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UNH

UNITEDHEALTH GROUP INC

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Tapewire entity
2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2024 Filed Sep 10, 2024 20:57 UTC GiftCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000264 · wk-form4_1726001859.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,356.942

F1 · shares: Represents conveyance of shares as a gift.

F2 · balance_after: Includes 42,500 shares transferred from Grantor Retained Annuity Trust #13 to satisfy an annuity payment on July 17, 2024.

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July 18, 2024 Filed Jul 19, 2024 20:26 UTC GiftCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000246 · wk-form4_1721420768.xml · nonDerivative · entry 1

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust 1

Disclosed balance after: 0

F1 · balance_after: On July 18, 2024, 30 UNH shares held in Trust #1 were distributed to the trust beneficiary.

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July 18, 2024 Filed Jul 19, 2024 20:26 UTC
McSweeney ErinEVP & Chief People Officer
SaleCommon Stock 1,500 $579.03 $868,537.95
Disclosure

SEC source: 0000731766-24-000247 · wk-form4_1721420778.xml · nonDerivative · entry 1

McSweeney Erin · CIK 0001645325 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,784.676

F1 · price: This transaction was executed in multiple trades ranging from $578.7601 to $579.490 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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July 17, 2024 Filed Jul 19, 2024 20:26 UTC
ROOS THOMAS EChief Accounting Officer
GiftCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000248 · wk-form4_1721420789.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,062.298

Read SEC document
July 17, 2024 Filed Jul 19, 2024 20:26 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 2,851 $569.88 $1,624,734.15
Disclosure

SEC source: 0000731766-24-000248 · wk-form4_1721420789.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,501.298

F1 · price: This transaction was executed in multiple trades ranging from $569.754 to $569.964 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

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July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000230 · wk-form4_1719952437.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,282

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock 194 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000231 · wk-form4_1719952448.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,034

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock 289 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000232 · wk-form4_1719952460.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,856.942

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000233 · wk-form4_1719952473.xml · nonDerivative · entry 1

Baker Charles D. · CIK 0001554088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:34 UTC GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000234 · wk-form4_1719952484.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,169

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000235 · wk-form4_1719952495.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,989

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC
Gil KristenDirector
GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000236 · wk-form4_1719952507.xml · nonDerivative · entry 2

Gil Kristen · CIK 0001719411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107

F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC
Gil KristenDirector
GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000236 · wk-form4_1719952507.xml · nonDerivative · entry 1

Gil Kristen · CIK 0001719411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000237 · wk-form4_1719952524.xml · nonDerivative · entry 2

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960

F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000237 · wk-form4_1719952524.xml · nonDerivative · entry 1

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,896

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:35 UTC GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000238 · wk-form4_1719952536.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,661

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:01 UTC
WITTY ANDREWDirector · CEO, UHG
GrantCommon Stock 110.592 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000205 · wk-form4_1719522091.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director · CEO, UHG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,029.765

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:01 UTC
Cianfrocco HeatherChief Executive Officer, Optum
GrantCommon Stock 41.771 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000206 · wk-form4_1719522102.xml · nonDerivative · entry 1

Cianfrocco Heather · CIK 0001780061 · Chief Executive Officer, Optum

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,850.258

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:02 UTC GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000207 · wk-form4_1719522115.xml · nonDerivative · entry 1

GARCIA PAUL R · CIK 0001226012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:02 UTC GrantCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000208 · wk-form4_1719522126.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,168

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:02 UTC GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000209 · wk-form4_1719522137.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,799

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:02 UTC
Zaetta Christopher REVP & Chief Legal Officer
GrantCommon Stock 28.769 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000210 · wk-form4_1719522150.xml · nonDerivative · entry 1

Zaetta Christopher R · CIK 0002025275 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,040.934

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:02 UTC
Gil KristenDirector
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000211 · wk-form4_1719522161.xml · nonDerivative · entry 1

Gil Kristen · CIK 0001719411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 929

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000212 · wk-form4_1719522173.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,471

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 17.172 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000213 · wk-form4_1719522186.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,321.412

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC
REX JOHN FPresident & CFO
GrantCommon Stock 76.356 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000214 · wk-form4_1719522197.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,357.719

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000215 · wk-form4_1719522208.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,979

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC
McSweeney ErinEVP & Chief People Officer
GrantCommon Stock 25.051 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000216 · wk-form4_1719522220.xml · nonDerivative · entry 1

McSweeney Erin · CIK 0001645325 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,284.676

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:03 UTC GrantCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000217 · wk-form4_1719522231.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,567.942

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:04 UTC GrantCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000218 · wk-form4_1719522244.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,840

