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UFI

UNIFI INC

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6574
SEC CIK
0000100726
Parsed reports
329

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202540
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2019 Filed Nov 1, 2019 21:00 UTC GrantCommon Stock 22,099 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006791 · marketforms-46026.xml · nonDerivative · entry 2

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F2 · security: Represents a grant of unrestricted units of common stock from the issuer for services as Executive Chairman of the issuer. This grant shall vest on a pro rata, daily (365 days assumed) basis from July 1, 2019 to June 30, 2020. Following the reporting person's termination of services as Executive Chairman of the issuer, the reporting person will receive an equivalent number of shares of common stock to the unrestricted units then vested.

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October 30, 2019 Filed Nov 1, 2019 21:00 UTC GrantCommon Stock 3,683 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006791 · marketforms-46026.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,264

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer pursuant to the reporting party's employment agreement. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

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October 30, 2019 Filed Nov 1, 2019 21:00 UTC GrantCommon Stock 4,236 $0.00 $0.00
Disclosure

SEC source: 0000950142-19-002173 · es1901200_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,871

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 30, 2019 Filed Sep 11, 2020 20:05 UTC Amendment
Carey Albert PDirector · Executive Chairman
GrantCommon Stock 25,782 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-007792 · marketforms-49533.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,363

F1 · security: As previously reported on a Form 4 filed on November 1, 2019 by the reporting person, the reporting person reported his receipt of two separate awards on October 30, 2019 for 25,782 stock units in the aggregate pursuant to the Unifi, Inc. Amended and Restated 2013 Incentive Compensation Plan (the "Plan"). The issuer subsequently determined that the vesting provisions of the awards did not comply with the terms of the Plan because the stock units vested more quickly than the three-year minimum vesting period required by the Plan. Accordingly, the issuer and the reporting person amended the vesting provisions of the awards to comply with the Plan's minimum vesting period requirement. The reporting person is filing this amendment to report the amended vesting provisions of the awards.

F2 · shares: Represents two separate grants of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units included in each grant vest over a three-year period, with 25% vesting on November 29, 2020, 25% vesting on October 30, 2021 and 50% vesting on October 30, 2022.

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October 29, 2019 Filed Oct 31, 2019 20:44 UTC
Rocha Lucas de CarvalhoVP, Latin America
GrantRestricted Stock Units · Derivative 3,110 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006751 · marketforms-46018.xml · derivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · VP, Latin America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110

Underlying: Common Stock · 3,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

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October 29, 2019 Filed Oct 31, 2019 20:43 UTC
CAUDLE THOMAS H JRDirector · President & COO
GrantEmployee Stock Option (Right to Buy) · Derivative 21,389 $0.00 Strike: $25.72 $0.00
Disclosure

SEC source: 0001214659-19-006749 · marketforms-46012.xml · derivative · entry 2

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,389

Underlying: Common Stock · 21,389 shares

Expires 2029-10-29

F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:43 UTC
CAUDLE THOMAS H JRDirector · President & COO
GrantCommon Stock 7,484 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006749 · marketforms-46012.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,609

F1 · shares: Represents a grant of restricted stock units from the issuer for services as president and chief operating officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:43 UTC
Ning HongjunVP, Asia
GrantRestricted Stock Units · Derivative 3,110 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006750 · marketforms-46015.xml · derivative · entry 1

Ning Hongjun · CIK 0001787353 · VP, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,110

Underlying: Common Stock · 3,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021 and 50% vesting on October 29, 2022, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:07 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $20.55 $0.00
Disclosure

SEC source: 0001214659-19-005830 · marketforms-45708.xml · derivative · entry 2

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-09-09

F2 · derivative.exercise_date: The option becomes exercisable in three equal annual installments on September 9 of each of 2020, 2021 and 2022.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 21:07 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005830 · marketforms-45708.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on October 9, 2020, 25% vesting on September 9, 2021 and 50% vesting on September 9, 2022.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 20:49 UTC PurchaseCommon Stock 41,700 $20.36 $849,012.00
Disclosure

SEC source: 0001214659-19-005733 · marketforms-45713.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,621,740

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.67 to $20.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 20:16 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 3,652 $18.95 $69,205.40
Disclosure

SEC source: 0001418812-19-000059 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,417,054

F1 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 23, 2019 Filed Aug 27, 2019 20:38 UTC PurchaseCommon Stock 10,000 $19.71 $197,100.00
Disclosure

SEC source: 0001214659-19-005479 · marketforms-45585.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.61 to $19.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:33 UTC PurchaseCommon Stock 10,000 $19.72 $197,200.00
Disclosure

SEC source: 0001214659-19-005416 · marketforms-45526.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.37 to $19.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 20:32 UTC PurchaseCommon Stock 3,411 $19.98 $68,151.78
Disclosure

SEC source: 0001214659-19-005388 · marketforms-45518.xml · nonDerivative · entry 3

