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UNM

Unum Group

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3369
SEC CIK
0000005513
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 23:05 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 19,311 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000064 · wf-form4_167788471714914.xml · nonDerivative · entry 4

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,936

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 46,091 stock-settled RSUs, 7,590 SSUs, and 63,255 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:05 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 3,737 $45.57 $170,295.09
Disclosure

SEC source: 0000005513-23-000064 · wf-form4_167788471714914.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,625

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 9,495 stock-settled RSUs.

F6 · balance_after: Includes 26,780 stock-settled RSUs, 7,590 SSUs, and 63,255 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:05 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,865 $45.57 $130,558.05
Disclosure

SEC source: 0000005513-23-000064 · wf-form4_167788471714914.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,362

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,279 stock-settled RSUs.

F4 · balance_after: Includes 36,275 stock-settled RSUs, 7,590 SSUs, and 57,497 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:05 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 2,071 $45.57 $94,375.47
Disclosure

SEC source: 0000005513-23-000064 · wf-form4_167788471714914.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,227

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,263 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 43,554 restricted stock units, 7,590 stock success units, and 53,083 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:03 UTC
Till Mark PaulEVP & CEO, Unum International
GrantCommon Stock 4,828 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000062 · wf-form4_167788455186913.xml · nonDerivative · entry 4

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,262

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 11,862 stock-settled RSUs and 6,400 shares of common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:03 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,086 $45.57 $49,489.02
Disclosure

SEC source: 0000005513-23-000062 · wf-form4_167788455186913.xml · nonDerivative · entry 3

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,434

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,310 stock-settled RSUs.

F6 · balance_after: Includes 7,034 stock-settled RSUs and 6,400 shares of common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:03 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,228 $45.57 $55,959.96
Disclosure

SEC source: 0000005513-23-000062 · wf-form4_167788455186913.xml · nonDerivative · entry 2

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,611 stock-settled RSUs.

F4 · balance_after: Includes 9,344 stock-settled RSUs and 5,176 shares of common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:03 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,070 $45.57 $48,759.90
Disclosure

SEC source: 0000005513-23-000062 · wf-form4_167788455186913.xml · nonDerivative · entry 1

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,748

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,275 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 11,955 restricted stock units and 3,793 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:59 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 26,070 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000060 · wf-form4_167788435654487.xml · nonDerivative · entry 4

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,088

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 60,655 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:59 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 5,241 $45.57 $238,832.37
Disclosure

SEC source: 0000005513-23-000060 · wf-form4_167788435654487.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,018

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,816 stock-settled RSUs.

F6 · balance_after: Includes 34,585 stock-settled RSUs, 31,217 SSUs, and 148,216 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:59 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,561 $45.57 $207,844.77
Disclosure

SEC source: 0000005513-23-000060 · wf-form4_167788435654487.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,259

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,282 stock-settled RSUs.

F4 · balance_after: Includes 46,401 stock-settled RSUs, 31,217 SSUs, and 141,641 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:59 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 3,985 $45.57 $181,596.45
Disclosure

SEC source: 0000005513-23-000060 · wf-form4_167788435654487.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,820

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,985 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 56,683 restricted stock units, 31,217 stock success units, and 135,920 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
GrantCommon Stock 2,522 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000058 · wf-form4_167788391946905.xml · nonDerivative · entry 5

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,919

F9 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F10 · balance_after: Includes 5,563 stock-settled RSUs and 4,356 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 252 $45.57 $11,483.64
Disclosure

SEC source: 0000005513-23-000058 · wf-form4_167788391946905.xml · nonDerivative · entry 4

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

F7 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,043 stock-settled RSUs.

F8 · balance_after: Includes 3,041 stock-settled RSUs and 4,356 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 213 $45.57 $9,706.41
Disclosure

SEC source: 0000005513-23-000058 · wf-form4_167788391946905.xml · nonDerivative · entry 3

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,649

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 717 stock-settled RSUs.

