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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 14, 2021 21:44 UTC SaleCommon Stock 2,000 $402.00 $804,000.00
Disclosure

SEC source: 0001209191-21-040301 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,299,500

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:56 UTC
THOMPSON BRIAN RCEO, UnitedHealthcare
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 9,939 $0.00 Strike: $400.25 $0.00
Disclosure

SEC source: 0001209191-21-038988 · doc4.xml · derivative · entry 2

THOMPSON BRIAN R · CIK 0001857198 · CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,939

Underlying: Common Stock · 9,939 shares

Expires 2031-06-07

F2 · derivative.exercise_date: The stock option vests at a rate of 25% annually on June 7 from the years 2022 through 2025.

Read SEC document
June 07, 2021 Filed Jun 8, 2021 21:56 UTC
THOMPSON BRIAN RCEO, UnitedHealthcare
GrantCommon Stock 2,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038988 · doc4.xml · nonDerivative · entry 1

THOMPSON BRIAN R · CIK 0001857198 · CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,534.49

F1 · shares: The restricted stock units vest at a rate of 25% annually on June 7 from the years 2022 through 2025.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:24 UTC
WITTY ANDREWDirector · CEO, UHG
Tax withholdingCommon Stock 4,032 $405.64 $1,635,540.48
Disclosure

SEC source: 0001209191-21-038594 · doc4.xml · nonDerivative · entry 2

WITTY ANDREW · CIK 0001711304 · Director · CEO, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,558.154

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:24 UTC
WITTY ANDREWDirector · CEO, UHG
Tax withholdingCommon Stock 1,059 $405.64 $429,572.76
Disclosure

SEC source: 0001209191-21-038594 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director · CEO, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,590.154

Read SEC document
May 13, 2021 Filed Jul 1, 2021 22:29 UTC GiftCommon Stock 157,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044562 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT5

Disclosed balance after: 0

F3 · balance_after: On May 7, 2021, 143,000 UNH shares held in GRAT #5 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2).

Read SEC document
April 27, 2021 Filed Apr 28, 2021 21:01 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 5,301 $394.66 $2,092,092.66
Disclosure

SEC source: 0001209191-21-028821 · doc4.xml · nonDerivative · entry 3

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,103.564

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:01 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 26,137 $0.00 Strike: $160.31 $0.00
Disclosure

SEC source: 0001209191-21-028821 · doc4.xml · derivative · entry 4

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,137 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 8 from the years 2018 through 2021.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:01 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 18,184 $399.81 $7,270,145.04
Disclosure

SEC source: 0001209191-21-028821 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404.564

Read SEC document
April 26, 2021 Filed Apr 28, 2021 21:01 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionCommon Stock 26,137 $160.31 $4,190,022.47
Disclosure

SEC source: 0001209191-21-028821 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,588.564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:43 UTC SaleCommon Stock 10,000 $395.43 $3,954,250.00
Disclosure

SEC source: 0001209191-21-027807 · doc4.xml · nonDerivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,301,500

F1 · price: This transaction was executed in multiple trades ranging from $393.75 to $397.20 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:43 UTC SaleCommon Stock 2,500 $391.25 $978,125.00
Disclosure

SEC source: 0001209191-21-027807 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,311,500

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:43 UTC SaleCommon Stock 2,500 $391.25 $978,125.00
Disclosure

SEC source: 0001209191-21-027807 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,314,000

Read SEC document
April 16, 2021 Filed Apr 19, 2021 21:01 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
SaleCommon Stock 3,000 $389.99 $1,169,955.00
Disclosure

SEC source: 0001209191-21-027321 · doc4.xml · nonDerivative · entry 1

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213.982

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:22 UTC GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025265 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,181

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:24 UTC GrantCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025267 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,230

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:24 UTC GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025269 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,273

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:25 UTC GrantCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025272 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,326

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:28 UTC GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025276 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,178.849

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:29 UTC GrantCommon Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025278 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,128

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:30 UTC GrantCommon Stock 225 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025280 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:38 UTC GrantCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025300 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,130

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:39 UTC GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-025304 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,921

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:16 UTC GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023044 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,041

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:17 UTC GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023045 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:17 UTC GrantCommon Stock 36.83 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023046 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,803.849