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,000

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:32 UTC PurchaseCommon Stock 2,778 $19.99 $55,532.22
Disclosure

SEC source: 0001214659-19-005388 · marketforms-45518.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,589

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.89 to $20.00, inclusive.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 20:32 UTC PurchaseCommon Stock 12,500 $19.71 $246,375.00
Disclosure

SEC source: 0001214659-19-005388 · marketforms-45518.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,213,811

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.36 to $19.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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August 14, 2019 Filed Aug 15, 2019 20:22 UTC
Gerstein RichardExecutive Vice President
Tax withholdingCommon Stock 2,209 $19.64 $43,384.76
Disclosure

SEC source: 0001214659-19-005334 · marketforms-45495.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,977

F1 · shares: This transaction was effected in order to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 17, 2017.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:34 UTC PurchaseCommon Stock 10,600 $19.00 $201,400.00
Disclosure

SEC source: 0001214659-19-005289 · marketforms-45488.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,311

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:43 UTC PurchaseCommon Stock 1,831 $18.78 $34,386.18
Disclosure

SEC source: 0001214659-19-005186 · marketforms-45476.xml · nonDerivative · entry 3

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190,711

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.53 to $19.00, inclusive.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:43 UTC PurchaseCommon Stock 6,380 $17.82 $113,691.60
Disclosure

SEC source: 0001214659-19-005186 · marketforms-45476.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,880

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 21:40 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 115,000 $18.80 $2,162,000.00
Disclosure

SEC source: 0001418812-19-000058 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,413,402

F1 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:43 UTC PurchaseCommon Stock 12,500 $18.42 $230,250.00
Disclosure

SEC source: 0001214659-19-005186 · marketforms-45476.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.26 to $18.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 20:36 UTC
SMOSNA CHRISTOPHER AVP, Treasurer & Interim CFO
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005067 · marketforms-45423.xml · nonDerivative · entry 1

SMOSNA CHRISTOPHER A · CIK 0001657777 · VP, Treasurer & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on September 5, 2020, 25% vesting on August 5, 2021 and 50% vesting on August 5, 2022.

Read SEC document
July 26, 2019 Filed Sep 18, 2019 20:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,666 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001214659-19-005934 · marketforms-45779.xml · derivative · entry 3

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,666 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option was previously reported as covering 20,000 shares of the issuer's common stock at an exercise price of $1.91 per share, but was adjusted to reflect the 1-for-3 reverse stock split that occurred on November 3, 2010.

F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on the first, second and third anniversaries of the July 28, 2009 grant date.

Read SEC document
July 26, 2019 Filed Sep 18, 2019 20:05 UTC Tax withholdingCommon Stock 2,069 $18.47 $38,204.09
Disclosure

SEC source: 0001214659-19-005934 · marketforms-45779.xml · nonDerivative · entry 2

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,951

F2 · shares: Represents shares withheld to pay the exercise price of a stock option.

Read SEC document
July 26, 2019 Filed Sep 18, 2019 20:05 UTC Exercise / conversionCommon Stock 6,666 $5.73 $38,196.18
Disclosure

SEC source: 0001214659-19-005934 · marketforms-45779.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares delivered upon the exercise of a stock option.

Read SEC document
May 28, 2019 Filed May 28, 2019 21:00 UTC GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003844 · marketforms-45074.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,354

Read SEC document
May 17, 2019 Filed May 17, 2019 20:30 UTC
CAUDLE THOMAS H JRDirector · President & COO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,666 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001214659-19-003657 · marketforms-44848.xml · derivative · entry 2

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,666 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option was previously reported as covering 110,000 shares of the issuer's common stock at an exercise price of $1.91 per share, but was adjusted to reflect the 1-for-3 reverse stock split that occurred on November 3, 2010.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on the first, second and third anniversaries of the July 28, 2009 grant date.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:30 UTC
CAUDLE THOMAS H JRDirector · President & COO
Exercise / conversionCommon Stock 36,666 $5.73 $210,096.18
Disclosure

SEC source: 0001214659-19-003657 · marketforms-44848.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares delivered upon exercise of an employee stock option.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:54 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 50,000 $20.20 $1,010,000.00
Disclosure

SEC source: 0001418812-19-000029 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,298,402

F1 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 10, 2019 Filed May 10, 2019 20:30 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003373 · marketforms-44929.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,954

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May 10, 2019 Filed May 14, 2019 20:54 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 2,500 $20.18 $50,450.00
Disclosure

SEC source: 0001418812-19-000029 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,248,402

F1 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F2 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 09, 2019 Filed May 9, 2019 21:21 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 15,000 $20.18 $302,700.00
Disclosure

SEC source: 0001418812-19-000027 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,245,902

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 08, 2019 Filed May 9, 2019 21:21 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 63,700 $20.54 $1,308,398.00
Disclosure

