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Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $55.34 $11,068.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,055,594

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 105 $55.33 $5,809.65
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,055,794

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 237 $55.32 $13,110.84
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,055,899

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $55.31 $11,062.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,136

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $55.30 $5,530.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,336

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $55.28 $5,528.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,436

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $55.27 $5,527.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,536

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $55.26 $5,526.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,636

Read SEC document
October 19, 2020 Filed Oct 20, 2020 22:40 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $55.22 $5,522.00
Disclosure

SEC source: 0001127602-20-027302 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,736

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $53.58 $5,358.00
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,836

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 46 $53.59 $2,465.14
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,936

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 554 $53.62 $29,705.48
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,056,982

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 300 $53.63 $16,089.00
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,057,536

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,000 $53.64 $53,640.00
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,057,836

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,576 $54.00 $85,104.00
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,058,836

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,400 $54.20 $75,880.00
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,060,412

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $54.22 $5,421.50
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,061,812

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:03 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 674 $54.22 $36,544.28
Disclosure

SEC source: 0001127602-20-024570 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,061,912

Read SEC document
August 03, 2020 Filed Aug 5, 2020 21:27 UTC PurchaseCommon Stock 276.19 $49.79 $13,750.12
Disclosure

SEC source: 0001127602-20-022943 · form4.xml · nonDerivative · entry 1

Peterman Tamara · CIK 0001774955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904.4756

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 21:16 UTC PurchaseCommon Stock 467 $49.79 $23,249.60
Disclosure

SEC source: 0001127602-20-022934 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,103.2034

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:05 UTC GrantCommon Stock 301 $49.80 $14,989.80
Disclosure

SEC source: 0001127602-20-022714 · form4.xml · nonDerivative · entry 1

Davidson Janine · CIK 0001810963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:31 UTC PurchaseCommon Stock 447.76 $51.93 $23,249.94
Disclosure

SEC source: 0001127602-20-018751 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,509.3384

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:29 UTC
Shankar RamChief Financial Officer
PurchaseCommon Stock 782.2861 $47.01 $36,775.27
Disclosure

SEC source: 0001127602-20-018004 · form4.xml · nonDerivative · entry 1

Shankar Ram · CIK 0001681209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 782.2861

Read SEC document
May 01, 2020 Filed May 13, 2020 22:23 UTC
Rine James DPresident UMB Bank, n.a.
Tax withholdingCommon Stock 22 $48.82 $1,074.04
Disclosure

SEC source: 0001127602-20-016480 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,925.9294

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
March 09, 2020 Filed Dec 28, 2020 22:35 UTC PurchaseCommon Stock 1,000 $48.78 $48,783.00
Disclosure

SEC source: 0001127602-20-032404 · form4.xml · nonDerivative · entry 1

KEMPER ALEXANDER C · CIK 0001229108 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Limited Partnership

Disclosed balance after: 1,000

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:29 UTC
Rine James DPresident UMB Bank, n.a.
Exercise / conversionStock Option (Right to Buy) · Derivative 2,094 $0.00 Strike: $41.71 $0.00
Disclosure

SEC source: 0001127602-20-009000 · form4.xml · derivative · entry 4

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,094 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:29 UTC
Rine James DPresident UMB Bank, n.a.
SaleCommon Stock 224 $60.54 $13,560.96
Disclosure

SEC source: 0001127602-20-009000 · form4.xml · nonDerivative · entry 2

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942.3994

Read SEC document
March 02, 2020 Filed Mar 3, 2020 21:29 UTC
Rine James DPresident UMB Bank, n.a.
Exercise / conversionCommon Stock 2,094 $61.12 $127,985.28
Disclosure

SEC source: 0001127602-20-009000 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166.3994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:18 UTC
Cornelius JamesExecutive Vice President
SaleCommon Stock 288 $67.04 $19,307.52
Disclosure

SEC source: 0001127602-20-007343 · form4.xml · nonDerivative · entry 1

Cornelius James · CIK 0001739115 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856.6445

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:35 UTC
Rine James DPresident UMB Bank, n.a.
GrantCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005752 · form4.xml · nonDerivative · entry 2

