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UFI

UNIFI INC

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6574
SEC CIK
0000100726
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329

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6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed May 2, 2018 21:46 UTC
McNeill Mark A.Executive Vice President
SaleCommon Stock 6,666 $29.90 $199,313.40
Disclosure

SEC source: 0001214659-18-003274 · marketforms-41880.xml · nonDerivative · entry 1

McNeill Mark A. · CIK 0001714348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,168

Read SEC document
April 27, 2018 Filed Apr 30, 2018 21:05 UTC PurchaseCOMMON STOCK 5,000 $30.08 $150,400.00
Disclosure

SEC source: 0001214659-18-003166 · marketforms-41837.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,368,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.93 to $30.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
April 27, 2018 Filed Jul 12, 2018 21:10 UTC PurchaseCOMMON STOCK 29,086 $30.05 $874,034.30
Disclosure

SEC source: 0001214659-18-004831 · marketforms-42434.xml · nonDerivative · entry 3

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,471,943

F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.76 to $30.12, inclusive.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:31 UTC PurchaseCOMMON STOCK 10,000 $35.32 $353,200.00
Disclosure

SEC source: 0001214659-18-001681 · marketforms-41191.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,363,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.23 to $35.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 22:07 UTC PurchaseCOMMON STOCK 16,312 $35.23 $574,671.76
Disclosure

SEC source: 0001214659-18-001555 · marketforms-41153.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,353,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.84 to $35.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:12 UTC
CAUDLE THOMAS H JRDirector · President & COO
Tax withholdingCommon Stock 5,603 $35.07 $196,497.21
Disclosure

SEC source: 0001214659-18-001490 · marketforms-41093.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,437

F1 · shares: This transaction was effected in order to satisfy the Reporting Person's tax withholding obligations in connection with the Reporting Person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of Restricted Stock Units reported on the Reporting Person's Statement of Change of Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on February 23, 2017.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:30 UTC PurchaseCOMMON STOCK 1,396 $35.04 $48,915.84
Disclosure

SEC source: 0001214659-18-001394 · marketforms-41068.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,337,514

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.80 to $35.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 14, 2018 Filed Jul 12, 2018 21:10 UTC PurchaseCOMMON STOCK 1,783 $34.64 $61,763.12
Disclosure

SEC source: 0001214659-18-004831 · marketforms-42434.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,442,857

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.33 to $34.78, inclusive.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 12, 2018 Filed Feb 12, 2018 22:00 UTC PurchaseCOMMON STOCK 11,283 $34.01 $383,734.83
Disclosure

SEC source: 0001214659-18-001109 · marketforms-40997.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,336,118

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.73 to $35.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:00 UTC PurchaseCOMMON STOCK 13,179 $35.13 $462,978.27
Disclosure

SEC source: 0001214659-18-001109 · marketforms-40997.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,324,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $35.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 07, 2018 Filed Jul 12, 2018 21:10 UTC PurchaseCOMMON STOCK 3,299 $35.84 $118,236.16
Disclosure

SEC source: 0001214659-18-004831 · marketforms-42434.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,441,074

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.39 to $36.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 5.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:30 UTC PurchaseCOMMON STOCK 17,178 $34.81 $597,966.18
Disclosure

SEC source: 0001214659-18-001004 · marketforms-40957.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,311,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.34 to $35.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:30 UTC PurchaseCOMMON STOCK 16,000 $35.15 $562,400.00
Disclosure

SEC source: 0001214659-18-000959 · marketforms-40924.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,294,478

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.63 to $35.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 21:30 UTC PurchaseCOMMON STOCK 13,329 $35.30 $470,513.70
Disclosure

SEC source: 0001214659-18-000959 · marketforms-40924.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,278,478

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.92 to $35.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
January 24, 2018 Filed Jan 25, 2018 21:45 UTC GrantCommon Stock 3,135 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-000650 · marketforms-40838.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,135

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:30 UTC PurchaseCOMMON STOCK 5,742 $36.53 $209,755.26
Disclosure

SEC source: 0001214659-17-007140 · marketforms-40388.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,265,149

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.50 to $36.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:28 UTC PurchaseCOMMON STOCK 5,427 $34.76 $188,642.52
Disclosure

SEC source: 0001214659-17-006617 · marketforms-40123.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,259,407

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.68 to $34.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 20:30 UTC PurchaseCommon Stock 5,949 $37.74 $224,515.26
Disclosure

SEC source: 0001214659-17-006288 · marketforms-40038.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.64 to $38.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006211 · marketforms-40006.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,519

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006210 · marketforms-40005.xml · nonDerivative · entry 1