F6 · balance_after: Includes 4,084 stock-settled RSUs and 3,565 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 266 $45.57 $12,121.62
Disclosure

SEC source: 0000005513-23-000058 · wf-form4_167788391946905.xml · nonDerivative · entry 2

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 895 stock-settled RSUs.

F4 · balance_after: Includes 4,801 stock-settled RSUs and 3,061 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:52 UTC
Rice Walter Lynn JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 206 $45.57 $9,387.42
Disclosure

SEC source: 0000005513-23-000058 · wf-form4_167788391946905.xml · nonDerivative · entry 1

Rice Walter Lynn JR · CIK 0001943150 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,128

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 693 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 5,696 restricted stock units and 2,432 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 8,123 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000056 · wf-form4_167788378051264.xml · nonDerivative · entry 4

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,663

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 16,707 stock-settled RSUs, 8,205 SSUs, and 30,751 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 813 $45.57 $37,048.41
Disclosure

SEC source: 0000005513-23-000056 · wf-form4_167788378051264.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,540

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,770 stock-settled RSUs.

F6 · balance_after: Includes 8,584 stock-settled RSUs, 8,205 SSUs, and 30,751 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 844 $45.57 $38,461.08
Disclosure

SEC source: 0000005513-23-000056 · wf-form4_167788378051264.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,353

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,873 stock-settled RSUs.

F4 · balance_after: Includes 11,354 stock-settled RSUs, 8,205 SSUs, and 28,794 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:49 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,205 $45.57 $54,911.85
Disclosure

SEC source: 0000005513-23-000056 · wf-form4_167788378051264.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,197

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,104 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 14,227 restricted stock units, 8,205 stock success units, and 26,765 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 23,229 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · derivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 98,749 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,955

F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F9 · balance_after: Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Disposition to issuerCommon Stock 23,229 $45.57 $1,058,545.53
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,206

F6 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionCommon Stock 23,229 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 20,290 $45.57 $924,615.30
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,206

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs.

F6 · balance_after: Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 17,903 $45.57 $815,839.71
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,496

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs.

F4 · balance_after: Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:47 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 9,141 $45.57 $416,555.37
Disclosure

SEC source: 0000005513-23-000054 · wf-form4_167788362926707.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,399

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:38 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 9,888 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000050 · wf-form4_167788311534932.xml · nonDerivative · entry 4

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,305

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 23,783 stock-settled RSUs, 13,245 SSUs, and 41,277 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:38 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,794 $45.57 $81,752.58
Disclosure

SEC source: 0000005513-23-000050 · wf-form4_167788311534932.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,417

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,557 stock-settled RSUs.

F6 · balance_after: Includes 13,895 stock-settled RSUs, 13,245 SSUs, and 41,277 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:38 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,773 $45.57 $80,795.61
Disclosure

SEC source: 0000005513-23-000050 · wf-form4_167788311534932.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,211

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,504 stock-settled RSUs.

F4 · balance_after: Includes 18,452 stock-settled RSUs, 13,245 SSUs, and 38,514 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:38 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 2,132 $45.57 $97,155.24
Disclosure

SEC source: 0000005513-23-000050 · wf-form4_167788311534932.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,984

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,416 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 22,956 restricted stock units, 13,245 stock success units, and 35,783 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 6,561 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000052 · wf-form4_167788332904590.xml · nonDerivative · entry 4

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,786

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 17,189 stock-settled RSUs, 3,350 SSUs, and 42,247 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,435 $45.57 $65,392.95
Disclosure

SEC source: 0000005513-23-000052 · wf-form4_167788332904590.xml · nonDerivative · entry 3

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,225

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,646 stock-settled RSUs.

F6 · balance_after: Includes 10,628 stock-settled RSUs, 3,350 SSUs, and 42,247 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,232 $45.57 $56,142.24
Disclosure

SEC source: 0000005513-23-000052 · wf-form4_167788332904590.xml · nonDerivative · entry 2

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,660

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,130 stock-settled RSUs.

