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NYSE · USD

UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 28, 2020 22:48 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,199 $263.00 $315,337.00
Disclosure

SEC source: 0001209191-20-014098 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,316.256

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:56 UTC Tax withholdingCommon Stock 1,038 $263.00 $272,994.00
Disclosure

SEC source: 0001209191-20-014110 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,241.598

F1 · balance_after: Reflects the transfer of 400,000 UNH shares from the reporting person to GRAT #7. This transaction was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:11 UTC SaleCommon Stock 10,000 $306.04 $3,060,385.00
Disclosure

SEC source: 0001209191-20-011513 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 1,421,500

F1 · price: This transaction was executed in multiple trades ranging from $306.00 to $306.20 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:19 UTC Tax withholdingCommon Stock 24,493 $302.20 $7,401,784.60
Disclosure

SEC source: 0001209191-20-010097 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451,279.598

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:19 UTC GrantCommon Stock 53,663 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010097 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475,772.598

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:19 UTC Tax withholdingCommon Stock 1,107 $302.20 $334,535.40
Disclosure

SEC source: 0001209191-20-010097 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,109.598

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
McMahon Dirk CChief Executive Officer, UHC
GrantNon-Qualified Stock Options (right to buy) · Derivative 42,744 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010103 · doc4.xml · derivative · entry 5

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

Underlying: Common Stock · 42,744 shares

Expires 2030-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
McMahon Dirk CChief Executive Officer, UHC
GrantCommon Stock 7,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010103 · doc4.xml · nonDerivative · entry 4

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,190.445

F3 · shares: The restricted stock units will vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2020, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 14,891.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 9,921 $302.20 $2,998,126.20
Disclosure

SEC source: 0001209191-20-010103 · doc4.xml · nonDerivative · entry 3

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,744.445

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
McMahon Dirk CChief Executive Officer, UHC
GrantCommon Stock 21,756 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010103 · doc4.xml · nonDerivative · entry 2

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,665.445

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:20 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 677 $302.20 $204,589.40
Disclosure

SEC source: 0001209191-20-010103 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,909.445

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:22 UTC
REX JOHN FEVP Chief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 42,744 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010111 · doc4.xml · derivative · entry 5

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

Underlying: Common Stock · 42,744 shares

Expires 2030-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:22 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 7,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010111 · doc4.xml · nonDerivative · entry 4

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,553.666

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2020, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Share Awards is 14,891.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:22 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 11,894 $302.20 $3,594,366.80
Disclosure

SEC source: 0001209191-20-010111 · doc4.xml · nonDerivative · entry 3

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,107.666

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:22 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 24,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010111 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,001.666

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:22 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 700 $302.20 $211,540.00
Disclosure

SEC source: 0001209191-20-010111 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,828.666

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 42,744 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · derivative · entry 6

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

Underlying: Common Stock · 42,744 shares

Expires 2030-02-13

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 7,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,312.983

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 7,981 $302.20 $2,411,858.20
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,866.983

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 17,502 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,847.983

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 4,147 $302.20 $1,253,223.40
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,345.983

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 500 $302.20 $151,100.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,492.983

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:23 UTC
ROOS THOMAS EChief Accounting Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 17,573 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010114 · doc4.xml · derivative · entry 3

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,573

Underlying: Common Stock · 17,573 shares

Expires 2030-02-13

F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:23 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010114 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,880.619

F1 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:23 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 448 $302.20 $135,385.60
Disclosure

SEC source: 0001209191-20-010114 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,819.619

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 60,791 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · derivative · entry 8

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,791

Underlying: Common Stock · 60,791 shares

Expires 2030-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 10,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 6

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,515.256

F3 · shares: The restricted stock units will vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2020, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 21,179.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,422 $302.20 $2,242,928.40
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 5

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,925.256

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 15,084 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,347.256

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,400 $302.20 $5,258,280.00
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,263.256

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 35,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,663.256

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:26 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,478 $302.20 $446,651.60
Disclosure

SEC source: 0001209191-20-010124 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,298.256

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
GrantNon-Qualified Stock Options (right to buy) · Derivative 37,994 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · derivative · entry 6

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,994

Underlying: Common Stock · 37,994 shares

Expires 2030-02-13

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
GrantCommon Stock 6,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · nonDerivative · entry 5

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,765.025

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
Tax withholdingCommon Stock 6,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · nonDerivative · entry 4

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,146.025

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
GrantCommon Stock 14,504 $302.20 $4,383,108.80
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · nonDerivative · entry 3

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,760.025

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
Tax withholdingCommon Stock 4,147 $302.20 $1,253,223.40
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,256.025

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:27 UTC
WILSON D ELLENExecutive Vice President
Tax withholdingCommon Stock 454 $302.20 $137,198.80
Disclosure

SEC source: 0001209191-20-010130 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,403.025

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:29 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 50,817 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010139 · doc4.xml · derivative · entry 2

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,817

Underlying: Common Stock · 50,817 shares

Expires 2030-02-13

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:29 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantCommon Stock 8,852 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010139 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,374.524

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2020, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 17,704.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Rights · Derivative 76,024 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001209191-20-008355 · doc4.xml · derivative · entry 6

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,024 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% on February 9 from the years 2011 through 2014.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 41,761 $289.22 $12,078,116.42
Disclosure

SEC source: 0001209191-20-008355 · doc4.xml · nonDerivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,776.256

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Exercise / conversionCommon Stock 76,024 $33.00 $2,508,792.00
Disclosure

SEC source: 0001209191-20-008355 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,537.256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,398 $289.22 $404,329.56
Disclosure

SEC source: 0001209191-20-008355 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,513.256

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,850 $289.22 $535,057.00
Disclosure

SEC source: 0001209191-20-008355 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,911.256

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 616 $289.22 $178,159.52
Disclosure

SEC source: 0001209191-20-008356 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,267.619

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:58 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 883 $289.22 $255,381.26
Disclosure

SEC source: 0001209191-20-008356 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,883.619

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

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February 07, 2020 Filed Feb 11, 2020 21:59 UTC Tax withholdingCommon Stock 1,958 $289.22 $566,292.76
Disclosure

SEC source: 0001209191-20-008358 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,216.598

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February 07, 2020 Filed Feb 11, 2020 21:59 UTC Tax withholdingCommon Stock 2,419 $289.22 $699,623.18
Disclosure

SEC source: 0001209191-20-008358 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425,174.598

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February 07, 2020 Filed Feb 11, 2020 21:59 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 519 $289.22 $150,105.18
Disclosure

SEC source: 0001209191-20-008359 · doc4.xml · nonDerivative · entry 2

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,586.445

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.