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,003

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006209 · marketforms-40004.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006208 · marketforms-40001.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,288

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 2,725 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006207 · marketforms-40011.xml · nonDerivative · entry 1

MEAD JAMES D. · CIK 0001661276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,497 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006206 · marketforms-40018.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,545

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:30 UTC GrantCommon Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006205 · marketforms-40007.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,051

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:30 UTC
McNeill Mark A.Executive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 8,846 $0.00 Strike: $36.53 $0.00
Disclosure

SEC source: 0001214659-17-006183 · marketforms-39999.xml · derivative · entry 2

McNeill Mark A. · CIK 0001714348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846

Underlying: Common Stock · 8,846 shares

Expires 2027-10-24

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 24, 2018.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:30 UTC
McNeill Mark A.Executive Vice President
GrantCommon Stock 3,168 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-006183 · marketforms-39999.xml · nonDerivative · entry 1

McNeill Mark A. · CIK 0001714348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,834

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an executive vice president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 23, 2018, 25% vesting on October 24, 2019 and 50% vesting on October 24, 2020.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:48 UTC
Ackerman Jeffrey CExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $31.23 $0.00
Disclosure

SEC source: 0001214659-17-005545 · marketforms-39514.xml · derivative · entry 2

Ackerman Jeffrey C · CIK 0001358145 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-09-05

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 5, 2018.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:48 UTC
Ackerman Jeffrey CExecutive Vice President & CFO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005545 · marketforms-39514.xml · nonDerivative · entry 1

Ackerman Jeffrey C · CIK 0001358145 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a grant of restricted stock units from the issuer for services as executive vice president and chief financial officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on October 5, 2018, 25% vesting on September 5, 2019 and 50% vesting on September 5, 2020.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 18:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,666 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001214659-17-005432 · marketforms-39515.xml · derivative · entry 4

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,666 shares

Expires 2017-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The option was previously reported as covering 20,000 shares of the issuer's common stock at an exercise price of $2.72 per share, but was adjusted to reflect the 1-for-3 reverse stock split that occurred on November 3, 2010.

F5 · derivative.exercise_date: The option became exercisable in two equal installments on (i) December 16, 2013, the date that the closing price of the issuer's common stock on the New York Stock Exchange was at least $24.00 per share for 30 consecutive trading days, and (ii) March 4, 2015, the date that the closing price of the issuer's common stock on the New York Stock Exchange was at least $30.00 per share for 30 consecutive trading days.

F4 · derivative.underlying_shares: The option was previously reported as covering 20,000 shares of the issuer's common stock at an exercise price of $2.72 per share, but was adjusted to reflect the 1-for-3 reverse stock split that occurred on November 3, 2010.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 18:22 UTC Exercise / conversionCommon Stock 6,666 $8.16 $54,394.56
Disclosure

SEC source: 0001214659-17-005432 · marketforms-39515.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares delivered upon the exercise of a stock option.

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August 23, 2017 Filed Aug 25, 2017 17:47 UTC PurchaseCommon Stock 3,683 $29.98 $110,416.34
Disclosure

SEC source: 0001214659-17-005293 · marketforms-39498.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 1,253,980

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.95 to $29.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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August 21, 2017 Filed Aug 23, 2017 21:17 UTC
Vegas John DExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $30.23 $0.00
Disclosure

SEC source: 0001214659-17-005262 · marketforms-39478.xml · derivative · entry 2

Vegas John D · CIK 0001712877 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-08-21

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 21, 2018.

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August 21, 2017 Filed Aug 23, 2017 21:17 UTC
Vegas John DExecutive Vice President
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005262 · marketforms-39478.xml · nonDerivative · entry 1

Vegas John D · CIK 0001712877 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,335

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an executive vice president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on September 20, 2018, 25% vesting on August 21, 2019 and 50% vesting on August 21, 2020.

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August 16, 2017 Filed Aug 18, 2017 20:00 UTC
McNeill Mark A.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,666 $0.00 Strike: $8.16 $0.00
Disclosure

SEC source: 0001214659-17-005204 · marketforms-39474.xml · derivative · entry 2

McNeill Mark A. · CIK 0001714348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2017-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in three equal annual installments on October 24 of each of 2008, 2009 and 2010.

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August 16, 2017 Filed Aug 18, 2017 20:00 UTC
McNeill Mark A.Executive Vice President
Exercise / conversionCommon Stock 16,666 $8.16 $135,994.56
Disclosure

SEC source: 0001214659-17-005204 · marketforms-39474.xml · nonDerivative · entry 1

McNeill Mark A. · CIK 0001714348 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares delivered upon the exercise of an employee stock option.