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes 133,421 shares transferred from the Grantor Retained Annuity Trust #7 to satisfy an annuity payment on March 8, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:18 UTC GrantCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023047 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,133

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:18 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
GrantCommon Stock 17.202 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023048 · doc4.xml · nonDerivative · entry 1

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,213.982

F1 · shares: Represents dividend equivalents paid on vested restricted stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying restricted stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:19 UTC
McMahon Dirk CPres. & COO, UHG & CEO, UHC
GrantCommon Stock 63.345 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023049 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Pres. & COO, UHG & CEO, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,229.375

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:19 UTC GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023050 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:20 UTC GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023051 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:20 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023052 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,356

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:20 UTC GrantCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023053 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,888

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:21 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 65.354 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023054 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,360.022

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes 6,519 shares transferred from the Grantor Retained Annuity Trust on March 16, 2021 to satisfy an annuity payment on March 16, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:21 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 27.088 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023055 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,451.564

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:23 UTC GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023057 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,781

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:23 UTC
WITTY ANDREWDirector · CEO, UHG and CEO, Optum
GrantCommon Stock 185.946 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023058 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director · CEO, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,649.154

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:23 UTC SaleCommon Stock 6,000 $354.90 $2,129,418.60
Disclosure

SEC source: 0001209191-21-021754 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,316,500

F1 · price: This transaction was executed in multiple trades ranging from $354.61 to $355.00 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 21:21 UTC
REX JOHN FEVP Chief Financial Officer
GiftCommon Stock 6,519 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023054 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 12,331

F3 · balance_after: On March 16, 2021, 6,519 shares held in the Grantor Retained Annuity Trust were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote 2.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:33 UTC SaleCommon Stock 4,000 $353.33 $1,413,300.00
Disclosure

SEC source: 0001209191-21-020964 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,322,500

F1 · price: This transaction was executed in multiple trades ranging from $353.00 to $353.65 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 08, 2021 Filed Mar 25, 2021 21:17 UTC GiftCommon Stock 133,421 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023046 · doc4.xml · nonDerivative · entry 5

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT7

Disclosed balance after: 243,000

F3 · balance_after: On March 8, 2021,133,421 shares held in Grantor Retained Annuity Trust #7 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2).

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:14 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 423 $334.36 $141,434.28
Disclosure

SEC source: 0001209191-21-016194 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,424.476

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 23, 2020.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:10 UTC
McMahon Dirk CPres. & COO, UHG & CEO, UHC
Tax withholdingCommon Stock 585 $332.22 $194,348.70
Disclosure

SEC source: 0001209191-21-016182 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Pres. & COO, UHG & CEO, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,166.03

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:11 UTC Tax withholdingCommon Stock 1,276 $332.22 $423,912.72
Disclosure

SEC source: 0001209191-21-016185 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,346.019

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:12 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 847 $332.22 $281,390.34
Disclosure

SEC source: 0001209191-21-016189 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,775.668

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:14 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 412 $332.22 $136,874.64
Disclosure

SEC source: 0001209191-21-016194 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,847.476

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:14 UTC
WITTY ANDREWDirector · CEO, UHG and CEO, Optum
Tax withholdingCommon Stock 1,098 $332.22 $364,777.56
Disclosure

SEC source: 0001209191-21-016198 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director · CEO, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,463.208

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:08 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 13,390 $0.00 Strike: $327.64 $0.00
Disclosure

SEC source: 0001209191-21-013885 · doc4.xml · derivative · entry 4

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,390

Underlying: Common Stock · 13,390 shares

Expires 2031-02-22

F4 · derivative.exercise_date: The stock option vests at a rate of 25% annually on February 22 from the years 2022 through 2025.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:08 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
Tax withholdingCommon Stock 5,515 $327.64 $1,806,934.60
Disclosure

SEC source: 0001209191-21-013885 · doc4.xml · nonDerivative · entry 3

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,196.78

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2018-2020.

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February 22, 2021 Filed Feb 24, 2021 22:08 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
GrantCommon Stock 12,136 $327.64 $3,976,239.04
Disclosure

SEC source: 0001209191-21-013885 · doc4.xml · nonDerivative · entry 2

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,711.78

F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2018-2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.