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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2017 Filed Mar 23, 2017 20:48 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 85.743 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022588 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,329.839

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:48 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 65.001 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022589 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,523.347

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:49 UTC GrantCommon Stock 129.53 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022590 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,316.352

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 20:50 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 57.451 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022592 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,992.58

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · derivative · entry 9

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $36.25 $0.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · derivative · entry 8

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $56.67 $0.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · derivative · entry 7

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC SaleCommon Stock 5,000 $170.90 $854,479.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 6

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941

F2 · price: This transaction was executed in multiple trades ranging from $170.88 to $170.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionCommon Stock 5,000 $25.63 $128,150.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 5

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC SaleCommon Stock 5,000 $170.90 $854,491.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 4

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941

F1 · price: This transaction was executed in multiple trades ranging from $170.898 to $170.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionCommon Stock 5,000 $36.25 $181,250.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 3

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC SaleCommon Stock 5,000 $170.88 $854,375.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 2

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,941

Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:50 UTC Exercise / conversionCommon Stock 5,000 $56.67 $283,350.00
Disclosure

SEC source: 0001209191-17-021761 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 4,121 $0.00 Strike: $52.22 $0.00
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · derivative · entry 6

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,121 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 12,500 $0.00 Strike: $54.62 $0.00
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · derivative · entry 5

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2017-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested at a rate of 25% annually on April 17 from the years 2008 through 2011.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Tax withholdingCommon Stock 1,253 $171.78 $215,240.34
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · nonDerivative · entry 4

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,881

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Exercise / conversionCommon Stock 4,121 $52.22 $215,198.62
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · nonDerivative · entry 3

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Tax withholdingCommon Stock 3,975 $171.78 $682,825.50
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · nonDerivative · entry 2

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,013

Read SEC document
March 15, 2017 Filed Mar 16, 2017 21:02 UTC Exercise / conversionCommon Stock 12,500 $54.62 $682,750.00
Disclosure

SEC source: 0001209191-17-021120 · doc4.xml · nonDerivative · entry 1

DARRETTA ROBERT J · CIK 0001188999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:52 UTC SaleCommon Stock 50,000 $167.48 $8,373,925.00
Disclosure

SEC source: 0001209191-17-018375 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,191

F1 · price: This transaction was executed in multiple trades ranging from $167.30 to $167.65 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 310 $0.00 Strike: $54.57 $0.00
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · derivative · entry 6

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 310 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $53.73 $0.00
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC SaleCommon Stock 310 $162.36 $50,330.05
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · nonDerivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,175

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC Exercise / conversionCommon Stock 310 $54.57 $16,916.70
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC SaleCommon Stock 5,000 $162.31 $811,555.00
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,175

F1 · price: This transaction was executed in multiple trades ranging from $162.30 to $162.32 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:42 UTC Exercise / conversionCommon Stock 5,000 $53.73 $268,650.00
Disclosure

SEC source: 0001209191-17-014382 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:50 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $53.73 $0.00
Disclosure

SEC source: 0001209191-17-011126 · doc4.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:50 UTC SaleCommon Stock 5,000 $162.68 $813,400.00
Disclosure

SEC source: 0001209191-17-011126 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,391

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:50 UTC Exercise / conversionCommon Stock 5,000 $53.73 $268,650.00
Disclosure

SEC source: 0001209191-17-011126 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 3,213 $160.75 $516,489.75
Disclosure

SEC source: 0001209191-17-010032 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786,502.65

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 2,541 $160.75 $408,465.75
Disclosure

SEC source: 0001209191-17-010032 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,789,715.65

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 13,085 $160.75 $2,103,413.75
Disclosure

SEC source: 0001209191-17-010032 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792,256.65

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 19,136 $160.75 $3,076,112.00
Disclosure

SEC source: 0001209191-17-010034 · doc4.xml · nonDerivative · entry 3

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,641.719

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,709 $160.75 $274,721.75
Disclosure

SEC source: 0001209191-17-010034 · doc4.xml · nonDerivative · entry 2

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,777.719

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:42 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,511 $160.75 $242,893.25
Disclosure

SEC source: 0001209191-17-010034 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,486.719

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 6,125 $160.75 $984,593.75
Disclosure

SEC source: 0001209191-17-010038 · doc4.xml · nonDerivative · entry 3

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,004.35

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 1,802 $160.75 $289,671.50
Disclosure

SEC source: 0001209191-17-010038 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,129.35

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 635 $160.75 $102,076.25
Disclosure

SEC source: 0001209191-17-010038 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,931.35

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 7,205 $160.75 $1,158,203.75
Disclosure

SEC source: 0001209191-17-010040 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,458.346

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,351 $160.75 $217,173.25
Disclosure

SEC source: 0001209191-17-010040 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,663.346

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 886 $160.75 $142,424.50
Disclosure

SEC source: 0001209191-17-010040 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,014.346

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC Tax withholdingCommon Stock 21,614 $160.75 $3,474,450.50
Disclosure

SEC source: 0001209191-17-010041 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,186.822

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC Tax withholdingCommon Stock 2,027 $160.75 $325,840.25
Disclosure

SEC source: 0001209191-17-010041 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,800.822

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:43 UTC Tax withholdingCommon Stock 1,886 $160.75 $303,174.50
Disclosure

SEC source: 0001209191-17-010041 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,827.822

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:44 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 7,205 $160.75 $1,158,203.75
Disclosure

SEC source: 0001209191-17-010042 · doc4.xml · nonDerivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,935.129

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:44 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 1,802 $160.75 $289,671.50
Disclosure

SEC source: 0001209191-17-010042 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,140.129

Read SEC document
February 10, 2017 Filed Feb 13, 2017 21:44 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 491 $160.75 $78,928.25
Disclosure

SEC source: 0001209191-17-010042 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,942.129

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:01 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 2,007 $160.44 $322,003.08
Disclosure

SEC source: 0001209191-17-009701 · doc4.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,341.65

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 8, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 34,621.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:02 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,381 $160.44 $221,567.64
Disclosure

SEC source: 0001209191-17-009702 · doc4.xml · nonDerivative · entry 4

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,997.719

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 8, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 22,816.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 23:02 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 596 $160.44 $95,622.24
Disclosure

SEC source: 0001209191-17-009704 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,244.096

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.