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Nasdaq · USD

ULTA

Ulta Beauty, Inc.

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977
SEC CIK
0001403568
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2021 Filed Mar 29, 2021 22:29 UTC
Caro Jodi JGC and Corporate Secretary
GrantCommon Stock 574 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007145 · doc1.xml · nonDerivative · entry 2

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550

F2 · shares: Represents grant of 574 shares of restricted stock, vesting 100% on March 15, 2024.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 22:29 UTC
Caro Jodi JGC and Corporate Secretary
GrantCommon Stock 314 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007145 · doc1.xml · nonDerivative · entry 1

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,976

F1 · shares: Represents 314 performance-based restricted share units, which were awarded on March 29, 2019 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2022, subject to continued employment. The Company's compensation committee certified on March 25, 2021 that the performance vesting goals were satisfied.

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March 24, 2021 Filed Mar 26, 2021 20:06 UTC SaleCommon Stock 84,747 $306.48 $25,973,218.19
Disclosure

SEC source: 0001567619-21-007043 · doc1.xml · nonDerivative · entry 1

HEILBRONN CHARLES · CIK 0001259566 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mousseluxe SARL

Disclosed balance after: 1,941,932

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $300.85 to $313.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

F3 · ownership.nature: Mousseluxe SARL is the record holder of these securities. These securities are indirectly owned by (a) Mousse Partners Limited, the parent of Mousseluxe SARL and (b) Mr. Heilbronn, who has been granted a power of attorney and proxy to exercise voting and investment power with respect to these securities. Mr. Heilbronn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:08 UTC
Nagler LornaDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $57.42 $0.00
Disclosure

SEC source: 0001567619-21-006606 · doc1.xml · derivative · entry 3

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

Underlying: Common Stock · 4,000 shares

Expires 2021-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options reported vested 25% on each anniversary date of the 06/17/2011 grant date.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:08 UTC
Nagler LornaDirector
SaleCommon Stock 4,000 $315.90 $1,263,615.20
Disclosure

SEC source: 0001567619-21-006606 · doc1.xml · nonDerivative · entry 2

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $315.67 to $316.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:08 UTC
Nagler LornaDirector
Exercise / conversionCommon Stock 4,000 $57.42 $229,680.00
Disclosure

SEC source: 0001567619-21-006606 · doc1.xml · nonDerivative · entry 1

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:07 UTC
Settersten Scott MChief Financial Officer
Tax withholdingCommon Stock 982 $322.49 $316,685.18
Disclosure

SEC source: 0001567619-21-006517 · doc1.xml · nonDerivative · entry 1

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:05 UTC Tax withholdingCommon Stock 1,218 $322.49 $392,792.82
Disclosure

SEC source: 0001567619-21-006515 · doc1.xml · nonDerivative · entry 1

Kimbell David C · CIK 0001553883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,364

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:03 UTC
CHILDS JEFFREY JChief Human Resources Officer
Tax withholdingCommon Stock 344 $322.49 $110,936.56
Disclosure

SEC source: 0001567619-21-006513 · doc1.xml · nonDerivative · entry 1

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,546

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:01 UTC
Caro Jodi JGC and Corporate Secretary
Tax withholdingCommon Stock 373 $322.49 $120,288.77
Disclosure

SEC source: 0001567619-21-006508 · doc1.xml · nonDerivative · entry 1

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:58 UTC
Dillon Mary NChief Executive Officer
Tax withholdingCommon Stock 4,207 $322.49 $1,356,715.43
Disclosure

SEC source: 0001567619-21-006504 · doc1.xml · nonDerivative · entry 1

Dillon Mary N · CIK 0001340358 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,371

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

F2 · balance_after: Shares previously held directly by the reporting person were transferred to the Mary N. Dillon Trust U/A DTD 3/31/2017 in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 17:33 UTC SaleCommon Stock 7,000 $270.40 $1,892,797.90
Disclosure

SEC source: 0001567619-20-021443 · doc1.xml · nonDerivative · entry 3

DiRomualdo Robert F · CIK 0001412674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Naples Ventures LLC

Disclosed balance after: 223,537

F3 · price: The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $270.31 to $270.63. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 17:33 UTC SaleCommon Stock 15,000 $273.00 $4,095,000.00
Disclosure

SEC source: 0001567619-20-021443 · doc1.xml · nonDerivative · entry 2

DiRomualdo Robert F · CIK 0001412674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Naples Ventures LLC

Disclosed balance after: 230,537

F2 · ownership.nature: Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 17:33 UTC SaleCommon Stock 5,000 $272.04 $1,360,178.50
Disclosure

SEC source: 0001567619-20-021443 · doc1.xml · nonDerivative · entry 1

DiRomualdo Robert F · CIK 0001412674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Naples Ventures LLC

Disclosed balance after: 245,537

F1 · price: The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $271.94 to $272.20. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:19 UTC SaleCommon Stock 150 $267.52 $40,128.00
Disclosure

SEC source: 0001567619-20-021275 · doc1.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:50 UTC
Dillon Mary NChief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $164.06 $0.00
Disclosure