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072.3994

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:35 UTC
Rine James DPresident UMB Bank, n.a.
Tax withholdingCommon Stock 45 $68.27 $3,072.15
Disclosure

SEC source: 0001127602-20-005752 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,663.3994

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:15 UTC
Cornelius JamesExecutive Vice President
GrantCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005726 · form4.xml · nonDerivative · entry 2

Cornelius James · CIK 0001739115 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144.6445

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:15 UTC
Cornelius JamesExecutive Vice President
Tax withholdingCommon Stock 59 $68.27 $4,027.93
Disclosure

SEC source: 0001127602-20-005726 · form4.xml · nonDerivative · entry 1

Cornelius James · CIK 0001739115 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735.6445

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:41 UTC
Wendel Abigail MPresident - Consumer Banking
GrantCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005762 · form4.xml · nonDerivative · entry 2

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410.6335

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:41 UTC
Wendel Abigail MPresident - Consumer Banking
Tax withholdingCommon Stock 57 $68.27 $3,891.39
Disclosure

SEC source: 0001127602-20-005762 · form4.xml · nonDerivative · entry 1

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576.6335

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:39 UTC
Terry Thomas SChief Credit Officer
GrantCommon Stock 1,069 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005760 · form4.xml · nonDerivative · entry 2

Terry Thomas S · CIK 0001659887 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,877.2991

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:39 UTC
Terry Thomas SChief Credit Officer
Tax withholdingCommon Stock 61 $68.27 $4,164.47
Disclosure

SEC source: 0001127602-20-005760 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,808.2991

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:37 UTC
Shankar RamChief Financial Officer
GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005754 · form4.xml · nonDerivative · entry 1

Shankar Ram · CIK 0001681209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,157.3169

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:29 UTC
Odgers David CarlChief Accounting Officer
GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005746 · form4.xml · nonDerivative · entry 2

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,713.34

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:29 UTC
Odgers David CarlChief Accounting Officer
Tax withholdingCommon Stock 49 $68.27 $3,345.23
Disclosure

SEC source: 0001127602-20-005746 · form4.xml · nonDerivative · entry 1

Odgers David Carl · CIK 0001801742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353.34

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:33 UTC
Pauls JohnEVP & General Counsel
GrantCommon Stock 814 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005751 · form4.xml · nonDerivative · entry 2

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848.41

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:33 UTC
Pauls JohnEVP & General Counsel
Tax withholdingCommon Stock 27 $68.27 $1,843.29
Disclosure

SEC source: 0001127602-20-005751 · form4.xml · nonDerivative · entry 1

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,034.41

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:27 UTC
Newton Nikki FarentinoPresident, Private Wealth Mgmt
GrantCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005742 · form4.xml · nonDerivative · entry 1

Newton Nikki Farentino · CIK 0001785000 · President, Private Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:23 UTC
Macke Kevin MExecutive Vice President
GrantCommon Stock 1,063 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005739 · form4.xml · nonDerivative · entry 2

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,060.833

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:23 UTC
Macke Kevin MExecutive Vice President
Tax withholdingCommon Stock 34 $68.27 $2,321.18
Disclosure

SEC source: 0001127602-20-005739 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997.833

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
GrantCommon Stock 11,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005735 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,595.1228

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 891 $68.27 $60,828.57
Disclosure

SEC source: 0001127602-20-005735 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,877.1228

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:18 UTC
Johnson Shannon AndresenChief Administrative Officer
GrantCommon Stock 1,283 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005729 · form4.xml · nonDerivative · entry 2

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,178.2028

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:18 UTC
Johnson Shannon AndresenChief Administrative Officer
Tax withholdingCommon Stock 46 $68.27 $3,140.42
Disclosure

SEC source: 0001127602-20-005729 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895.2028

Read SEC document
February 11, 2020 Filed Feb 14, 2020 22:02 UTC
Beaird Robert BrianChief Human Resource Officer
GrantCommon Stock 732 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005705 · form4.xml · nonDerivative · entry 2

Beaird Robert Brian · CIK 0001793099 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697.5674

F1 · shares: The restricted stock units vest 50% on 2/11/22, 75% on 2/11/23 and 100% on 2/11/24.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.