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Gerstein Richard

Disclosed activity across 1 company

Tapewire entity
155466
SEC CIK
0001378485

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNIFI INCUFI · Entity 6574Executive Vice PresidentAugust 14, 2019August 15, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNIFI INC

Report date August 14, 2019 · Filed August 15, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,977 Reported balance After 2019-08-14 transaction · row 1
1 source row

Row 1 · 2019-08-14 · Tax withholding · Disposed 2,209 · Balance 23,977

F1: This transaction was effected in order to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 17, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected in order to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 17, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2019 Filed Aug 15, 2019 20:22 UTC UNIFI INC UFI · Entity 6574 Tax withholdingCommon Stock 2,209 $19.64 $43,384.76
Disclosure

SEC source: 0001214659-19-005334 · marketforms-45495.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,977

F1 · shares: This transaction was effected in order to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 17, 2017.

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February 06, 2019 Filed Feb 6, 2019 21:12 UTC UNIFI INC UFI · Entity 6574 PurchaseCommon Stock 5,000 $20.85 $104,250.00
Disclosure

SEC source: 0001214659-19-000846 · marketforms-44065.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,186

Read SEC document
October 30, 2018 Filed Nov 1, 2018 20:30 UTC UNIFI INC UFI · Entity 6574 GrantEmployee Stock Option (Right to Buy) · Derivative 14,400 $0.00 Strike: $23.76 $0.00
Disclosure

SEC source: 0001214659-18-006776 · marketforms-43126.xml · derivative · entry 2

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 14,400 shares

Expires 2028-10-30

F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 30, 2019, 25% vesting on October 30, 2020 and 50% vesting on October 30, 2021.

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October 30, 2018 Filed Nov 1, 2018 20:30 UTC UNIFI INC UFI · Entity 6574 GrantCommon Stock 3,420 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-006776 · marketforms-43126.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an executive vice president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 30, 2019, 25% vesting on October 30, 2020 and 50% vesting on October 30, 2021.

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September 13, 2018 Filed Sep 14, 2018 20:30 UTC UNIFI INC UFI · Entity 6574 Tax withholdingCommon Stock 2,234 $30.69 $68,561.46
Disclosure

SEC source: 0001214659-18-006044 · marketforms-42934.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,766

F1 · shares: This transaction was effected in order to satisfy the Reporting Person's tax withholding obligations in connection with the Reporting Person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of Restricted Stock Units reported on the Reporting Person's Statement of Change of Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 17, 2017.

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August 14, 2017 Filed Aug 17, 2017 23:33 UTC UNIFI INC UFI · Entity 6574 GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $30.96 $0.00
Disclosure

SEC source: 0001214659-17-005197 · marketforms-39468.xml · derivative · entry 2

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-08-14

F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on August 14, 2018.

Read SEC document
August 14, 2017 Filed Aug 17, 2017 23:33 UTC UNIFI INC UFI · Entity 6574 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005197 · marketforms-39468.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: Represents a grant of restricted stock units from the issuer for services as an executive vice president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on September 13, 2018, 25% vesting on August 14, 2019 and 50% vesting on August 14, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.