Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jason Industries, Inc.JASN · Entity 149778 | Director | July 01, 2019 | July 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jason Industries, Inc.
Report date July 01, 2019 · Filed July 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 126,076 |
Reported balance
After 2019-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-01 · Grant · Acquired 40,000 · Balance 126,076 F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. |
| Common StockSEC Table I · non-derivative | Direct | 53,800 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 53,800 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COMMAND SECURITY CORP
Report date February 21, 2019 · Filed February 22, 2019
Section 16 reporting ended · disclosed 2019-02-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $2.01 · Expires 2020-10-20 | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-21 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F3: The options were granted on 10/21/2010 and vested and became exercisable as to 1/12 of the shares of common stock subject to the options at the end of each month during which the Reporting Person has served as a director. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.42 · Expires 2021-09-12 | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-21 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.28 · Expires 2022-04-04 | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-21 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.61 · Expires 2023-06-02 | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-21 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2024-07-16 | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-21 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-21 · Disposition to issuer · Disposed 25,000 · Balance 0 F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F6: This award was granted on 09/14/2017 and was scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-21 · Disposition to issuer · Disposed 25,000 · Balance 0 F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F7: This award was granted on 08/29/2018 and was scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration.
F3: The options were granted on 10/21/2010 and vested and became exercisable as to 1/12 of the shares of common stock subject to the options at the end of each month during which the Reporting Person has served as a director.
F4: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3).
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85.
F6: This award was granted on 09/14/2017 and was scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer.
F7: This award was granted on 08/29/2018 and was scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer.
UNITED NATURAL FOODS INC
Report date March 31, 2021 · Filed March 31, 2021
Section 16 reporting ended · disclosed 2021-03-31. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2020 Filed Oct 14, 2020 20:47 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000140 · wf-form4_160270843990154.xml · derivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,343 Underlying: Common Stock · 4,343 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 12, 2021. F2 · derivative.expiration_date: The RSUs will vest in full on October 12, 2021. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:54 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000108 · wf-form4_160219047345116.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.exercise_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.expiration_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:54 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000108 · wf-form4_160219047345116.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionPhantom Stock · Derivative | 18,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000016 · wf-form4_158456368556621.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan. F1 · derivative.exercise_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan. F1 · derivative.expiration_date: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:35 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 18,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001020859-20-000016 · wf-form4_158456368556621.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of the Issuer's common stock. On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of the Issuer's common stock in connection with the termination of United Natural Foods, Inc's Deferred Compensation Plan. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:20 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 20,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000174 · wf-form4_157687683147487.xml · derivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,326 Underlying: Common Stock · 20,326 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 6, 2020. F2 · derivative.expiration_date: The RSUs will vest in full on October 6, 2020. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:14 UTC | Jason Industries, Inc. JASN · Entity 149778 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001579252-19-000101 · wf-form4_156209844907267.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,076 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.exercise_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.expiration_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:51 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000022 · wf-form4_155363347004557.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:51 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000022 · wf-form4_155363347004557.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerRestricted Stock Units · Derivative | 25,000 | $2.85 | $71,250.00 |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 7 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F5 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F7 · derivative.exercise_date: This award was granted on 08/29/2018 and was scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. F7 · derivative.expiration_date: This award was granted on 08/29/2018 and was scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerRestricted Stock Units · Derivative | 25,000 | $2.85 | $71,250.00 |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 6 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F5 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding RSU granted under the Issuer's stock plans, whether vested or unvested, by virtue of the Merger, was canceled and the holder became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of such RSUs, whether vested or unvested, immediately prior to the effective time multiplied by (ii) $2.85. F6 · derivative.exercise_date: This award was granted on 09/14/2017 and was scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. F6 · derivative.expiration_date: This award was granted on 09/14/2017 and was scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, and the underlying shares of the Issuer's common stock were scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerStock Options · Derivative | 35,000 | Not disclosed Strike: $1.80 | Not disclosed |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 5 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2024-07-16 F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F1 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerStock Options · Derivative | 35,000 | Not disclosed Strike: $1.61 | Not disclosed |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 4 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-06-02 F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F1 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerStock Options · Derivative | 35,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 3 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2022-04-04 F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F1 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerStock Options · Derivative | 35,000 | Not disclosed Strike: $1.42 | Not disclosed |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2021-09-12 F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F1 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 16:12 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | Disposition to issuerStock Options · Derivative | 50,000 | Not disclosed Strike: $2.01 | Not disclosed |
DisclosureSEC source: 0001493152-19-002435 · ownership.xml · derivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2020-10-20 F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F1 · price: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") entered into on September 18, 2018 among Command Security Corporation (the "Issuer"), Prosegur SIS (USA) Inc., a Delaware corporation ("Parent"), and Crescent Merger Sub, Inc., a New York corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares under the Issuer's stock plans, vested or unvested, was canceled and the holders of the options became entitled to receive an amount in cash (less applicable taxes required to be withheld) equal to (i) the total number of shares subject to the option, whether vested or unvested, immediately prior to the effective time multiplied by (ii) the excess, if any, of (1) the merger consideration ($2.85) over (2) the exercise price per share of the stock option. Any outstanding stock option that had an exercise price per share equal to or in excess of $2.85 was canceled at the effective time of the Merger for no consideration. F3 · derivative.exercise_date: The options were granted on 10/21/2010 and vested and became exercisable as to 1/12 of the shares of common stock subject to the options at the end of each month during which the Reporting Person has served as a director. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 20:14 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 3,820 | $29.50 | $112,693.82 |
