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Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,038 $76.96 $79,884.48
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 17

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,823.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $76.97 $7,697.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 16

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,861.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 300 $76.98 $23,094.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 15

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,961.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 500 $76.99 $38,495.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 14

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,261.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $77.01 $7,701.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 13

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,761.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $77.02 $15,404.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 12

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,861.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $77.03 $7,703.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 11

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,061.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 300 $77.05 $23,115.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 10

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,161.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $77.06 $7,706.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,461.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $77.07 $15,414.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,561.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 600 $77.08 $46,248.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,761.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $77.09 $7,709.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,361.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $77.11 $15,421.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,461.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 266 $77.11 $20,511.26
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,661.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $77.44 $15,488.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,927.4193

Read SEC document
January 26, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
Exercise / conversionCommon Stock 11,651 $41.37 $482,001.87
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,127.4193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:19 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002940 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,663.558

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:16 UTC
Taylor DylanDirector
GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002938 · form4.xml · nonDerivative · entry 1

Taylor Dylan · CIK 0001423572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:13 UTC GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002936 · form4.xml · nonDerivative · entry 1

Gordon Lansford E. · CIK 0001701216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:10 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002934 · form4.xml · nonDerivative · entry 1

Gallagher Kevin Charles · CIK 0001417351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,661.02

F1 · balance_after: Includes shares acquired through the reinvestment of dividends since the reporting person's last ownership report

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:05 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002925 · form4.xml · nonDerivative · entry 1

UHLMANN PAUL III · CIK 0001229045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,501

Read SEC document
January 26, 2018 Filed Jan 30, 2018 19:03 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002919 · form4.xml · nonDerivative · entry 1

SOSLAND L JOSHUA · CIK 0001229042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:30 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002908 · form4.xml · nonDerivative · entry 1

Murphy Timothy R. · CIK 0001680004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,635

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:25 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002906 · form4.xml · nonDerivative · entry 1

KEMPER ALEXANDER C · CIK 0001229108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,395

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:17 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002904 · form4.xml · nonDerivative · entry 1

BEERY ROBIN C · CIK 0001217483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:05 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002902 · form4.xml · nonDerivative · entry 1

ROBBINS KRIS A · CIK 0001229039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,746

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:01 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002900 · form4.xml · nonDerivative · entry 1

Williams Leroy James Jr · CIK 0001397981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230

Read SEC document
January 22, 2018 Filed Jan 29, 2018 22:38 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 3,668 $74.75 $274,183.00
Disclosure

SEC source: 0001127602-18-002841 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,476.4193

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:39 UTC
Fischer Anthony JPresident UMB Fund Services
Tax withholdingCommon Stock 321 $74.75 $23,994.75
Disclosure

SEC source: 0001127602-18-002769 · form4.xml · nonDerivative · entry 1

Fischer Anthony J · CIK 0001632979 · President UMB Fund Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,755.9145

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:38 UTC
Terry Thomas SChief Lending Officer
Tax withholdingCommon Stock 326 $74.75 $24,368.50
Disclosure

SEC source: 0001127602-18-002768 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,989.9283

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:36 UTC
Swett Christian REVP/Chief Credit Officer
Tax withholdingCommon Stock 360 $74.75 $26,910.00
Disclosure

SEC source: 0001127602-18-002767 · form4.xml · nonDerivative · entry 1

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,492.6767

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:34 UTC
Macke Kevin MExecutive Vice President
Tax withholdingCommon Stock 180 $74.75 $13,455.00
Disclosure

SEC source: 0001127602-18-002766 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289.0202

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:32 UTC
Hagedorn Michael DPresident of Subsidiary
Tax withholdingCommon Stock 1,483 $74.75 $110,854.25
Disclosure

SEC source: 0001127602-18-002765 · form4.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,205.5187

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:30 UTC
Brian J WalkerChief Accounting Officer
Tax withholdingCommon Stock 313 $74.75 $23,396.75
Disclosure

