Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,867 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 240 · Balance 2,867 F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 3,800 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,800 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 9,459 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,341 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,341 Unvested Company RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:22 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000249 · wk-form4_1791231767.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,867 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| September 22, 2026 Filed Sep 24, 2026 20:12 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000225 · wk-form4_1790280765.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,627 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| July 01, 2026 Filed Jul 6, 2026 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000181 · wk-form4_1783370655.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,617 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 21:38 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000169 · wk-form4_1782423476.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,411 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| April 01, 2026 Filed Apr 6, 2026 21:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000116 · wk-form4_1775509470.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,403 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:32 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000088 · wk-form4_1773952361.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,083 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 23:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-26-000016 · wk-form4_1767741640.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,075 F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 22:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000347 · wk-form4_1766095994.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,907 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:19 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000294 · wk-form4_1759522780.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,900 F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000279 · wk-form4_1758831379.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,738 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 20:08 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000211 · wk-form4_1751486889.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,731 F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 20:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000196 · wk-form4_1750969390.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,558 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| May 15, 2025 Filed May 16, 2025 16:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | PurchaseCommon Stock | 3,700 | $271.17 | $1,003,329.00 |
DisclosureSEC source: 0000731766-25-000141 · wk-form4_1747412624.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 3,818 Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:53 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000114 · wk-form4_1743713582.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,551 F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 21:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000095 · wk-form4_1742506155.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000016 · wk-form4_1736202870.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,439 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 22:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-25-000016 · wk-form4_1736202870.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,377 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 21:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000358 · wk-form4_1734643036.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,265 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:45 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000309 · wk-form4_1727988320.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,261 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:45 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 97 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000309 · wk-form4_1727988320.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,207 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| September 24, 2024 Filed Sep 26, 2024 20:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000293 · wk-form4_1727383911.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,110 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000236 · wk-form4_1719952507.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,107 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 20:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000236 · wk-form4_1719952507.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,043 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| June 25, 2024 Filed Jun 27, 2024 21:02 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000211 · wk-form4_1719522161.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000137 · wk-form4_1712175386.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000137 · wk-form4_1712175386.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 862 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 20:11 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000112 · wk-form4_1711051894.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 747 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000018 · wk-form4_1704407377.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 745 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 22:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-24-000018 · wk-form4_1704407377.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-23-000104 · wk-form4_1702591644.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:09 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051907 · doc4.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:09 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051907 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 20:30 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050268 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 409 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041615 · doc4.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 407 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041615 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 341 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 22:29 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040216 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023279 · doc4.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222 F2 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:07 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023279 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 21:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-020824 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44 F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:13 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001806 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001821 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153 F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 18:05 UTC | PROOFPOINT INC PFPT · Entity 135877 | Disposition to issuerCommon Stock | 9,459 | $176.00 | $1,664,784.00 |
DisclosureSEC source: 0001209191-21-054029 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2 · shares: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3 · shares: Includes 1,341 Unvested Company RSUs. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 22:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046332 · doc4.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 8, 2021. An additional 1/4th of the total number of shares will vest on each of September 30, 2021, December 31, 2021 and March 31, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 22:31 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046332 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on July 8, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:32 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042856 · doc4.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,050 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 15, 2020. An additional 1/4th of the total number of shares will vest on each of September 30, 2020, December 31, 2020 and March 31, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:32 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042856 · doc4.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,603 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014330 · doc1.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,740 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on June 30, 2019. An additional 1/4th of the total number of shares will vest on each of September 30, 2019, December 31, 2019 and March 31, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:44 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-014330 · doc1.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,298 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 6, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 23:17 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032826 · doc1.xml · nonDerivative · entry 2 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 16, 2018. An additional 1/4th of the total number of shares will vest on each of September 30, 2018, December 31, 2018 and March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 23:17 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032826 · doc1.xml · nonDerivative · entry 1 Gil Kristen · CIK 0001719411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.