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Nasdaq · USD

ULTA

Ulta Beauty, Inc.

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Tapewire entity
977
SEC CIK
0001403568
Parsed reports
357

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2017 Filed Apr 11, 2017 23:08 UTC GiftCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026612 · doc4.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,875

F1 · shares: Voluntary report of charitable gift of 46 shares of common stock on 4/10/2017

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:08 UTC
Kimbell David CSee Remarks
Exercise / conversionCommon Stock · Derivative 5,905 $284.99 Strike: $97.89 $1,682,867.72
Disclosure

SEC source: 0001209191-17-023900 · doc4.xml · derivative · entry 5

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Underlying: Common Stock · 5,905 shares

Expires 2024-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing an initial right to purchase a total of 7,874 shares, vest in 25% annual increments beginning March 16, 2015 and each anniversary thereafter through March 16, 2018.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:08 UTC
Kimbell David CSee Remarks
Exercise / conversionCommon Stock · Derivative 8,430 $284.99 Strike: $98.64 $2,402,468.23
Disclosure

SEC source: 0001209191-17-023900 · doc4.xml · derivative · entry 4

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811

Underlying: Common Stock · 8,430 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing an initial right to purchase a total of 11,241 shares of common stock, vesting in 25% annual increments beginning on 3/18/2015 and on each anniversary thereafter through 3/18/2018.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:08 UTC
Kimbell David CSee Remarks
SaleCommon Stock 14,335 $284.99 $4,085,335.95
Disclosure

SEC source: 0001209191-17-023900 · doc4.xml · nonDerivative · entry 3

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,301

F1 · price: Weighted average price based on trades completed with prices between $284.7950 and $285.23. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:08 UTC
Kimbell David CSee Remarks
Exercise / conversionCommon Stock 5,905 $97.89 $578,040.45
Disclosure

SEC source: 0001209191-17-023900 · doc4.xml · nonDerivative · entry 2

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 21:08 UTC
Kimbell David CSee Remarks
Exercise / conversionCommon Stock 8,430 $98.64 $831,535.20
Disclosure

SEC source: 0001209191-17-023900 · doc4.xml · nonDerivative · entry 1

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Settersten Scott MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,814 $0.00 Strike: $97.89 $0.00
Disclosure

SEC source: 0001209191-17-023901 · doc4.xml · derivative · entry 5

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 5,814 shares

Expires 2024-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing an initial right to purchase a total of 7,753 shares of common stock, vesting in 25% annual increments beginning March 16, 2015 and each anniversary thereafter through March 16, 2018.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Settersten Scott MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,705 $0.00 Strike: $74.91 $0.00
Disclosure

SEC source: 0001209191-17-023901 · doc4.xml · derivative · entry 4

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,705 shares

Expires 2023-03-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing an initial right to purchase a total of 5,705 shares of common stock, vesting in 25% annual increments beginning March 19, 2014 and each anniversary thereafter through March 19, 2017.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Settersten Scott MChief Financial Officer
SaleCommon Stock 11,519 $282.80 $3,257,575.50
Disclosure

SEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 3

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517

F1 · price: Weighted average price based on trades completed with prices between $282.17 and $283.88. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Settersten Scott MChief Financial Officer
Exercise / conversionCommon Stock 5,814 $97.89 $569,132.46
Disclosure

SEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 2

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:10 UTC
Settersten Scott MChief Financial Officer
Exercise / conversionCommon Stock 5,705 $74.91 $427,361.55
Disclosure

SEC source: 0001209191-17-023901 · doc4.xml · nonDerivative · entry 1

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 18:44 UTC
Eck Dennis KDirector
SaleCommon Stock 6,400 $281.52 $1,801,742.72
Disclosure

SEC source: 0001209191-17-023198 · doc4.xml · nonDerivative · entry 1

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,029

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
CHILDS JEFFREY JChief Human Resources Officer
GrantStock Option (right to buy) · Derivative 3,744 $0.00 Strike: $281.53 $0.00
Disclosure

SEC source: 0001209191-17-023195 · doc4.xml · derivative · entry 3

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,744

Underlying: Common Stock · 3,744 shares

Expires 2027-03-24

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 3,744 shares of common stock, vesting in 25% annual increments beginning on 3/15/2018 and on each anniversary thereafter through 3/15/2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
CHILDS JEFFREY JChief Human Resources Officer
GrantCommon Stock 373 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023195 · doc4.xml · nonDerivative · entry 2

