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UNITED NATURAL FOODS INC

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4293
SEC CIK
0001020859
Parsed reports
580

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 17, 2020 21:41 UTC Tax withholdingCommon Stock 410 $17.08 $7,002.80
Disclosure

SEC source: 0001020859-20-000057 · wf-form4_160037887298852.xml · nonDerivative · entry 4

TESTA CHRISTOPHER P. · CIK 0001557425 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,927

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:41 UTC Exercise / conversionCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000057 · wf-form4_160037887298852.xml · nonDerivative · entry 3

TESTA CHRISTOPHER P. · CIK 0001557425 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On September 15, 2020, 1,350 RSUs vested. The Company retained 410 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:41 UTC Tax withholdingCommon Stock 7,585 $17.08 $129,551.80
Disclosure

SEC source: 0001020859-20-000057 · wf-form4_160037887298852.xml · nonDerivative · entry 2

TESTA CHRISTOPHER P. · CIK 0001557425 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,987

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:41 UTC Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000057 · wf-form4_160037887298852.xml · nonDerivative · entry 1

TESTA CHRISTOPHER P. · CIK 0001557425 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 15, 2020, 25,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 7,585 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,810 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · derivative · entry 9

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810

Underlying: Common Stock · 1,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F9 · derivative.exercise_date: This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.

F9 · derivative.expiration_date: This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,682 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · derivative · entry 8

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F8 · derivative.exercise_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

F8 · derivative.expiration_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · derivative · entry 7

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F7 · derivative.exercise_date: This RSU award was granted on September 15, 2016 and vests in one installment on the fourth anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

F7 · derivative.expiration_date: This RSU award was granted on September 15, 2016 and vests in one installment on the fourth anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Tax withholdingCommon Stock 550 $17.08 $9,394.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 6

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,854

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionCommon Stock 1,810 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 5

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On September 15, 2020, 1,810 RSUs vested. The Company retained 550 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Tax withholdingCommon Stock 511 $17.08 $8,727.88
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 4

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,594

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionCommon Stock 1,682 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 3

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On September 15, 2020, 1,682 RSUs vested. The Company retained 511 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Tax withholdingCommon Stock 7,585 $17.08 $129,551.80
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 2

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,423

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:20 UTC Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000053 · wf-form4_160037758674017.xml · nonDerivative · entry 1

Dorne Eric A. · CIK 0001529592 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 15, 2020, 25,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSU") vested. The Company retained 7,585 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionRestricted Stock Unit · Derivative 5,030 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · derivative · entry 6

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Underlying: Common Stock · 5,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F7 · derivative.exercise_date: This RSU award was granted on September 15, 2017 and vests as follows: sixty percent (60%) on the first anniversary of the grant date and an additional thirteen and 33/100 percent (13.33%) on each succeeding anniversary of the grant date so as to be expired with regard to all restricted stock units on the fourth anniversary of the grant date.

F7 · derivative.expiration_date: This RSU award was granted on September 15, 2017 and vests as follows: sixty percent (60%) on the first anniversary of the grant date and an additional thirteen and 33/100 percent (13.33%) on each succeeding anniversary of the grant date so as to be expired with regard to all restricted stock units on the fourth anniversary of the grant date.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionRestricted Stock Unit · Derivative 4,620 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · derivative · entry 5

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

F6 · derivative.expiration_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Tax withholdingCommon Stock 2,213 $17.08 $37,798.04
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · nonDerivative · entry 4

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,135

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionCommon Stock 5,030 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · nonDerivative · entry 3

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On September 15, 2020, 5,030 RSUs vested. The Company retained 2,213 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Tax withholdingCommon Stock 2,033 $17.08 $34,723.64
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · nonDerivative · entry 2

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,318

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:40 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionCommon Stock 4,620 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000055 · wf-form4_160037878131447.xml · nonDerivative · entry 1

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 15, 2020, 4,620 United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 2,033 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · derivative · entry 6

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F7 · derivative.exercise_date: This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.

F7 · derivative.expiration_date: This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · derivative · entry 5

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

F6 · derivative.expiration_date: This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Tax withholdingCommon Stock 330 $17.08 $5,636.40
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · nonDerivative · entry 4

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Exercise / conversionCommon Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · nonDerivative · entry 3

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On September 15, 2020, 1,085 RSUs vested. The Company retained 330 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Tax withholdingCommon Stock 331 $17.08 $5,653.48
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · nonDerivative · entry 2

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,698

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:15 UTC
Benedict DanielleChief Human Resources Officer
Exercise / conversionCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000051 · wf-form4_160037732376666.xml · nonDerivative · entry 1

Benedict Danielle · CIK 0001682963 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 15, 2020, 1,090 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 331 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3 · price: RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

F2 · acquired: Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:48 UTC
Sutton JillChief Legal Officer, GC, Sec.
Exercise / conversionRestricted Stock Unit · Derivative 4,572 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000027 · wf-form4_158983488822080.xml · derivative · entry 3