DisclosureSEC source: 0001020859-18-000130 · wf-form4_153868407088466.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,960 F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $29.47 to $29.55. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:29 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000124 · wf-form4_153808735342212.xml · derivative · entry 3 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,820 Underlying: Common Stock · 3,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:29 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 7,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000124 · wf-form4_153808735342212.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,640 Underlying: Common Stock · 7,640 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 22:29 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 3,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000124 · wf-form4_153808735342212.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Sep 4, 2018 06:30 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-012841 · ownership.xml · derivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F2 · date: This award of RSUs was granted effective August 29, 2018, the date of the Issuer's 2018 annual meeting of stockholders. F3 · derivative.exercise_date: The award is scheduled to vest in 36 equal monthly installments, and the underlying shares of the Issuer's common stock are scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 22, 2018 17:03 UTC | Jason Industries, Inc. JASN · Entity 149778 | GrantRestricted Stock Units · Derivative | 35,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001579252-18-000073 · wf-form4_152970140325510.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,076 Underlying: Common Stock · 35,185 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.exercise_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F1 · derivative.expiration_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:34 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000030 · wf-form4_152123244313635.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:34 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-18-000030 · wf-form4_152123244313635.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:22 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,990 | $24.54 Strike: $24.54 | $97,914.60 |
DisclosureSEC source: 0001020859-18-000020 · wf-form4_152114533360569.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,990 shares Expires 2018-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. F2 · derivative.exercise_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The stock options expire 10 years after the grant date. F2 · derivative.expiration_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The stock options expire 10 years after the grant date. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:22 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 3,990 | $24.54 | $97,914.60 |
DisclosureSEC source: 0001020859-18-000020 · wf-form4_152114533360569.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:29 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 7,580 | $52.01 | $394,235.80 |
DisclosureSEC source: 0001020859-17-000171 · wf-form4_151371893936752.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $51.74 to $52.44. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:11 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 16,514 | $49.87 | $823,553.18 |
DisclosureSEC source: 0001020859-17-000159 · wf-form4_151328587955925.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580 F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $49.18 to $50.53. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 21:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 2,970 | $42.45 | $126,076.50 |
DisclosureSEC source: 0001020859-17-000127 · wf-form4_150697903828190.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094 F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $42.44 to $42.46. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 20:13 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | SaleCommon Stock | 2,660 | $44.28 | $117,784.80 |
DisclosureSEC source: 0001020859-17-000103 · wf-form4_150645682509849.xml · nonDerivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,064 Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 20:13 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,660 | $26.32 Strike: $28.32 | $70,011.20 |
DisclosureSEC source: 0001020859-17-000103 · wf-form4_150645682509849.xml · derivative · entry 3 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,660 shares Expires 2017-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. F2 · derivative.exercise_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The stock options expire 10 years after the grant date. F2 · derivative.expiration_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The stock options expire 10 years after the grant date. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 20:13 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,660 | $28.32 | $75,331.20 |
DisclosureSEC source: 0001020859-17-000103 · wf-form4_150645682509849.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000070 · wf-form4_150585221522582.xml · derivative · entry 3 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,970 Underlying: Common Stock · 2,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 5,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000070 · wf-form4_150585221522582.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Underlying: Common Stock · 5,940 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000070 · wf-form4_150585221522582.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| September 14, 2017 Filed Oct 5, 2017 06:03 UTC | COMMAND SECURITY CORP MOC · Entity 159971 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-17-011284 · form4.xml · derivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock, exempt under Rule 16b-3(d)(1) and (3). F2 · date: This award of RSUs was granted effective September 14, 2017, the date the stockholders of the Issuer approved the amendment and restatement of the Issuer's Amended and Restated 2009 Omnibus Equity Incentive Plan at the Issuer's 2017 annual meeting of stockholders. F3 · derivative.exercise_date: The award is scheduled to vest in 36 equal monthly installments with a vesting commencement date of July 21, 2017, and the underlying shares of the Issuer's common stock are scheduled to settle on the earlier of (i) the date that is 6 months following the Reporting Person's termination of service on the Issuer's Board of Directors and (ii) the effective date of a change in control of the Issuer. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000023 · wf-form4_148978185968526.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-17-000023 · wf-form4_148978185968526.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:27 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,660 | $0.00 Strike: $36.60 | $0.00 |
DisclosureSEC source: 0001020859-16-000377 · wf-form4_148114604244520.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,660 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. F2 · derivative.exercise_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant. F2 · derivative.expiration_date: The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:27 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,660 | $36.60 | $97,356.00 |
DisclosureSEC source: 0001020859-16-000377 · wf-form4_148114604244520.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:54 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000301 · wf-form4_147406283618071.xml · derivative · entry 3 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,985 Underlying: Common Stock · 2,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:54 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 5,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000301 · wf-form4_147406283618071.xml · derivative · entry 2 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,970 Underlying: Common Stock · 5,970 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. F3 · derivative.expiration_date: The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:54 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 2,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-16-000301 · wf-form4_147406283618071.xml · nonDerivative · entry 1 HEFFERNAN JAMES P · CIK 0001240665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.