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,153

F2 · shares: Represents a grant of 373 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
CHILDS JEFFREY JChief Human Resources Officer
GrantCommon Stock 1,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023195 · doc4.xml · nonDerivative · entry 1

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,780

F1 · shares: Represents 1,240 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
Dillon Mary NDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 31,223 $0.00 Strike: $281.53 $0.00
Disclosure

SEC source: 0001209191-17-023194 · doc4.xml · derivative · entry 3

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,223

Underlying: Common Stock · 31,223 shares

Expires 2027-03-24

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 31,223 shares of common stock, vesting in 25% annual increments beginning on 3/15/2018 and on each anniversary thereafter through 3/15/2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
Dillon Mary NDirector · Chief Executive Officer
GrantCommon Stock 3,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023194 · doc4.xml · nonDerivative · entry 2

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,302

F2 · shares: Represents a grant of 3,111 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:22 UTC
Dillon Mary NDirector · Chief Executive Officer
GrantCommon Stock 12,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023194 · doc4.xml · nonDerivative · entry 1

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,191

F1 · shares: Represents 12,302 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:21 UTC
Caro Jodi JSee Remarks
GrantStock Option (right to buy) · Derivative 3,566 $0.00 Strike: $281.53 $0.00
Disclosure

SEC source: 0001209191-17-023192 · doc4.xml · derivative · entry 2

Caro Jodi J · CIK 0001548219 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566

Underlying: Common Stock · 3,566 shares

Expires 2027-03-24

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 3,566 shares of common stock, vesting in 25% annual increments beginning on 3/15/2018 and on each anniversary thereafter through 3/15/2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:21 UTC
Caro Jodi JSee Remarks
GrantCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023192 · doc4.xml · nonDerivative · entry 1

Caro Jodi J · CIK 0001548219 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

F1 · shares: Represents a grant of 356 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:20 UTC
Settersten Scott MChief Financial Officer
GrantStock Option (right to buy) · Derivative 8,771 $0.00 Strike: $281.53 $0.00
Disclosure

SEC source: 0001209191-17-023191 · doc4.xml · derivative · entry 3

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,771

Underlying: Common Stock · 8,771 shares

Expires 2027-03-24

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 8,771 shares of common stock, vesting in 25% annual increments beginning March 15, 2018 and each anniversary thereafter through March 15, 2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:20 UTC
Settersten Scott MChief Financial Officer
GrantCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023191 · doc4.xml · nonDerivative · entry 2

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517

F2 · shares: Represents a grant of 874 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:20 UTC
Settersten Scott MChief Financial Officer
GrantCommon Stock 1,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023191 · doc4.xml · nonDerivative · entry 1

Settersten Scott M · CIK 0001560595 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

F1 · shares: Represents 1,290 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:19 UTC
Kimbell David CSee Remarks
GrantStock Option (right to buy) · Derivative 8,771 $0.00 Strike: $281.53 $0.00
Disclosure

SEC source: 0001209191-17-023190 · doc4.xml · derivative · entry 3

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,771

Underlying: Common Stock · 8,771 shares

Expires 2027-03-24

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 8,771 shares of common stock, vesting in 25% annual increments beginning on 3/15/2018 and on each anniversary thereafter through 3/15/2021.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:19 UTC
Kimbell David CSee Remarks
GrantCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023190 · doc4.xml · nonDerivative · entry 2

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,301

F2 · shares: Represents a grant of 874 restricted stock units, each representing one share of common stock, vesting 100% on 3/15/2020.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:19 UTC
Kimbell David CSee Remarks
GrantCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023190 · doc4.xml · nonDerivative · entry 1

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F1 · shares: Represents 1,298 performance-based restricted share units, which were awarded on March 27, 2015 under the Amended and Restated Ulta Beauty, Inc. 2011 Incentive Award Plan. Each performance-based restricted share unit represents the right to one share of common stock, which vested based on satisfaction of certain performance goals and a time-based service vesting restriction which lapses on March 15, 2018, subject to continued employment. The Company's compensation committee certified on March 24, 2017 that the performance vesting goals were satisfied.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 19:31 UTC
Eck Dennis KDirector
SaleCommon Stock 5,101 $285.33 $1,455,485.16
Disclosure

