,378

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:48 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Disposition to issuerCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000060 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,523

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:48 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 3,366 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000060 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 16:48 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000060 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 14:41 UTC
FRITZ LANCE MChairman, President & CEO
OtherCommon Stock 5,451.257 $131.15 $714,932.36
Disclosure

SEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 54,169.044

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 14:41 UTC
FRITZ LANCE MChairman, President & CEO
Tax withholdingCommon Stock 260.743 $131.15 $34,196.44
Disclosure

SEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,338.832

Read SEC document
February 06, 2018 Filed Feb 7, 2018 14:41 UTC
FRITZ LANCE MChairman, President & CEO
OtherCommon Stock 5,451.257 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000035 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,599.575

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 14:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 21,152 $131.15 $2,774,084.80
Disclosure

SEC source: 0000100885-18-000037 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,676

Read SEC document
February 06, 2018 Filed Feb 7, 2018 14:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 3,002 $131.15 $393,712.30
Disclosure

SEC source: 0000100885-18-000037 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,828

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:07 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
OtherCommon Stock 214.202 $131.15 $28,092.59
Disclosure

SEC source: 0000100885-18-000039 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 537.705

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:07 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 61.798 $131.15 $8,104.81
Disclosure

SEC source: 0000100885-18-000039 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:07 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
OtherCommon Stock 214.202 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000039 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,612.798

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:49 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
OtherCommon Stock 1,025.389 $131.15 $134,479.77
Disclosure

SEC source: 0000100885-18-000041 · edgardoc.xml · nonDerivative · entry 3

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 1,025.389

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:49 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 140.611 $131.15 $18,441.13
Disclosure

SEC source: 0000100885-18-000041 · edgardoc.xml · nonDerivative · entry 2

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,700

Read SEC document
February 06, 2018 Filed Feb 7, 2018 15:49 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
OtherCommon Stock 1,025.389 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000041 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,840.611

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:01 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
OtherCommon Stock 869.0144 $131.15 $113,971.24
Disclosure

SEC source: 0000100885-18-000043 · edgardoc.xml · nonDerivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 2,228.9364

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:01 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 148.986 $131.15 $19,539.51
Disclosure

SEC source: 0000100885-18-000043 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,407

Read SEC document
February 06, 2018 Filed Feb 7, 2018 19:01 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
OtherCommon Stock 869.014 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000043 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,555.986

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:28 UTC GrantPhantom Stock · Derivative 374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000003 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,967

Underlying: Common Stock · 374 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:29 UTC GrantPhantom Stock · Derivative 407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000005 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,736

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:35 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000011 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:30 UTC GrantPhantom Stock · Derivative 263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000007 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082

Underlying: Common Stock · 263 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:32 UTC GrantPhantom Stock · Derivative 469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000009 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Stock · 469 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:36 UTC GrantPhantom Stock · Derivative 754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000013 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,651

Underlying: Common Stock · 754 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:40 UTC GrantPhantom Stock · Derivative 371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000017 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,341

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:38 UTC GrantPhantom Stock · Derivative 574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000015 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,797

Underlying: Common Stock · 574 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:41 UTC GrantPhantom Stock · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000019 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:43 UTC GrantPhantom Stock · Derivative 465 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000021 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,519

Underlying: Common Stock · 465 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 20:43 UTC GrantPhantom Stock · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000023 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,120

Underlying: Common Stock · 341 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 21, 2017 Filed Dec 21, 2017 23:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,207 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-17-000261 · edgardoc.xml · derivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,414

Underlying: Common Stock · 35,207 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 21, 2017 Filed Dec 21, 2017 23:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 7,562 $134.68 $1,018,450.16
Disclosure

SEC source: 0000100885-17-000261 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,733

Read SEC document
December 21, 2017 Filed Dec 21, 2017 23:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 19,742 $134.68 $2,658,852.56
Disclosure

SEC source: 0000100885-17-000261 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,295

Read SEC document
December 21, 2017 Filed Dec 21, 2017 23:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 35,207 $75.52 $2,658,832.64
Disclosure

SEC source: 0000100885-17-000261 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:24 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 60,618 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0000100885-17-000259 · edgardoc.xml · derivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,618 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:24 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 14,602 $130.08 $1,899,428.16
Disclosure

SEC source: 0000100885-17-000259 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,089

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:24 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 30,757 $130.08 $4,000,870.56
Disclosure

SEC source: 0000100885-17-000259 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,691

Read SEC document
December 05, 2017 Filed Dec 6, 2017 22:24 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 60,618 $66.00 $4,000,788.00
Disclosure

SEC source: 0000100885-17-000259 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:28 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 52,614 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0000100885-17-000255 · edgardoc.xml · derivative · entry 7

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,614 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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December 01, 2017 Filed Dec 4, 2017 21:28 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Tax withholdingCommon Stock 12,304 $126.50 $1,556,456.00
Disclosure

SEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 4

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,050.832

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:28 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Tax withholdingCommon Stock 27,451 $126.50 $3,472,551.50
Disclosure

SEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,354.832

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:28 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Exercise / conversionCommon Stock 52,614 $66.00 $3,472,524.00
Disclosure

SEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,805.832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:28 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
GiftCommon Stock 12,870 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000255 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,191.832

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

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December 01, 2017 Filed Dec 4, 2017 22:39 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,562 $0.00 Strike: $57.37 $0.00
Disclosure

SEC source: 0000100885-17-000257 · edgardoc.xml · derivative · entry 8

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,562 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.