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August 14, 2017 Filed Aug 17, 2017 23:33 UTC
Gerstein RichardExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $30.96 $0.00
Disclosure

SEC source: 0001214659-17-005197 · marketforms-39468.xml · derivative · entry 2

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-08-14

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 14, 2018.

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August 14, 2017 Filed Aug 17, 2017 23:33 UTC
Gerstein RichardExecutive Vice President
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005197 · marketforms-39468.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: Represents a grant of restricted stock units from the issuer for services as an executive vice president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on September 13, 2018, 25% vesting on August 14, 2019 and 50% vesting on August 14, 2020.

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August 11, 2017 Filed Aug 15, 2017 23:30 UTC PurchaseCommon Stock 12,002 $30.69 $368,341.38
Disclosure

SEC source: 0001214659-17-005163 · marketforms-39444.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 1,250,297

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.50 to $30.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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August 09, 2017 Filed Aug 11, 2017 17:15 UTC PurchaseCommon Stock 2,998 $30.99 $92,908.02
Disclosure

SEC source: 0001214659-17-004982 · marketforms-39426.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.98 to $30.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 09, 2017 Filed Aug 15, 2017 23:27 UTC Amendment PurchaseCommon Stock 2,998 $30.99 $92,908.02
Disclosure

SEC source: 0001214659-17-005161 · marketforms-39452.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (3)

Disclosed balance after: 1,238,295

F1 · shares: This amendment is being filed to report correctly the transactions reported in the original Form 4 filed with the Securities and Exchange Commission on August 11, 2017, where the securities acquired and the resulting beneficial ownership related to such transactions were incorrectly reported as being acquired and directly owned by the reporting person where instead such acquisition and resulting ownership was indirect.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.98 to $30.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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August 08, 2017 Filed Aug 9, 2017 20:02 UTC PurchaseCommon Stock 1,000 $31.50 $31,500.00
Disclosure

SEC source: 0001214659-17-004904 · marketforms-39405.xml · nonDerivative · entry 1

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,915

Read SEC document
August 02, 2017 Filed Aug 3, 2017 14:33 UTC PurchaseCommon Stock 395 $32.00 $12,640.00
Disclosure

SEC source: 0001214659-17-004741 · marketforms-39351.xml · nonDerivative · entry 2

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,915

Read SEC document
August 01, 2017 Filed Aug 3, 2017 14:33 UTC PurchaseCommon Stock 705 $32.00 $22,560.00
Disclosure

SEC source: 0001214659-17-004741 · marketforms-39351.xml · nonDerivative · entry 1

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,520

Read SEC document
July 28, 2017 Filed Aug 1, 2017 21:57 UTC PurchaseCommon Stock 400 $31.42 $12,568.00
Disclosure

SEC source: 0001214659-17-004693 · marketforms-39340.xml · nonDerivative · entry 1

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.39 to $31.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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July 25, 2017 Filed Jul 26, 2017 19:19 UTC GrantCommon Stock 3,944 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-004563 · marketforms-39274.xml · nonDerivative · entry 1

MEAD JAMES D. · CIK 0001661276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,827

F1 · shares: Represents a grant of restricted stock units from the issuer for executive search consulting services provided to the issuer by the reporting person. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest in full, and vested shares will be delivered to the reporting person, on the first anniversary of the grant date.

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May 19, 2017 Filed May 22, 2017 21:17 UTC
Hall Kevin DuaneDirector · CHIEF EXECUTIVE OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $27.44 $0.00
Disclosure

SEC source: 0001214659-17-003535 · marketforms-38863.xml · derivative · entry 2

Hall Kevin Duane · CIK 0001706649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-05-19

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 19, 2018.

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May 19, 2017 Filed May 22, 2017 21:17 UTC
Hall Kevin DuaneDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003535 · marketforms-38863.xml · nonDerivative · entry 1

Hall Kevin Duane · CIK 0001706649 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · security: Represents a grant of restricted stock units from the issuer for services as chief executive officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on June 18, 2018, 25% vesting on May 19, 2019 and 50% vesting on May 19, 2020.

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May 09, 2017 Filed May 10, 2017 20:10 UTC PurchaseCommon Stock 12,500 $28.21 $352,625.00
Disclosure

SEC source: 0001214659-17-003202 · marketforms-38790.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,297

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.94 to $28.30, inclusive.

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May 08, 2017 Filed May 10, 2017 20:10 UTC PurchaseCommon Stock 12,500 $27.91 $348,875.00
Disclosure

SEC source: 0001214659-17-003202 · marketforms-38790.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,797

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.71 to $28.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.