SEC source: 0001567619-20-021042 · doc1.xml · derivative · entry 4

Dillon Mary N · CIK 0001340358 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2025-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing the right to purchase a total of 200,000 shares, venting in 25% increments beginning on 9/15/2018 and on each anniversary thereafter through 9/15/2021.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:50 UTC
Dillon Mary NChief Executive Officer
SaleCommon Stock 50,000 $265.15 $13,257,535.00
Disclosure

SEC source: 0001567619-20-021042 · doc1.xml · nonDerivative · entry 2

Dillon Mary N · CIK 0001340358 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,578

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:50 UTC
Dillon Mary NChief Executive Officer
Exercise / conversionCommon Stock 50,000 $164.06 $8,203,000.00
Disclosure

SEC source: 0001567619-20-021042 · doc1.xml · nonDerivative · entry 1

Dillon Mary N · CIK 0001340358 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:22 UTC
Nagler LornaDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $57.42 $0.00
Disclosure

SEC source: 0001567619-20-020862 · doc1.xml · derivative · entry 3

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

Underlying: Common Stock · 5,000 shares

Expires 2021-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options reported vested 25% on each anniversary date of the 06/17/2011 grant date.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:22 UTC
Nagler LornaDirector
SaleCommon Stock 5,000 $271.67 $1,358,350.00
Disclosure

SEC source: 0001567619-20-020862 · doc1.xml · nonDerivative · entry 2

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Read SEC document
December 09, 2020 Filed Dec 10, 2020 21:22 UTC
Nagler LornaDirector
Exercise / conversionCommon Stock 5,000 $57.42 $287,100.00
Disclosure

SEC source: 0001567619-20-020862 · doc1.xml · nonDerivative · entry 1

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:19 UTC
Caro Jodi JGC and Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 3,533 $0.00 Strike: $191.76 $0.00
Disclosure

SEC source: 0001567619-20-020860 · doc1.xml · derivative · entry 5

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,533 shares

Expires 2026-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 3,533 shares, vest 25% on each anniversary date of the 3/25/2016 grant date.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:19 UTC
Caro Jodi JGC and Corporate Secretary
Exercise / conversionStock Option (right to buy) · Derivative 838 $0.00 Strike: $165.27 $0.00
Disclosure

SEC source: 0001567619-20-020860 · doc1.xml · derivative · entry 4

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 838 shares

Expires 2025-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options, representing a right to purchase a total of 3,349 shares, vest 25% on each anniversary date of the 8/3/2015 grant date.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:19 UTC
Caro Jodi JGC and Corporate Secretary
SaleCommon Stock 4,371 $273.45 $1,195,239.02
Disclosure

SEC source: 0001567619-20-020860 · doc1.xml · nonDerivative · entry 3

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:19 UTC
Caro Jodi JGC and Corporate Secretary
Exercise / conversionCommon Stock 3,533 $191.76 $677,488.08
Disclosure

SEC source: 0001567619-20-020860 · doc1.xml · nonDerivative · entry 2

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:19 UTC
Caro Jodi JGC and Corporate Secretary
Exercise / conversionCommon Stock 838 $165.27 $138,496.26
Disclosure

SEC source: 0001567619-20-020860 · doc1.xml · nonDerivative · entry 1

Caro Jodi J · CIK 0001548219 · GC and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 20:32 UTC
Nagler LornaDirector
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $57.42 $0.00
Disclosure

SEC source: 0001567619-20-016543 · doc1.xml · derivative · entry 3

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,666

Underlying: Common Stock · 3,000 shares

Expires 2021-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options reported vested 25% on each anniversary date of the 06/17/2011 grant date.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 20:32 UTC
Nagler LornaDirector
SaleCommon Stock 3,000 $240.94 $722,810.10
Disclosure

SEC source: 0001567619-20-016543 · doc1.xml · nonDerivative · entry 2

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

Read SEC document
September 04, 2020 Filed Sep 8, 2020 20:32 UTC
Nagler LornaDirector
Exercise / conversionCommon Stock 3,000 $57.42 $172,260.00
Disclosure

SEC source: 0001567619-20-016543 · doc1.xml · nonDerivative · entry 1

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:16 UTC SaleCommon Stock 2,351 $234.82 $552,061.82
Disclosure

SEC source: 0001567619-20-016418 · doc1.xml · nonDerivative · entry 1

MRKONIC GEORGE R JR · CIK 0001208464 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · balance_after: Since the reporting person's last Form 4, 445 shares previously held directly were transferred into the George Mrkonic Jr. Revocable Trust.

