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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2014 Filed Jun 16, 2014 20:45 UTC Exercise / conversionCommon Stock 10,000 $30.90 $309,000.00
Disclosure

SEC source: 0001209191-14-041640 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2014 Filed May 12, 2014 20:56 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.88 $0.00
Disclosure

SEC source: 0001209191-14-032939 · doc4.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2014-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2014 Filed May 12, 2014 20:56 UTC SaleCommon Stock 10,000 $76.82 $768,186.00
Disclosure

SEC source: 0001209191-14-032939 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,556

F1 · price: This transaction was executed in multiple trades ranging from $76.81 to $76.84 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
May 09, 2014 Filed May 12, 2014 20:56 UTC Exercise / conversionCommon Stock 10,000 $36.88 $368,800.00
Disclosure

SEC source: 0001209191-14-032939 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2014 Filed Apr 25, 2014 20:15 UTC PurchaseCommon Stock 1,000 $76.21 $76,209.90
Disclosure

SEC source: 0001209191-14-029243 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,877

F1 · price: This transaction was executed in multiple trades ranging from $76.20 to $76.22 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the purchases were effected.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:38 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025452 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,556

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:38 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025457 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228,776

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:39 UTC GrantCommon Stock 841 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025458 · doc4.xml · nonDerivative · entry 1

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,048

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:40 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025460 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,976

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:40 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025462 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,877

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:40 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025463 · doc4.xml · nonDerivative · entry 1

LEATHERDALE DOUGLAS W · CIK 0001024367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,516

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:41 UTC GrantCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025466 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,221

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:42 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025470 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,606

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2014 Filed Apr 3, 2014 20:42 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-025473 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,446

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:04 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023204 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,097

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:04 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023205 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228,317

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:04 UTC GrantCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023206 · doc4.xml · nonDerivative · entry 1

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,207

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:05 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023207 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,517

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:05 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023208 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,418

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:06 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023209 · doc4.xml · nonDerivative · entry 1

LEATHERDALE DOUGLAS W · CIK 0001024367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 914,057

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:06 UTC GrantCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023210 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,271

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:06 UTC GrantCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023211 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,147

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:07 UTC GrantCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023212 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,987

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:08 UTC
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
GrantCommon Stock 282.492 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023214 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755,277.36

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:07 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
GrantCommon Stock 519.746 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023213 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,051.2883

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:08 UTC
RANGEN ERIC SSr VP & Chief Acctg Officer
GrantCommon Stock 35.154 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023215 · doc4.xml · nonDerivative · entry 2

RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,735.437

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:09 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
GrantCommon Stock 519.746 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023216 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,278.469

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:10 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 177.726 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023217 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,905.78

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Mar 26, 2014 21:10 UTC
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
GrantCommon Stock 519.746 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-023218 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,961.672

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 25, 2014 Filed Apr 18, 2014 20:46 UTC Amendment
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
GrantCommon Stock 356.224 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-028360 · doc4a.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776,608.785

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns were incorrectly reported.

F2 · balance_after: In the reporting person's original Form 4 filing, the number of shares in the "Securities Acquired or Disposed of" and "Amount of Securities Beneficially Owned Following Reported Transactions" columns were incorrectly reported.

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $30.90 $0.00
Disclosure

SEC source: 0001209191-14-021915 · doc4.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2014-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:38 UTC SaleCommon Stock 10,000 $77.87 $778,749.00
Disclosure

SEC source: 0001209191-14-021915 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,042

F1 · price: This transaction was executed in multiple trades ranging from $77.87 to $77.875 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:38 UTC Exercise / conversionCommon Stock 10,000 $30.90 $309,000.00
Disclosure

SEC source: 0001209191-14-021915 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $25.16 $0.00
Disclosure

SEC source: 0001209191-14-021917 · doc4.xml · derivative · entry 3

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:39 UTC SaleCommon Stock 1,250 $77.92 $97,400.00
Disclosure

SEC source: 0001209191-14-021917 · doc4.xml · nonDerivative · entry 2

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,085

Read SEC document
March 18, 2014 Filed Mar 19, 2014 21:39 UTC Exercise / conversionCommon Stock 1,250 $25.16 $31,450.00
Disclosure

SEC source: 0001209191-14-021917 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2014 Filed Mar 13, 2014 20:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,720 $0.00 Strike: $30.94 $0.00
Disclosure

SEC source: 0001209191-14-020320 · doc4.xml · derivative · entry 5

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,720 shares

Expires 2014-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2014 Filed Mar 13, 2014 20:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $32.49 $0.00
Disclosure

SEC source: 0001209191-14-020320 · doc4.xml · derivative · entry 4

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2014-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2014 Filed Mar 13, 2014 20:55 UTC Exercise / conversionCommon Stock 1,720 $30.94 $53,216.80
Disclosure

SEC source: 0001209191-14-020320 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2014 Filed Mar 13, 2014 20:55 UTC Exercise / conversionCommon Stock 10,000 $32.49 $324,850.00
Disclosure

SEC source: 0001209191-14-020320 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2014 Filed Mar 3, 2014 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 3,678 $76.13 $280,006.14
Disclosure

SEC source: 0001209191-14-015913 · doc4.xml · nonDerivative · entry 4

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,531.5423

Read SEC document
February 27, 2014 Filed Mar 3, 2014 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionStock Appreciation Rights · Derivative 19,006 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-14-015913 · doc4.xml · derivative · entry 5

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,006 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
February 27, 2014 Filed Mar 3, 2014 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 13,432 $76.02 $1,021,100.64
Disclosure

SEC source: 0001209191-14-015913 · doc4.xml · nonDerivative · entry 3

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,209.5423

Read SEC document
February 27, 2014 Filed Mar 3, 2014 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 19,006 $33.00 $627,198.00
Disclosure

SEC source: 0001209191-14-015913 · doc4.xml · nonDerivative · entry 2

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,641.5423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2014 Filed Mar 3, 2014 22:05 UTC
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
SaleCommon Stock 86,714 $76.04 $6,593,732.56
Disclosure

SEC source: 0001209191-14-015913 · doc4.xml · nonDerivative · entry 1

BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,635.5423

F1 · price: This transaction was executed in multiple trades ranging from $75.61 to $76.395 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 25, 2014 Filed Feb 27, 2014 23:11 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Exercise / conversionStock Appreciation Rights · Derivative 76,024 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-14-015007 · doc4.xml · derivative · entry 9

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,024 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 9 from the years 2011 through 2014.

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February 25, 2014 Filed Feb 27, 2014 23:11 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Exercise / conversionStock Appreciation Rights · Derivative 92,800 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-14-015007 · doc4.xml · derivative · entry 8

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92,800 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013.

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February 25, 2014 Filed Feb 27, 2014 23:11 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
SaleCommon Stock 15,156 $75.34 $1,141,848.49
Disclosure

SEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 7

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,758.723

F1 · price: This transaction was executed in multiple trades ranging from $75.13 to $75.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

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February 25, 2014 Filed Feb 27, 2014 23:11 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Tax withholdingCommon Stock 53,290 $75.32 $4,013,802.80
Disclosure

SEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 6

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,914.723

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February 25, 2014 Filed Feb 27, 2014 23:11 UTC
RENFRO LARRY CEVP, UHG and CEO, Optum
Exercise / conversionCommon Stock 76,024 $33.00 $2,508,792.00
Disclosure

SEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 5

RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,204.723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.