SEC source: 0001209191-17-021850 · doc4.xml · nonDerivative · entry 2

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,429

F2 · price: Weighted average price based on trades completed with prices between $285.33 to $288.99. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 23:34 UTC
Dillon Mary NDirector · Chief Executive Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 17,222 $0.00 Strike: $151.20 $0.00
Disclosure

SEC source: 0001209191-17-021855 · doc4.xml · derivative · entry 5

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223

Underlying: Common Stock · 17,222 shares

Expires 2025-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 34,445 shares, vest 25% beginning on 3/15/2016 and each anniversary date thereafter.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 23:34 UTC
Dillon Mary NDirector · Chief Executive Officer
Exercise / conversionStock Options (Rights to Buy) · Derivative 16,733 $0.00 Strike: $97.89 $0.00
Disclosure

SEC source: 0001209191-17-021855 · doc4.xml · derivative · entry 4

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,733

Underlying: Common Stock · 16,733 shares

Expires 2024-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 66,931 shares, vest 25% beginning on 3/16/2015 and each anniversary date thereafter.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 23:34 UTC
Dillon Mary NDirector · Chief Executive Officer
SaleCommon Stock 33,955 $286.05 $9,712,827.75
Disclosure

SEC source: 0001209191-17-021855 · doc4.xml · nonDerivative · entry 3

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,889

F1 · price: Weighted average price based on trades completed with prices between $285.01 and $288.35. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 23:34 UTC
Dillon Mary NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 17,222 $151.20 $2,603,966.40
Disclosure

SEC source: 0001209191-17-021855 · doc4.xml · nonDerivative · entry 2

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 20, 2017 23:34 UTC
Dillon Mary NDirector · Chief Executive Officer
Exercise / conversionCommon Stock 16,733 $97.89 $1,637,993.37
Disclosure

SEC source: 0001209191-17-021855 · doc4.xml · nonDerivative · entry 1

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2017 Filed Mar 20, 2017 22:46 UTC
Kimbell David CSee Remarks
Tax withholdingCommon Stock 214 $288.81 $61,805.34
Disclosure

SEC source: 0001209191-17-021839 · doc4.xml · nonDerivative · entry 1

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of a restricted stock grant previously reported.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 23:32 UTC
Nagler LornaDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,167 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001209191-17-021853 · doc4.xml · derivative · entry 3

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,167 shares

Expires 2019-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options reported vest 25% on each anniversary date of the 06/17/2009 grant date.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 23:32 UTC
Nagler LornaDirector
SaleCommon Stock 4,167 $287.62 $1,198,530.46
Disclosure

SEC source: 0001209191-17-021853 · doc4.xml · nonDerivative · entry 2

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928

F1 · price: Weighted average price based on trades completed with prices between $287.41 to $287.91. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 23:32 UTC
Nagler LornaDirector
Exercise / conversionCommon Stock 4,167 $9.75 $40,628.25
Disclosure

SEC source: 0001209191-17-021853 · doc4.xml · nonDerivative · entry 1

Nagler Lorna · CIK 0001411457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:03 UTC
Kimbell David CSee Remarks
Tax withholdingCommon Stock 142 $286.82 $40,728.44
Disclosure

SEC source: 0001209191-17-021439 · doc4.xml · nonDerivative · entry 2

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,343

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of a restricted stock grant previously reported.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 21:02 UTC
Dillon Mary NDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,377 $286.32 $394,262.64
Disclosure

SEC source: 0001209191-17-021438 · doc4.xml · nonDerivative · entry 1

Dillon Mary · CIK 0001340358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,889

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock grants previously reported.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 19:31 UTC
Eck Dennis KDirector
SaleCommon Stock 4,900 $288.65 $1,414,386.96
Disclosure

SEC source: 0001209191-17-021850 · doc4.xml · nonDerivative · entry 1

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,530

F1 · shares: The 4,900 shares of common stock sold by the reporting person on March 16, 2017 are a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934 with 4,900 of the shares of common stock purchased by the reporting person on September 19, 2016 for $234.41 per share. In accordance with Section 16, the reporting person has voluntarily disgorged to the issuer an aggregate short-swing profit of approximately $265,778.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 19:48 UTC
Eck Dennis KDirector
SaleCommon Stock 20,000 $287.57 $5,751,306.00
Disclosure

SEC source: 0001209191-17-020936 · doc4.xml · nonDerivative · entry 2

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,430

F2 · price: Weighted average price based on trades completed with prices between $287.02 to $288.11. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 21:03 UTC
Kimbell David CSee Remarks
Tax withholdingCommon Stock 76 $287.78 $21,871.28
Disclosure

SEC source: 0001209191-17-021439 · doc4.xml · nonDerivative · entry 1

Kimbell David C · CIK 0001553883 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of a restricted stock grant previously reported.

