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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 11, 2020 21:59 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 921 $289.22 $266,371.62
Disclosure

SEC source: 0001209191-20-008359 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,105.445

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 456 $289.22 $131,884.32
Disclosure

SEC source: 0001209191-20-008364 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,992.983

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 568 $289.22 $164,276.96
Disclosure

SEC source: 0001209191-20-008364 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,448.983

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 1,006 $286.22 $287,937.32
Disclosure

SEC source: 0001209191-20-008366 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,528.666

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 736 $286.22 $210,657.92
Disclosure

SEC source: 0001209191-20-008366 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,534.666

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:01 UTC
WILSON D ELLENExecutive Vice President
Tax withholdingCommon Stock 564 $289.22 $163,120.08
Disclosure

SEC source: 0001209191-20-008368 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,857.025

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:01 UTC
WILSON D ELLENExecutive Vice President
Tax withholdingCommon Stock 659 $289.22 $190,595.98
Disclosure

SEC source: 0001209191-20-008368 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,421.025

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:56 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GiftCommon Stock 3,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004324 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,016.983

Read SEC document
January 16, 2020 Filed Jan 21, 2020 23:01 UTC SaleCommon Stock 15,000 $299.45 $4,491,750.00
Disclosure

SEC source: 0001209191-20-004328 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 1,431,500

F1 · price: This transaction was executed in multiple trades ranging from $299.00 to $299.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000889 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,928

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:16 UTC GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000896 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,598

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:17 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000900 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:17 UTC GrantCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000905 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,593.598

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

F2 · balance_after: Reflects 5,500 UNH shares transferred from reporting person to GRAT #5 as reflected in footnote (3) and 3,650 UNH shares transferred from reporting person to GRAT #6 as reflected in footnote (4). These transactions were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:18 UTC GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000912 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,775

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:18 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000919 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,908

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:19 UTC GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000923 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:20 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000929 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:20 UTC GrantCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000936 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,698

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:21 UTC GrantCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000940 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,613

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Exercise / conversionStock Appreciation Rights · Derivative 114,036 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · derivative · entry 12

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,036 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 9 from the years 2011 through 2014.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 6

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436,441.598

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 5

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444,441.598

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 58,949 $294.62 $17,367,554.38
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,441.598

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Exercise / conversionCommon Stock 114,036 $33.00 $3,763,188.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,390.598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Reflects exercise of stock appreciation rights. As of the date of this filing, Mr. Hemsley continues to beneficially own all net shares acquired as a result of this exercise.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:07 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061335 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,422

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 534.346 $292.90 $156,509.94
Disclosure

SEC source: 0001209191-19-061365 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,758.256

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 500.93 $292.90 $146,722.40
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,354.598

F3 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:06 UTC GrantCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061333 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,752

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:07 UTC GrantCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061335 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,422

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:08 UTC GrantCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061336 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:08 UTC GrantCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061337 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,599

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:09 UTC GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061339 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:10 UTC GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061341 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:13 UTC GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061342 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:14 UTC GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061344 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,394

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:24 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 179.981 $292.90 $52,716.43
Disclosure

SEC source: 0001209191-19-061360 · doc4.xml · nonDerivative · entry 2

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,026.445

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:24 UTC
McMahon Dirk CChief Executive Officer, UHC
GrantCommon Stock 60.629 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061360 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,206.426

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:25 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 70.458 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061362 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,270.666

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:25 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 37.994 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061363 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,724.634

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:26 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 80.233 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061364 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,386.983

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 123.954 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061365 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,292.602

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:27 UTC
WILSON D ELLENExecutive Vice President
GrantCommon Stock 73.473 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061367 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,080.025

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:28 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantCommon Stock 194.175 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061369 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,522.524

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:31 UTC GrantCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061374 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,437

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 434.881 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,855.528

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Reflects 50,719 UNH shares transferred from GRAT #2 as reflected in footnote (5) and 68,575 UNH shares transferred from GRAT #3 as reflected in footnote (6) to the reporting person to satisfy annuity payments on October 21, 2019. These transactions were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:48 UTC
WILSON D ELLENExecutive Vice President
SaleCommon Stock 7,400 $273.86 $2,026,549.20
Disclosure

SEC source: 0001209191-19-057205 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,006.552

Read SEC document
November 08, 2019 Filed Dec 19, 2019 23:12 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GiftCommon Stock 159,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061403 · doc4.xml · nonDerivative · entry 9

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT3

Disclosed balance after: 0

F6 · balance_after: On October 21, 2019, 68,575 shares held in GRAT #3 were distributed to the reporting person and are reported as directly owned.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:40 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 1,177 $255.04 $300,177.25
Disclosure

SEC source: 0001209191-19-055833 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686.64

F1 · price: This transaction was executed in multiple trades ranging from $255.033 to $255.050 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
November 06, 2019 Filed Nov 12, 2019 22:01 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 17,845 $0.00 Strike: $250.52 $0.00
Disclosure

SEC source: 0001209191-19-056070 · doc4.xml · derivative · entry 2

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,845

Underlying: Common Stock · 17,845 shares

Expires 2029-11-06

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on November 6 from the years 2020 through 2023.

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November 06, 2019 Filed Nov 12, 2019 22:01 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantCommon Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056070 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,328.349

F1 · shares: The restricted stock units will vest at a rate of 25% annually on November 6 from the years 2020 through 2023.

F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on November 6, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 5,988.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.