SEC source: 0001418812-19-000027 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,230,902

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 07, 2019 Filed May 9, 2019 21:21 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 36,300 $20.39 $740,157.00
Disclosure

SEC source: 0001418812-19-000027 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,167,202

F1 · balance_after: Reflects the transfer to ValueAct Spring Master Fund, L.P. of 3,223 shares, which were previously awarded to Ms. Zlotnicka on October 31, 2018 pursuant to the Issuer's Director compensation policy. Under an agreement with ValueAct Capital, Ms. Zlotnicka held these shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and as such the vested shares have been transferred.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:30 UTC PurchaseCOMMON STOCK 9,741 $22.10 $215,276.10
Disclosure

SEC source: 0001214659-19-001710 · marketforms-44304.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,580,040

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.025 to $22.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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February 21, 2019 Filed Feb 25, 2019 21:15 UTC
CAUDLE THOMAS H JRDirector · President & COO
Tax withholdingCommon Stock 8,378 $22.91 $191,939.98
Disclosure

SEC source: 0001214659-19-001471 · marketforms-44195.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,459

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on February 23, 2017.

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February 14, 2019 Filed Feb 15, 2019 22:19 UTC PurchaseCOMMON STOCK 24,354 $22.92 $558,193.68
Disclosure

SEC source: 0001214659-19-001312 · marketforms-44145.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,570,299

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.81 to $23.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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February 08, 2019 Filed Feb 8, 2019 22:00 UTC PurchaseCOMMON STOCK 5,100 $21.60 $110,160.00
Disclosure

SEC source: 0001214659-19-000947 · marketforms-44070.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,545,945

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.27 to $22.10, inclusive.

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February 07, 2019 Filed Feb 7, 2019 22:11 UTC PurchaseCommon Stock 20,000 $21.59 $431,800.00
Disclosure

SEC source: 0001214659-19-000870 · marketforms-44068.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.00 to $22.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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February 07, 2019 Filed Feb 8, 2019 22:00 UTC PurchaseCOMMON STOCK 30,443 $21.49 $654,220.07
Disclosure

SEC source: 0001214659-19-000947 · marketforms-44070.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 1,540,845

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.08 to $22.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

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February 06, 2019 Filed Feb 6, 2019 21:12 UTC
Gerstein RichardExecutive Vice President
PurchaseCommon Stock 5,000 $20.85 $104,250.00
Disclosure

SEC source: 0001214659-19-000846 · marketforms-44065.xml · nonDerivative · entry 1

Gerstein Richard · CIK 0001378485 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,186

Read SEC document
February 06, 2019 Filed Feb 6, 2019 21:06 UTC PurchaseCommon Stock 5,000 $20.97 $104,850.00
Disclosure

SEC source: 0001214659-19-000844 · marketforms-44064.xml · nonDerivative · entry 1

CHARRON PAUL R · CIK 0001196788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,449

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.9494 to $21.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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February 06, 2019 Filed Feb 7, 2019 22:11 UTC PurchaseCommon Stock 20,000 $20.93 $418,600.00
Disclosure

SEC source: 0001214659-19-000870 · marketforms-44068.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.76 to $21.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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January 29, 2019 Filed Jan 30, 2019 21:30 UTC GrantStock Option (Right to Buy) · Derivative 32,894 $0.00 Strike: $21.02 $0.00
Disclosure

SEC source: 0001214659-19-000635 · marketforms-43882.xml · derivative · entry 1

Carey Albert P · CIK 0001368054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,894

Underlying: Common Stock · 32,894 shares

Expires 2029-01-29

F1 · security: Grant of stock options from the issuer for services as non-executive chairman of the issuer's Board of Directors pursuant to the issuer's director compensation policy. The options were fully vested on the date of grant.

F1 · derivative.exercise_date: Grant of stock options from the issuer for services as non-executive chairman of the issuer's Board of Directors pursuant to the issuer's director compensation policy. The options were fully vested on the date of grant.

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November 20, 2018 Filed Nov 21, 2018 22:47 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 52,500 $26.83 $1,408,575.00
Disclosure

SEC source: 0001418812-18-000108 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,127,679

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are held by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 22:47 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 8,000 $26.92 $215,360.00
Disclosure

SEC source: 0001418812-18-000108 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,075,179

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are held by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

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November 16, 2018 Filed Nov 16, 2018 21:52 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 21,600 $26.98 $582,768.00
Disclosure

SEC source: 0001418812-18-000105 · primary_doc.xml · nonDerivative · entry 3

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,067,179

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are held by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

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November 15, 2018 Filed Nov 16, 2018 21:52 UTC
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Spring Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
PurchaseCommon Stock 11,300 $26.92 $304,196.00
Disclosure

SEC source: 0001418812-18-000105 · primary_doc.xml · nonDerivative · entry 2

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,045,579

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are held by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.