Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNIFI INC
Report date June 27, 2021 · Filed June 29, 2021
Section 16 reporting ended · disclosed 2021-06-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,027 |
Ending reported balance
After 2021-06-27 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-06-27 · Tax withholding · Disposed 1,345 · Balance 104,121 F1: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011. Row 2 · 2021-06-27 · Tax withholding · Disposed 673 · Balance 103,448 F2: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012. Row 3 · 2021-06-27 · Tax withholding · Disposed 1,345 · Balance 102,103 F3: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013. Row 4 · 2021-06-27 · Tax withholding · Disposed 2,554 · Balance 99,549 F4: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018. Row 5 · 2021-06-27 · Tax withholding · Disposed 2,515 · Balance 97,034 F5: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019. Row 6 · 2021-06-27 · Exercise / conversion · Acquired 6,000 · Balance 103,034 F6: Represents shares delivered upon the exercise of a stock option. Row 7 · 2021-06-27 · Tax withholding · Disposed 3,007 · Balance 100,027 F7: Represents shares withheld to pay the exercise price of a stock option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.47 · Expires 2021-07-27 | Direct | 0 |
Reported balance
After 2021-06-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-06-27 · Exercise / conversion · Disposed 6,000 · Balance 0 F8: The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011.
F2: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012.
F3: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013.
F4: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.
F5: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.
F6: Represents shares delivered upon the exercise of a stock option.
F7: Represents shares withheld to pay the exercise price of a stock option.
F8: The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · derivative · entry 8 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 3,007 | $24.89 | $74,844.23 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 7 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,027 F7 · shares: Represents shares withheld to pay the exercise price of a stock option. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Exercise / conversionCommon Stock | 6,000 | $12.47 | $74,820.00 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 6 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents shares delivered upon the exercise of a stock option. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 2,515 | $24.89 | $62,598.35 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 5 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,034 F5 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 2,554 | $24.89 | $63,569.06 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 4 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,549 F4 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 1,345 | $24.89 | $33,477.05 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 3 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,103 F3 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 673 | $24.89 | $16,750.97 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 2 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,448 F2 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012. Read SEC document |
| June 27, 2021 Filed Jun 29, 2021 20:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 1,345 | $24.89 | $33,477.05 |
DisclosureSEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,121 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011. Read SEC document |
| November 28, 2020 Filed Dec 1, 2020 21:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 872 | $15.52 | $13,533.44 |
DisclosureSEC source: 0001214659-20-010048 · marketforms-50368.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,466 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 21:25 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 1,311 | $14.80 | $19,402.80 |
DisclosureSEC source: 0001214659-20-009075 · marketforms-49958.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,338 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:00 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 16,684 | $24.18 | $403,419.12 |
DisclosureSEC source: 0001214659-20-001731 · marketforms-47892.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,649 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the third vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on February 23, 2017. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 21:05 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCOMMON STOCK | 1,276 | $24.12 | $30,777.12 |
DisclosureSEC source: 0001214659-19-007557 · marketforms-46775.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,333 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018. F2 · price: Represents the average of the issuer's high and low common stock trade prices for the last day of trading prior to the November 30, 2019 vesting date, which was a Saturday. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 20:43 UTC | UNIFI INC UFI · Entity 6574 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,389 | $0.00 Strike: $25.72 | $0.00 |
DisclosureSEC source: 0001214659-19-006749 · marketforms-46012.xml · derivative · entry 2 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,389 Underlying: Common Stock · 21,389 shares Expires 2029-10-29 F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 20:43 UTC | UNIFI INC UFI · Entity 6574 | GrantCommon Stock | 7,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006749 · marketforms-46012.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,609 F1 · shares: Represents a grant of restricted stock units from the issuer for services as president and chief operating officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:30 UTC | UNIFI INC UFI · Entity 6574 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,666 | $0.00 Strike: $5.73 | $0.00 |
DisclosureSEC source: 0001214659-19-003657 · marketforms-44848.xml · derivative · entry 2 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,666 shares Expires 2019-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option was previously reported as covering 110,000 shares of the issuer's common stock at an exercise price of $1.91 per share, but was adjusted to reflect the 1-for-3 reverse stock split that occurred on November 3, 2010. F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on the first, second and third anniversaries of the July 28, 2009 grant date. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:30 UTC | UNIFI INC UFI · Entity 6574 | Exercise / conversionCommon Stock | 36,666 | $5.73 | $210,096.18 |
DisclosureSEC source: 0001214659-19-003657 · marketforms-44848.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares delivered upon exercise of an employee stock option. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:15 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 8,378 | $22.91 | $191,939.98 |
DisclosureSEC source: 0001214659-19-001471 · marketforms-44195.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,459 F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on February 23, 2017. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:30 UTC | UNIFI INC UFI · Entity 6574 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $23.76 | $0.00 |
DisclosureSEC source: 0001214659-18-006777 · marketforms-43128.xml · derivative · entry 2 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2028-10-30 F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 30, 2019, 25% vesting on October 30, 2020 and 50% vesting on October 30, 2021. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:30 UTC | UNIFI INC UFI · Entity 6574 | GrantCommon Stock | 11,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-006777 · marketforms-43128.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,837 F1 · shares: Represents a grant of restricted stock units from the issuer for services as president and chief operating officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 30, 2019, 25% vesting on October 30, 2020 and 50% vesting on October 30, 2021. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 22:12 UTC | UNIFI INC UFI · Entity 6574 | Tax withholdingCommon Stock | 5,603 | $35.07 | $196,497.21 |
DisclosureSEC source: 0001214659-18-001490 · marketforms-41093.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,437 F1 · shares: This transaction was effected in order to satisfy the Reporting Person's tax withholding obligations in connection with the Reporting Person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of Restricted Stock Units reported on the Reporting Person's Statement of Change of Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on February 23, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:17 UTC | UNIFI INC UFI · Entity 6574 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001322 · marketforms-38010.xml · nonDerivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,040 F1 · security: Represents a grant of restricted stock units from the issuer for services as president of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The units vest over a three year period, to wit: 25% vesting on February 21, 2018, 25% vesting on February 21, 2019 and 50% vesting on February 21, 2020. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 21:34 UTC | UNIFI INC UFI · Entity 6574 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $29.09 | $0.00 |
DisclosureSEC source: 0001214659-16-014306 · marketforms-36569.xml · derivative · entry 1 CAUDLE THOMAS H JR · CIK 0001289898 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2026-10-26 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on October 26, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.