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March 14, 2017 Filed Mar 15, 2017 19:48 UTC
Eck Dennis KDirector
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020936 · doc4.xml · nonDerivative · entry 1

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,430

F1 · shares: Voluntary report of charitable gift of 1,100 shares of common stock on 3/14/2017.

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March 14, 2017 Filed Mar 15, 2017 16:16 UTC SaleCommon Stock 50,000 $285.15 $14,257,575.00
Disclosure

SEC source: 0001209191-17-020790 · doc4.xml · nonDerivative · entry 1

DiRomualdo Robert F · CIK 0001412674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Naples Ventures LLC

Disclosed balance after: 340,537

F1 · price: Weighted average price based on trades completed with prices between $285.00 to $285.48. Reporting person shall undertake to provide a report of the shares sold at each price within the range upon request of the SEC staff, the issuer or any security holder of the issuer.

F2 · ownership.nature: Naples Ventures LLC is the record holder of these securities. These securities are indirectly owned by Mr. DiRomualdo, who is a principal, along with Janice DiRomualdo, of Naples Ventures LLC. Mr. DiRomualdo disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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September 21, 2016 Filed Sep 23, 2016 17:37 UTC SaleCommon Stock 400 $239.40 $95,760.00
Disclosure

SEC source: 0001209191-16-142567 · doc4.xml · nonDerivative · entry 1

Halligan Catherine Ann · CIK 0001540018 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921

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September 19, 2016 Filed Sep 20, 2016 18:57 UTC
Eck Dennis KDirector
PurchaseCommon Stock 6,000 $234.41 $1,406,460.00
Disclosure

SEC source: 0001209191-16-142198 · doc4.xml · nonDerivative · entry 2

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,530

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September 16, 2016 Filed Sep 20, 2016 18:57 UTC
Eck Dennis KDirector
PurchaseCommon Stock 5,000 $234.49 $1,172,450.00
Disclosure

SEC source: 0001209191-16-142198 · doc4.xml · nonDerivative · entry 1

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,530

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September 14, 2016 Filed Sep 15, 2016 16:42 UTC SaleCommon Stock 25,000 $229.56 $5,739,000.00
Disclosure

SEC source: 0001209191-16-141499 · doc4.xml · nonDerivative · entry 2

HEILBRONN CHARLES · CIK 0001259566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,928

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September 14, 2016 Filed Sep 15, 2016 16:42 UTC SaleCommon Stock 900,000 $229.56 $206,604,000.00
Disclosure

SEC source: 0001209191-16-141499 · doc4.xml · nonDerivative · entry 1

HEILBRONN CHARLES · CIK 0001259566 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mousseluxe SARL

Disclosed balance after: 2,102,363

F1 · ownership.nature: Mousseluxe SARL is the record holder of these securities. These securities are indirectly owned by Mr. Heilbronn, who has been granted a power of attorney and proxy to exercise voting and investment power with respect to these securities. Mr. Heilbronn disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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September 07, 2016 Filed Sep 8, 2016 17:24 UTC
Eck Dennis KDirector
PurchaseCommon Stock 11,000 $246.97 $2,716,670.00
Disclosure

SEC source: 0001209191-16-140598 · doc4.xml · nonDerivative · entry 1

Eck Dennis K · CIK 0001412673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,530

F1 · price: The price reported in Column 4 is a weighted average price. The actual purchase prices for these transactions ranged from $246.92 to $247.00. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the range.

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March 16, 2016 Filed Mar 17, 2017 21:01 UTC
CHILDS JEFFREY JChief Human Resources Officer
Tax withholdingCommon Stock 145 $286.32 $41,516.40
Disclosure

SEC source: 0001209191-17-021434 · doc4.xml · nonDerivative · entry 1

CHILDS JEFFREY J · CIK 0001277233 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

F1 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of a restricted stock grant previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.