Sutton Jill · CIK 0001742520 · Chief Legal Officer, GC, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,145

Underlying: Common Stock · 4,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F3 · derivative.exercise_date: The RSUs were granted on May 14, 2018, and, in accordance with the terms of the reporting person's restricted stock unit award entered into at the time of grant, vest in four equal annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The RSUs were granted on May 14, 2018, and, in accordance with the terms of the reporting person's restricted stock unit award entered into at the time of grant, vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:48 UTC
Sutton JillChief Legal Officer, GC, Sec.
Tax withholdingCommon Stock 1,385 $18.08 $25,040.80
Disclosure

SEC source: 0001020859-20-000027 · wf-form4_158983488822080.xml · nonDerivative · entry 2

Sutton Jill · CIK 0001742520 · Chief Legal Officer, GC, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,723

F1 · kind: On May 14, 2020, 4,572 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 1,385 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:48 UTC
Sutton JillChief Legal Officer, GC, Sec.
Exercise / conversionCommon Stock 4,572 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000027 · wf-form4_158983488822080.xml · nonDerivative · entry 1

Sutton Jill · CIK 0001742520 · Chief Legal Officer, GC, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 14, 2020, 4,572 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 1,385 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2 · price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:36 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionPhantom Stock · Derivative 8,125 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000018 · wf-form4_158456378169793.xml · derivative · entry 4

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of United Natural Foods, Inc. (the "Company") common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Company's common stock in connection with the termination of the United Natural Foods, Inc. Deferred Compensation Plan.

F5 · shares: Includes one share omitted from prior reports due to rounding error.

F1 · derivative.exercise_date: Each phantom stock unit was the economic equivalent of one share of United Natural Foods, Inc. (the "Company") common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Company's common stock in connection with the termination of the United Natural Foods, Inc. Deferred Compensation Plan.

F1 · derivative.expiration_date: Each phantom stock unit was the economic equivalent of one share of United Natural Foods, Inc. (the "Company") common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Company's common stock in connection with the termination of the United Natural Foods, Inc. Deferred Compensation Plan.

F5 · derivative.underlying_shares: Includes one share omitted from prior reports due to rounding error.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:36 UTC
SPINNER STEVENDirector · CEO & Chairman
Tax withholdingCommon Stock 3,576 $7.39 $26,426.64
Disclosure

SEC source: 0001020859-20-000018 · wf-form4_158456378169793.xml · nonDerivative · entry 2

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,149

F3 · kind: Shares retained by the Company to satisfy certain tax withholding obligations in connection with the settlement of phantom stock units.

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March 16, 2020 Filed Mar 18, 2020 20:36 UTC
SPINNER STEVENDirector · CEO & Chairman
Exercise / conversionCommon Stock 8,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001020859-20-000018 · wf-form4_158456378169793.xml · nonDerivative · entry 1

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of United Natural Foods, Inc. (the "Company") common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Company's common stock in connection with the termination of the United Natural Foods, Inc. Deferred Compensation Plan.

F2 · balance_after: As a result of a computational error, the amount of securities reported as beneficially owned on the Form 4 filed by the reporting person on September 10, 2012 was overstated by 2,000 shares. The amount of securities reported as beneficially owned on this Form 4 has been adjusted accordingly.

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March 16, 2020 Filed Mar 18, 2020 20:35 UTC
Griffin SeanCEO, SUPERVALU, COO, UNFI
Exercise / conversionPhantom Stock · Derivative 24,452 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000017 · wf-form4_158456372239520.xml · derivative · entry 4

Griffin Sean · CIK 0001479964 · CEO, SUPERVALU, COO, UNFI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s (the "Company") Deferred Compensation Plan.

F1 · derivative.exercise_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s (the "Company") Deferred Compensation Plan.

F1 · derivative.expiration_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s (the "Company") Deferred Compensation Plan.

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March 16, 2020 Filed Mar 18, 2020 20:35 UTC
Griffin SeanCEO, SUPERVALU, COO, UNFI
Tax withholdingCommon Stock 6,858 $7.39 $50,680.62
Disclosure

SEC source: 0001020859-20-000017 · wf-form4_158456372239520.xml · nonDerivative · entry 2

Griffin Sean · CIK 0001479964 · CEO, SUPERVALU, COO, UNFI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,648

F2 · kind: Shares retained by the Company to satisfy certain tax withholding obligations in connection with the vesting of phantom stock units.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:35 UTC
Griffin SeanCEO, SUPERVALU, COO, UNFI
Exercise / conversionCommon Stock 24,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001020859-20-000017 · wf-form4_158456372239520.xml · nonDerivative · entry 1

Griffin Sean · CIK 0001479964 · CEO, SUPERVALU, COO, UNFI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s (the "Company") Deferred Compensation Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:35 UTC Exercise / conversionPhantom Stock · Derivative 18,756 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000016 · wf-form4_158456368556621.xml · derivative · entry 2

HEFFERNAN JAMES P · CIK 0001240665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan.

F1 · derivative.exercise_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan.

