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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2016 Filed Sep 22, 2016 21:45 UTC GrantCommon Stock 122 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142520 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,248

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:45 UTC GrantCommon Stock 86 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142521 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,880

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:46 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142523 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,048

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:46 UTC GrantCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142524 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,622

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:47 UTC GrantCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142525 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,509

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:49 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantCommon Stock 762.297 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142528 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482,939.125

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

F3 · balance_after: Excludes 722,285 shares previously owned directly which were contributed to a grantor retained annuity trust on August 25, 2016.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:50 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 384.593 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142529 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,421.025

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:50 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 228.618 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142530 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,178.693

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:51 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 110.168 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142531 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,554.368

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:51 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 191.377 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142532 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,265.725

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:53 UTC GrantCommon Stock 384.593 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142534 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,515.999

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:53 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 161.013 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142536 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,359.627

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:13 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 990 $0.00 Strike: $48.78 $0.00
Disclosure

SEC source: 0001209191-16-141631 · doc4.xml · derivative · entry 5

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 990 shares

Expires 2016-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:13 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $49.43 $0.00
Disclosure

SEC source: 0001209191-16-141631 · doc4.xml · derivative · entry 4

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2016-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:13 UTC Exercise / conversionCommon Stock 990 $48.78 $48,292.20
Disclosure

SEC source: 0001209191-16-141631 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2016 Filed Sep 15, 2016 21:13 UTC Exercise / conversionCommon Stock 5,000 $49.43 $247,150.00
Disclosure

SEC source: 0001209191-16-141631 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 20:52 UTC SaleCommon Stock 20,000 $134.81 $2,696,216.00
Disclosure

SEC source: 0001209191-16-140781 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983,550

F1 · price: This transaction was executed in multiple trades ranging from $134.80 to $134.87 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 20:52 UTC SaleCommon Stock 20,000 $135.80 $2,716,000.00
Disclosure

SEC source: 0001209191-16-140781 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003,550

Read SEC document
August 25, 2016 Filed Aug 29, 2016 20:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $52.57 $0.00
Disclosure

SEC source: 0001209191-16-138962 · doc4.xml · derivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2016 Filed Aug 29, 2016 20:32 UTC Exercise / conversionCommon Stock 5,000 $52.57 $262,850.00
Disclosure

SEC source: 0001209191-16-138962 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:10 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131146 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,630

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:11 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131148 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023,550

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:12 UTC GrantCommon Stock 533 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131150 · doc4.xml · nonDerivative · entry 1

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,158

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:12 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131152 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,126

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:13 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131155 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,794

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:13 UTC GrantCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131157 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,871

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:14 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131159 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,493

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 21:14 UTC GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-131160 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,419

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:43 UTC GrantCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130051 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,319

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:44 UTC GrantCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130052 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023,239

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:44 UTC GrantCommon Stock 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130054 · doc4.xml · nonDerivative · entry 1

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:45 UTC GrantCommon Stock 119 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130056 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,815

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:45 UTC GrantCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130059 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,483

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:46 UTC GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130060 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,294

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:46 UTC GrantCommon Stock 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130063 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,182

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:46 UTC GrantCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130065 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,108

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:47 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantCommon Stock 752.095 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130068 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204,249.328

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:48 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 379.445 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130070 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,036.432

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:48 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 225.559 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130071 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,737.575

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:49 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 108.694 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130073 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,231.7

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:49 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 188.815 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130076 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,861.848

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:50 UTC GrantCommon Stock 379.445 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130079 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,918.906

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 28, 2016 Filed Jun 29, 2016 20:51 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 158.858 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-130081 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,198.614

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 16, 2016 Filed Jun 20, 2016 20:27 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $49.43 $0.00
Disclosure

SEC source: 0001209191-16-128820 · doc4.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2016-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2016 Filed Jun 20, 2016 20:27 UTC SaleCommon Stock 5,000 $138.58 $692,895.00
Disclosure

SEC source: 0001209191-16-128820 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,229

Read SEC document
June 16, 2016 Filed Jun 20, 2016 20:27 UTC Exercise / conversionCommon Stock 5,000 $49.43 $247,150.00
Disclosure

SEC source: 0001209191-16-128820 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2016 Filed Jun 20, 2016 20:28 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 840 $0.00 Strike: $47.82 $0.00
Disclosure

SEC source: 0001209191-16-128822 · doc4.xml · derivative · entry 5

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 840 shares

Expires 2016-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2016 Filed Jun 20, 2016 20:28 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001209191-16-128822 · doc4.xml · derivative · entry 4

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2016-07-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 16, 2016 Filed Jun 20, 2016 20:28 UTC Exercise / conversionCommon Stock 840 $47.82 $40,168.80
Disclosure

SEC source: 0001209191-16-128822 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 16, 2016 Filed Jun 20, 2016 20:28 UTC Exercise / conversionCommon Stock 5,000 $45.01 $225,050.00
Disclosure

SEC source: 0001209191-16-128822 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.