F4 · balance_after: Includes 14,274 stock-settled RSUs, 3,350 SSUs, and 40,036 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:42 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,482 $45.57 $67,534.74
Disclosure

SEC source: 0000005513-23-000052 · wf-form4_167788332904590.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,892

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,764 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 17,404 restricted stock units, 3,350 stock success units, and 38,138 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 8,399 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000048 · wf-form4_167788291040766.xml · nonDerivative · entry 4

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,115

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 21,031 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,631 $45.57 $74,324.67
Disclosure

SEC source: 0000005513-23-000048 · wf-form4_167788291040766.xml · nonDerivative · entry 3

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,716

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,143 stock-settled RSUs.

F6 · balance_after: Includes 12,632 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,612 $45.57 $73,458.84
Disclosure

SEC source: 0000005513-23-000048 · wf-form4_167788291040766.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,347

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,095 stock-settled RSUs.

F4 · balance_after: Includes 16,775 stock-settled RSUs, 6,280 SSUs, and 47,292 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:35 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 2,072 $45.57 $94,421.04
Disclosure

SEC source: 0000005513-23-000048 · wf-form4_167788291040766.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,959

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,265 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 20,870 restricted stock units, 6,280 stock success units, and 44,809 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000046 · wf-form4_167788271655837.xml · nonDerivative · entry 4

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,044

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 19,871 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,836 $45.57 $83,666.52
Disclosure

SEC source: 0000005513-23-000046 · wf-form4_167788271655837.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,844

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,220 stock-settled RSUs.

F6 · balance_after: Includes 12,671 stock-settled RSUs, 11,149 SSUs, and 76,024 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,732 $45.57 $78,927.24
Disclosure

SEC source: 0000005513-23-000046 · wf-form4_167788271655837.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,680

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs.

F4 · balance_after: Includes 16,891 stock-settled RSUs, 11,149 SSUs, and 73,640 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 2,182 $45.57 $99,433.74
Disclosure

SEC source: 0000005513-23-000046 · wf-form4_167788271655837.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,412

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,015 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 20,872 restricted stock units, 11,149 stock success units, and 71,391 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:23 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 8,449 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000044 · wf-form4_167788215494466.xml · nonDerivative · entry 4

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,386

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

F8 · balance_after: Includes 20,066 stock-settled RSUs, 1,490 SSUs, and 38,830 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:23 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 1,571 $45.57 $71,590.47
Disclosure

SEC source: 0000005513-23-000044 · wf-form4_167788215494466.xml · nonDerivative · entry 3

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,937

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,990 stock-settled RSUs.

F6 · balance_after: Includes 11,617 stock-settled RSUs, 1,490 SSUs, and 38,830 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:23 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 1,343 $45.57 $61,200.51
Disclosure

SEC source: 0000005513-23-000044 · wf-form4_167788215494466.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,508

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,412 stock-settled RSUs.

F4 · balance_after: Includes 15,607 stock-settled RSUs, 1,490 SSUs, and 36,411 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2023 Filed Mar 3, 2023 22:23 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 821 $45.57 $37,412.97
Disclosure

SEC source: 0000005513-23-000044 · wf-form4_167788215494466.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,851

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,370 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 19,019 restricted stock units, 1,490 stock success units, and 34,342 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 20, 2023 Filed Feb 22, 2023 23:47 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 11,035 $42.81 $472,408.35
Disclosure

SEC source: 0000005513-23-000030 · wf-form4_167710963142546.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,298

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.

F5 · balance_after: Includes 48,817 stock-settled RSUs, 7,590 SSUs, and 49,891 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 20, 2023 Filed Feb 22, 2023 23:47 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 27,862.2 $0.00 $0.00
Disclosure

SEC source: 0000005513-23-000030 · wf-form4_167710963142546.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,333

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.

F2 · balance_after: Includes 48,817 restricted stock units, 7,590 stock success units, and 60,926 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 159.505 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.