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UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2020 Filed Jul 7, 2020 22:59 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
SaleCommon Stock 5,000 $171.08 $855,400.00
Disclosure

SEC source: 0000100885-20-000206 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,934

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 22:59 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Exercise / conversionCommon Stock 5,000 $75.52 $377,600.00
Disclosure

SEC source: 0000100885-20-000206 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:45 UTC GrantPhantom Stock · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000195 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,104

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:46 UTC GrantPhantom Stock · Derivative 249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000196 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

Underlying: Common Stock · 249 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:46 UTC GrantPhantom Stock · Derivative 284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000197 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,905

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:48 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 266 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000199 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835

Underlying: Common Stock · 266 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:47 UTC GrantPhantom Stock · Derivative 439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000198 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

Underlying: Common Stock · 439 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:49 UTC GrantPhantom Stock · Derivative 759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000200 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,545

Underlying: Common Stock · 759 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:49 UTC GrantPhantom Stock · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000201 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,442

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:49 UTC GrantPhantom Stock · Derivative 256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000202 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,084

Underlying: Common Stock · 256 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:50 UTC GrantPhantom Stock · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000203 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,864

Underlying: Common Stock · 382 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:50 UTC GrantPhantom Stock · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000204 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 406 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 12

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,258

Underlying: Common Stock · 3,000 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 11

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,654

Underlying: Common Stock · 6,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,330 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · derivative · entry 10

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,330 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 1,351 $184.83 $249,705.33
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 9

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,424

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 4,256 $184.83 $786,636.48
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 8

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,775

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionCommon Stock 7,330 $107.30 $786,509.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 7

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 855 $184.83 $158,029.65
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 6

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,701

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 4,054 $184.83 $749,300.82
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 5

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,556

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionCommon Stock 6,000 $124.86 $749,160.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 165 $184.83 $30,496.95
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,610

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 2,623 $184.83 $484,809.09
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,775

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:30 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionCommon Stock 3,000 $161.57 $484,710.00
Disclosure

SEC source: 0000100885-20-000168 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:35 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,382 $0.00 Strike: $87.56 $0.00
Disclosure

SEC source: 0000100885-20-000170 · edgardoc.xml · derivative · entry 7

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,382 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:35 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 550 $184.83 $101,656.50
Disclosure

SEC source: 0000100885-20-000170 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,253

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:35 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 1,129 $184.83 $208,673.07
Disclosure

SEC source: 0000100885-20-000170 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,803

Read SEC document
June 08, 2020 Filed Jun 9, 2020 14:35 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionCommon Stock 2,382 $87.56 $208,567.92
Disclosure

SEC source: 0000100885-20-000170 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $161.57 $0.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · derivative · entry 8

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

Underlying: Common Stock · 3,500 shares

Expires 2029-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · derivative · entry 7

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654

Underlying: Common Stock · 8,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 1,050 $178.05 $186,952.50
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 6

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,398

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 5,611 $178.05 $999,038.55
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 5

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,448

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionCommon Stock 8,000 $124.86 $998,880.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 142 $178.05 $25,283.10
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,059

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 3,177 $178.05 $565,664.85
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,201

Read SEC document
June 04, 2020 Filed Jun 5, 2020 21:48 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Exercise / conversionCommon Stock 3,500 $161.57 $565,495.00
Disclosure

SEC source: 0000100885-20-000161 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:23 UTC GrantPhantom Stock · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000109 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,680

Underlying: Common Stock · 514 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:24 UTC GrantPhantom Stock · Derivative 565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000110 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,797

Underlying: Common Stock · 565 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:28 UTC GrantPhantom Stock · Derivative 345 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000113 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,621

Underlying: Common Stock · 345 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:29 UTC GrantPhantom Stock · Derivative 302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000114 · edgardoc.xml · derivative · entry 2

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

Underlying: Common Stock · 302 shares

Expires not disclosed

F2 · security: Distribution ratio for Phantom Stock Units is 1:1.

F3 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:36 UTC GrantPhantom Stock · Derivative 573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000117 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429

Underlying: Common Stock · 573 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:36 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 323 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000118 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

Underlying: Common Stock · 323 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 17:43 UTC GrantPhantom Stock · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000123 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828

Underlying: Common Stock · 312 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 01, 2020 Filed Apr 2, 2020 17:43 UTC GrantPhantom Stock · Derivative 464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000124 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,482

Underlying: Common Stock · 464 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 01, 2020 Filed Apr 2, 2020 17:46 UTC GrantPhantom Stock · Derivative 520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000126 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 01, 2020 Filed Apr 24, 2020 20:51 UTC GrantPhantom Stock · Derivative 973 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000145 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,786

Underlying: Common Stock · 973 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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April 01, 2020 Filed Apr 24, 2020 20:58 UTC GrantPhantom Stock · Derivative 509 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000147 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,022

Underlying: Common Stock · 509 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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March 31, 2020 Filed Apr 2, 2020 17:29 UTC PurchaseCommon Stock 15,000 $138.20 $2,073,000.00
Disclosure

SEC source: 0000100885-20-000114 · edgardoc.xml · nonDerivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2020.

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March 19, 2020 Filed Mar 20, 2020 21:05 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 82,100 $0.00 Strike: $121.65 $0.00
Disclosure

SEC source: 0000100885-20-000101 · edgardoc.xml · derivative · entry 3

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,100

Underlying: Common Stock · 82,100 shares

Expires 2030-03-19

F2 · security: This option becomes exercisable in two equal installments on December 31, 2020, and December 31, 2021.

F2 · derivative.exercise_date: This option becomes exercisable in two equal installments on December 31, 2020, and December 31, 2021.

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March 19, 2020 Filed Mar 20, 2020 21:05 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
GrantCommon Stock 39,460 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000101 · edgardoc.xml · nonDerivative · entry 1

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,426

F1 · security: Performance retention unit award with a distribution ratio of 1:1. On March 19, 2020, the reporting person was granted 19,730 Performance Stock Units at target, 50% of which will vest on December 31, 2020, and 50% of which will vest on December 31, 2021. The amount of shares in column 4, 39,460 units, is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.