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:04 UTC
THOMPSON BRIAN RCEO, UnitedHealthcare
GrantCommon Stock 44.248 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000219 · wk-form4_1719522255.xml · nonDerivative · entry 1

THOMPSON BRIAN R · CIK 0001857198 · CEO, UnitedHealthcare

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,636.583

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 25, 2024 Filed Jun 27, 2024 21:04 UTC GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000220 · wk-form4_1719522267.xml · nonDerivative · entry 1

Baker Charles D. · CIK 0001554088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 64,130 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · derivative · entry 17

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,130 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 53,042 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · derivative · entry 16

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,042 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 96,706 $0.00 Strike: $160.31 $0.00
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · derivative · entry 15

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,706 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options vested a rate of 25% annually on February 8 from 2018 through 2021.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 118,270 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · derivative · entry 14

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,270 shares

Expires 2024-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 9 from 2017 through 2020.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Tax withholdingCommon Stock 47,716 $496.66 $23,698,628.56
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 8

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,539.942

F1 · balance_after: As of the date of this filing, Mr. Hemsley continues to beneficially own all net shares issued to him as a result of this exercise and no net shares were sold. Reflects exercise of stock options.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionCommon Stock 64,130 $262.98 $16,864,907.40
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 7

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,255.942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Tax withholdingCommon Stock 37,350 $496.86 $18,557,721.00
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 6

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,125.942

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionCommon Stock 53,042 $226.64 $12,021,438.88
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 5

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,475.942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Tax withholdingCommon Stock 61,078 $496.69 $30,336,831.82
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,433.942

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionCommon Stock 96,706 $160.31 $15,502,938.86
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,511.942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Tax withholdingCommon Stock 68,042 $496.83 $33,805,306.86
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,805.942

Read SEC document
June 14, 2024 Filed Jun 14, 2024 20:51 UTC Exercise / conversionCommon Stock 118,270 $111.16 $13,146,893.20
Disclosure

SEC source: 0000731766-24-000188 · wk-form4_1718398309.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,847.942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:23 UTC
THOMPSON BRIAN RCEO, UnitedHealthcare
Tax withholdingCommon Stock 259.86 $490.69 $127,510.70
Disclosure

SEC source: 0000731766-24-000173 · wk-form4_1718137385.xml · nonDerivative · entry 1

THOMPSON BRIAN R · CIK 0001857198 · CEO, UnitedHealthcare

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,592.335

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June 07, 2024 Filed Jun 11, 2024 20:24 UTC
McSweeney ErinEVP & Chief People Officer
Tax withholdingCommon Stock 128.107 $490.69 $62,860.82
Disclosure

SEC source: 0000731766-24-000175 · wk-form4_1718137459.xml · nonDerivative · entry 1

McSweeney Erin · CIK 0001645325 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,259.625

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June 07, 2024 Filed Jun 11, 2024 20:25 UTC
Cianfrocco HeatherChief Executive Officer, Optum
Tax withholdingCommon Stock 212.042 $490.69 $104,046.89
Disclosure

SEC source: 0000731766-24-000177 · wk-form4_1718137520.xml · nonDerivative · entry 1

Cianfrocco Heather · CIK 0001780061 · Chief Executive Officer, Optum

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,808.487

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June 06, 2024 Filed Jun 10, 2024 20:46 UTC GiftCommon Stock 7,850 $0.00 $0.00
Disclosure

SEC source: 0000731766-24-000171 · wk-form4_1718052360.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,577.942

F1 · shares: Represents conveyance of shares as a gift.

F2 · balance_after: Includes 64,300 shares transferred from Grantor Retained Annuity Trust #12 to satisfy an annuity payment on April 23, 2024.

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June 05, 2024 Filed Jun 7, 2024 21:26 UTC
Cianfrocco HeatherChief Executive Officer, Optum
Tax withholdingCommon Stock 295.356 $503.12 $148,599.51
Disclosure

SEC source: 0000731766-24-000169 · wk-form4_1717795594.xml · nonDerivative · entry 1

Cianfrocco Heather · CIK 0001780061 · Chief Executive Officer, Optum

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,020.529

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June 03, 2024 Filed Jun 5, 2024 20:18 UTC
Cianfrocco HeatherChief Executive Officer, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 937 $0.00 Strike: $497.44 $0.00
Disclosure

SEC source: 0000731766-24-000164 · wk-form4_1717618727.xml · derivative · entry 2

Cianfrocco Heather · CIK 0001780061 · Chief Executive Officer, Optum

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937

Underlying: Common Stock · 937 shares

Expires 2034-06-03

F2 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on June 3 from the years 2025 through 2028.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.