F1 · derivative.expiration_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:35 UTC Exercise / conversionCommon Stock 18,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001020859-20-000016 · wf-form4_158456368556621.xml · nonDerivative · entry 1

HEFFERNAN JAMES P · CIK 0001240665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:33 UTC Exercise / conversionPhantom Stock · Derivative 15,940 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000015 · wf-form4_158456358094173.xml · derivative · entry 2

Clark Denise M. · CIK 0001570332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s Deferred Compensation Plan.

F1 · derivative.exercise_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s Deferred Compensation Plan.

F1 · derivative.expiration_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s Deferred Compensation Plan.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:33 UTC Exercise / conversionCommon Stock 15,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001020859-20-000015 · wf-form4_158456358094173.xml · nonDerivative · entry 1

Clark Denise M. · CIK 0001570332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc.'s Deferred Compensation Plan.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 12:20 UTC PurchaseCommon Stock 4,000 $5.43 $21,720.00
Disclosure

SEC source: 0001020859-20-000010 · wf-form4_158444763716110.xml · nonDerivative · entry 2

Bates Ann Torre · CIK 0001065134 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 4,000

F2 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $5.42 to $5.43.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 12:20 UTC PurchaseCommon Stock 20,000 $5.48 $109,600.00
Disclosure

SEC source: 0001020859-20-000010 · wf-form4_158444763716110.xml · nonDerivative · entry 1

Bates Ann Torre · CIK 0001065134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,970

F1 · price: Represents the weighted average price of shares sold in multiple same-day transactions at prices ranging from $5.43 to $5.52.

Read SEC document
March 11, 2020 Filed Sep 14, 2020 20:22 UTC
SPINNER STEVENDirector · CEO & Chairman
GiftCommon Stock 12,507 $0.00 $0.00
Disclosure

SEC source: 0001020859-20-000049 · wf-form5_160011490754278.xml · nonDerivative · entry 2

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,731

F2 · shares: Gifts of common stock to reporting person's adult children.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 16:21 UTC
STAHL JACK LDirector
GrantRestricted Stock Unit · Derivative 25,950 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000175 · wf-form4_157687689167042.xml · derivative · entry 1

STAHL JACK L · CIK 0001019427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,950

Underlying: Common Stock · 25,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs will vest in full on October 6, 2020.

F2 · derivative.expiration_date: The RSUs will vest in full on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:34 UTC
TESTA CHRISTOPHER P.President & CMO
GrantRestricted Stock Unit · Derivative 56,461 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000187 · wf-form4_157687762531351.xml · derivative · entry 1

TESTA CHRISTOPHER P. · CIK 0001557425 · President & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,461

Underlying: Common Stock · 56,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:33 UTC
Sutton JillChief Legal Officer, GC, Sec.
GrantRestricted Stock Unit · Derivative 43,757 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000186 · wf-form4_157687757770526.xml · derivative · entry 1

Sutton Jill · CIK 0001742520 · Chief Legal Officer, GC, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,757

Underlying: Common Stock · 43,757 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:32 UTC
SPINNER STEVENDirector · CEO & Chairman
GrantRestricted Stock Unit · Derivative 319,949 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000185 · wf-form4_157687751741771.xml · derivative · entry 1

SPINNER STEVEN · CIK 0001207897 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,949

Underlying: Common Stock · 319,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:31 UTC
Johnson David WilliamChief Accounting Officer
GrantRestricted Stock Unit · Derivative 46,151 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000184 · wf-form4_157687746736716.xml · derivative · entry 1

Johnson David William · CIK 0001711273 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,151

Underlying: Common Stock · 46,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:30 UTC
Howard John WInterim CFO
GrantRestricted Stock Unit · Derivative 18,820 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000183 · wf-form4_157687741239422.xml · derivative · entry 1

Howard John W · CIK 0001786885 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,820

Underlying: Common Stock · 18,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:29 UTC
Griffin SeanCEO, SUPERVALU, COO, UNFI
GrantRestricted Stock Unit · Derivative 145,859 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000182 · wf-form4_157687733138595.xml · derivative · entry 1

Griffin Sean · CIK 0001479964 · CEO, SUPERVALU, COO, UNFI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,859

Underlying: Common Stock · 145,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:28 UTC
Green Paul ScottChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 38,582 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000181 · wf-form4_157687728464178.xml · derivative · entry 1

Green Paul Scott · CIK 0001683381 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,582

Underlying: Common Stock · 38,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on October 6, 2020.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:27 UTC
Dorne Eric A.CAO & CIO
GrantRestricted Stock Unit · Derivative 47,051 $0.00 $0.00
Disclosure

SEC source: 0001020859-19-000180 · wf-form4_157687721056688.xml · derivative · entry 1

Dorne Eric A. · CIK 0001529592 · CAO & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,051

Underlying: Common Stock · 47,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2 · derivative.exercise_date: The RSUs will vest in three equal annual installments beginning on October 6, 2020.

F2 · derivative.expiration_date: The RSUs will vest in three equal annual installments beginning on October 6, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.