SEC source: 0001127602-18-002764 · form4.xml · nonDerivative · entry 1

Brian J Walker · CIK 0001405031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,439.4698

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 22, 2018 Filed Jan 29, 2018 20:29 UTC
Johnson Shannon AndresenEVP/Chief HR Officer
Tax withholdingCommon Stock 241 $74.75 $18,014.75
Disclosure

SEC source: 0001127602-18-002763 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167.7213

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:24 UTC
Swett Christian REVP/Chief Credit Officer
SaleCommon Stock 634 $73.40 $46,535.60
Disclosure

SEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 3

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830.2973

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:24 UTC
Swett Christian REVP/Chief Credit Officer
SaleCommon Stock 15 $73.50 $1,102.50
Disclosure

SEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 2

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,464.2973

Read SEC document
December 13, 2017 Filed Dec 13, 2017 23:24 UTC
Swett Christian REVP/Chief Credit Officer
SaleCommon Stock 1,213 $73.55 $89,216.15
Disclosure

SEC source: 0001127602-17-034580 · form4.xml · nonDerivative · entry 1

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,479.2973

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 15:09 UTC PurchaseCommon Stock 13.4707 $74.24 $1,000.00
Disclosure

SEC source: 0001127602-17-033872 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,024.4653

Read SEC document
November 29, 2017 Filed Nov 29, 2017 23:39 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 1,332 $75.50 $100,566.00
Disclosure

SEC source: 0001127602-17-033475 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,444.1089

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:50 UTC
Johnson Shannon AndresenEVP/Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 800 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001127602-17-031524 · form4.xml · derivative · entry 4

Johnson Shannon Andresen · CIK 0001660040 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:50 UTC
Johnson Shannon AndresenEVP/Chief HR Officer
Tax withholdingCommon Stock 424 $72.75 $30,846.00
Disclosure

SEC source: 0001127602-17-031524 · form4.xml · nonDerivative · entry 2

Johnson Shannon Andresen · CIK 0001660040 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385.8903

Read SEC document
November 06, 2017 Filed Nov 7, 2017 22:50 UTC
Johnson Shannon AndresenEVP/Chief HR Officer
Exercise / conversionCommon Stock 800 $38.54 $30,832.00
Disclosure

SEC source: 0001127602-17-031524 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · EVP/Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,809.8903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 22:37 UTC PurchaseCommon Stock 273.1867 $73.21 $20,000.00
Disclosure

SEC source: 0001127602-17-031271 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010.9946

F1 · balance_after: Includes shares acquired through participation in the UMB Financial Corporation dividend reinvestment plan.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 15:36 UTC PurchaseCommon Stock 1,500 $67.50 $101,249.40
Disclosure

SEC source: 0001127602-17-027367 · form4.xml · nonDerivative · entry 1

Murphy Timothy R. · CIK 0001680004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Read SEC document
August 18, 2017 Filed Feb 7, 2018 00:26 UTC
Pauls JohnEVP & General Counsel
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004409 · form4.xml · nonDerivative · entry 1

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355.054

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:03 UTC
Pauls JohnEVP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001127602-17-025636 · form4.xml · derivative · entry 4

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:03 UTC
Pauls JohnEVP & General Counsel
Tax withholdingCommon Stock 615 $68.99 $42,425.78
Disclosure

SEC source: 0001127602-17-025636 · form4.xml · nonDerivative · entry 2

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555.054

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:03 UTC
Pauls JohnEVP & General Counsel
Exercise / conversionCommon Stock 1,100 $38.54 $42,394.00
Disclosure

SEC source: 0001127602-17-025636 · form4.xml · nonDerivative · entry 1

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170.054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 20:47 UTC
Brian J WalkerChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001127602-17-024745 · form4.xml · derivative · entry 3

Brian J Walker · CIK 0001405031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.