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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2013 Filed Mar 28, 2013 21:29 UTC GrantCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-018865 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,525

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 19, 2013 Filed Mar 20, 2013 20:22 UTC
Sweere LoriEVP, Human Capital
SaleCommon Stock 11,038 $55.20 $609,243.51
Disclosure

SEC source: 0001209191-13-017735 · doc4.xml · nonDerivative · entry 1

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,412.8754

F1 · price: This transaction was executed in multiple trades ranging from $55.11 to $55.225 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 08, 2013 Filed Mar 11, 2013 21:19 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
SaleCommon Stock 33,336 $54.00 $1,800,187.34
Disclosure

SEC source: 0001209191-13-015638 · doc4.xml · nonDerivative · entry 1

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,427.555

F1 · price: This transaction was executed in multiple trades ranging from $54.00 to $54.015 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 26, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 2,561 $53.18 $136,201.41
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 10

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,819.5533

F2 · price: This transaction was executed in multiple trades ranging from $52.91 to $53.46 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 26, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 3,880 $53.18 $206,349.65
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 7

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,500.5533

F2 · price: This transaction was executed in multiple trades ranging from $52.91 to $53.46 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 26, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 6,650 $53.18 $353,666.29
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 4

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,500.5533

F2 · price: This transaction was executed in multiple trades ranging from $52.91 to $53.46 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 26, 2013 Filed Feb 27, 2013 23:02 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
SaleCommon Stock 84,114 $52.89 $4,448,436.18
Disclosure

SEC source: 0001209191-13-012162 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,060.043

F1 · price: This transaction was executed in multiple trades ranging from $52.71 to $53.14 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionStock Appreciation Rights · Derivative 19,006 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · derivative · entry 13

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

Underlying: Common Stock · 19,006 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionStock Appreciation Rights · Derivative 19,006 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · derivative · entry 12

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

Underlying: Common Stock · 19,006 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionStock Appreciation Rights · Derivative 28,280 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · derivative · entry 11

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,280 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 15,126 $54.47 $823,913.22
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 9

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,380.5533

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 19,006 $33.00 $627,198.00
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 8

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,506.5533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 15,126 $54.47 $823,913.22
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 6

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,380.5533

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 19,006 $33.00 $627,198.00
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 5

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,506.5533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 21,630 $54.47 $1,178,186.10
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 3

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,150.5533

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 28,280 $29.74 $841,047.20
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 2

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,780.5533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2013 Filed Feb 27, 2013 23:01 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 72,895 $54.45 $3,969,307.70
Disclosure

SEC source: 0001209191-13-012161 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,500.5533

F1 · price: This transaction was executed in multiple trades ranging from $54.33 to $54.69 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 11, 2013 Filed Feb 12, 2013 22:04 UTC
Sweere LoriEVP, Human Capital
Exercise / conversionStock Appreciation Rights · Derivative 9,503 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-13-008081 · doc4.xml · derivative · entry 5

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

Underlying: Common Stock · 9,503 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
February 11, 2013 Filed Feb 12, 2013 22:04 UTC
Sweere LoriEVP, Human Capital
SaleCommon Stock 1,650 $57.42 $94,746.30
Disclosure

SEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 4

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,450.8754

Read SEC document
February 11, 2013 Filed Feb 12, 2013 22:04 UTC
Sweere LoriEVP, Human Capital
Tax withholdingCommon Stock 7,027 $57.74 $405,738.98
Disclosure

SEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 3

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,100.8754

Read SEC document
February 11, 2013 Filed Feb 12, 2013 22:04 UTC
Sweere LoriEVP, Human Capital
Exercise / conversionCommon Stock 9,503 $33.00 $313,599.00
Disclosure

SEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 2

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,127.8754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 2,546 $57.74 $147,006.04
Disclosure

SEC source: 0001209191-13-008073 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,395.5533

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:02 UTC
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
Tax withholdingCommon Stock 4,716 $57.74 $272,301.84
Disclosure

SEC source: 0001209191-13-008075 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,138.5923

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:02 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
Tax withholdingCommon Stock 633 $57.74 $36,549.42
Disclosure

SEC source: 0001209191-13-008078 · doc4.xml · nonDerivative · entry 1

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,763.555

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:03 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Tax withholdingCommon Stock 3,576 $57.74 $206,478.24
Disclosure

SEC source: 0001209191-13-008079 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,174.043

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:04 UTC
Sweere LoriEVP, Human Capital
Tax withholdingCommon Stock 1,273 $57.74 $73,503.02
Disclosure

SEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 1

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,624.8754

Read SEC document
February 08, 2013 Filed Feb 12, 2013 22:04 UTC
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
Tax withholdingCommon Stock 2,546 $57.74 $147,006.04
Disclosure

SEC source: 0001209191-13-008082 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,915.4933

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:33 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
GrantNon-Qualified Stock Options (right to buy) · Derivative 59,587 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007393 · doc4.xml · derivative · entry 2

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,587

Underlying: Common Stock · 59,587 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:33 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
GrantCommon Stock 19,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007393 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,941.5533

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 39,213.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:33 UTC
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 99,312 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007395 · doc4.xml · derivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,312

Underlying: Common Stock · 99,312 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:33 UTC
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
GrantCommon Stock 32,677 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007395 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626,854.5923

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 65,354.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:34 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 13,242 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007397 · doc4.xml · derivative · entry 2

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,242

Underlying: Common Stock · 13,242 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:34 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007397 · doc4.xml · nonDerivative · entry 1

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,396.555

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 8,714.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:34 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 59,587 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007398 · doc4.xml · derivative · entry 2

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,587

Underlying: Common Stock · 59,587 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:34 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
GrantCommon Stock 19,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007398 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,750.043

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 39,213.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:35 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 52,967 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007399 · doc4.xml · derivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,967

Underlying: Common Stock · 52,967 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:35 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 34,856 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007399 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,856

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 17,428.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:36 UTC
Sweere LoriEVP, Human Capital
GrantNon-Qualified Stock Options (right to buy) · Derivative 26,484 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007400 · doc4.xml · derivative · entry 2

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,484

Underlying: Common Stock · 26,484 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
February 06, 2013 Filed Feb 8, 2013 21:36 UTC
Sweere LoriEVP, Human Capital
GrantCommon Stock 8,714 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007400 · doc4.xml · nonDerivative · entry 1

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,897.8754

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 17,428.

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February 06, 2013 Filed Feb 8, 2013 21:36 UTC
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
GrantNon-Qualified Stock Options (right to buy) · Derivative 59,587 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-13-007402 · doc4.xml · derivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,587

Underlying: Common Stock · 59,587 shares

Expires 2023-02-06

F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

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February 06, 2013 Filed Feb 8, 2013 21:36 UTC
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
GrantCommon Stock 19,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007402 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,461.4933

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017.

F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 39,213.

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February 04, 2013 Filed Feb 5, 2013 22:26 UTC
Sweere LoriEVP, Human Capital
Exercise / conversionStock Appreciation Rights · Derivative 14,140 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-13-006570 · doc4.xml · derivative · entry 5

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,140 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013.

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February 04, 2013 Filed Feb 5, 2013 22:26 UTC
Sweere LoriEVP, Human Capital
SaleCommon Stock 4,382 $55.67 $243,945.94
Disclosure

SEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 4

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,183.8754

Read SEC document
February 04, 2013 Filed Feb 5, 2013 22:26 UTC
Sweere LoriEVP, Human Capital
Tax withholdingCommon Stock 9,758 $55.75 $544,008.50
Disclosure

SEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 3

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,565.8754

Read SEC document
February 04, 2013 Filed Feb 5, 2013 22:26 UTC
Sweere LoriEVP, Human Capital
Exercise / conversionCommon Stock 14,140 $29.74 $420,523.60
Disclosure

SEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 2

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,323.8754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 22:24 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 3,229 $55.77 $180,081.33
Disclosure

SEC source: 0001209191-13-006558 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,334.5533

Read SEC document
February 01, 2013 Filed Feb 5, 2013 22:24 UTC
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
Tax withholdingCommon Stock 4,508 $55.77 $251,411.16
Disclosure

SEC source: 0001209191-13-006562 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594,177.5923

Read SEC document
February 01, 2013 Filed Feb 5, 2013 22:25 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
Tax withholdingCommon Stock 811 $55.77 $45,229.47
Disclosure

SEC source: 0001209191-13-006566 · doc4.xml · nonDerivative · entry 1

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,039.555

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
February 01, 2013 Filed Feb 5, 2013 22:25 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Tax withholdingCommon Stock 9,958 $55.77 $555,357.66
Disclosure

SEC source: 0001209191-13-006568 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,143.043

Read SEC document
February 01, 2013 Filed Feb 5, 2013 22:26 UTC
Sweere LoriEVP, Human Capital
Tax withholdingCommon Stock 1,640 $55.77 $91,462.80
Disclosure

SEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 1

Sweere Lori · CIK 0001407932 · EVP, Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,183.8754

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.