F2 · ownership.nature: Shares held by the George Mrkonic Jr. Revocable Trust.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:38 UTC SaleCommon Stock 250 $230.00 $57,500.00
Disclosure

SEC source: 0001567619-20-016334 · doc1.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
June 26, 2020 Filed Jun 29, 2020 21:27 UTC PurchaseCommon Stock 250 $193.00 $48,250.00
Disclosure

SEC source: 0001567619-20-012634 · form4.xml · nonDerivative · entry 1

Blount Sally E. · CIK 0001537286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:48 UTC
CHILDS JEFFREY JChief Human Resources Officer
SaleCommon Stock 3,494 $245.75 $858,665.87
Disclosure

SEC source: 0001567619-20-011964 · doc1.xml · nonDerivative · entry 1

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,890

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $244.88 to $247.22. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:29 UTC SaleCommon Stock 500 $256.55 $128,272.50
Disclosure

SEC source: 0001567619-20-011846 · doc1.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Read SEC document
June 03, 2020 Filed Jun 4, 2020 16:51 UTC GrantRestricted Stock Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011715 · doc1.xml · derivative · entry 1

COLLINS MICHELLE L · CIK 0001057687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 595 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of 595 restricted stock units. The reporting person has elected to defer receipt of the restricted stock units until the reporting person's retirement or termination from the Board of Directors, subject to vesting requirements.

F1 · derivative.expiration_date: Represents a grant of 595 restricted stock units. The reporting person has elected to defer receipt of the restricted stock units until the reporting person's retirement or termination from the Board of Directors, subject to vesting requirements.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 16:53 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011717 · doc1.xml · nonDerivative · entry 1

MacDonald Michael R · CIK 0001460635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:39 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011706 · doc1.xml · nonDerivative · entry 1

LITTLE PATRICIA A · CIK 0001435912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 17:07 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011726 · doc1.xml · nonDerivative · entry 1

DiRomualdo Robert F · CIK 0001412674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,344

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:02 UTC
Nagler LornaDirector
GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011724 · doc1.xml · nonDerivative · entry 3

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963

F2 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011721 · doc1.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:55 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011719 · doc1.xml · nonDerivative · entry 1

HEILBRONN CHARLES · CIK 0001259566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,963

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:45 UTC GrantRestricted Stock Units · Derivative 595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011713 · doc1.xml · derivative · entry 1

Blount Sally E. · CIK 0001537286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 595 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of 595 restricted stock units. The reporting person has elected to defer receipt of the restricted stock units until the reporting person's retirement or termination from the Board of Directors, subject to vesting requirements.

F1 · derivative.expiration_date: Represents a grant of 595 restricted stock units. The reporting person has elected to defer receipt of the restricted stock units until the reporting person's retirement or termination from the Board of Directors, subject to vesting requirements.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:42 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011711 · doc1.xml · nonDerivative · entry 1

MRKONIC GEORGE R JR · CIK 0001208464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

F2 · balance_after: Since the reporting person's last Form 4, 587 shares previously held directly were transferred into the George Mrkonic Jr. Revocable Trust.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:35 UTC GrantCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011702 · doc1.xml · nonDerivative · entry 1

Smith Mike C. · CIK 0001723026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

F1 · shares: Represents a grant of 595 restricted stock units, vesting 100% on 6/3/2021.

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June 02, 2020 Filed Jun 4, 2020 21:02 UTC
Nagler LornaDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,167 $0.00 Strike: $25.80 $0.00
Disclosure

SEC source: 0001567619-20-011724 · doc1.xml · derivative · entry 4

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,167 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options reported vested 25% on each anniversary date of the 06/17/2010 grant date.

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June 02, 2020 Filed Jun 4, 2020 21:02 UTC
Nagler LornaDirector
SaleCommon Stock 5,167 $237.22 $1,225,730.21
Disclosure

SEC source: 0001567619-20-011724 · doc1.xml · nonDerivative · entry 2

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $237.2217 to $237.2479. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

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June 02, 2020 Filed Jun 4, 2020 21:02 UTC
Nagler LornaDirector
Exercise / conversionCommon Stock 5,167 $25.80 $133,308.60
Disclosure

SEC source: 0001567619-20-011724 · doc1.xml · nonDerivative · entry 1

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 27, 2020 Filed Mar 31, 2020 22:26 UTC
Settersten Scott MChief Financial Officer
GrantStock Option (right to buy) · Derivative 15,188 $0.00 Strike: $174.45 $0.00
Disclosure

SEC source: 0001567619-20-007244 · doc1.xml · derivative · entry 3

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,188

Underlying: Common Stock · 15,188 shares

Expires 2030-03-27

F3 · derivative.exercise_date: The options, representing an initial right to purchase a total of 15,188 shares, vesting in 25% annual increments beginning March 15, 2021 and each anniversary thereafter through March 15, 2024.

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March 27, 2020 Filed Mar 31, 2020 22:26 UTC
Settersten Scott MChief Financial Officer
GrantCommon Stock 4,737 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007244 · doc1.xml · nonDerivative · entry 2

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,736

F2 · shares: Represents grant of 4,737 shares of restricted stock, vesting 100% on March 15, 2023.

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March 27, 2020 Filed Mar 31, 2020 22:26 UTC
Settersten Scott MChief Financial Officer
GrantCommon Stock 1,598 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007244 · doc1.xml · nonDerivative · entry 1

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

F1 · shares: Represents 1,598 performance-based restricted share units, which were awarded on March 29, 2018 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2021, subject to continued employment. The Company's compensation committee certified on March 27, 2020 that the performance vesting goals were satisfied.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.