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UFI

UNIFI INC

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6574
SEC CIK
0000100726
Parsed reports
329

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202540
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 3,007 $24.89 $74,844.23
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 7

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,027

F7 · shares: Represents shares withheld to pay the exercise price of a stock option.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Exercise / conversionCommon Stock 6,000 $12.47 $74,820.00
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 6

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents shares delivered upon the exercise of a stock option.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 2,515 $24.89 $62,598.35
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 5

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,034

F5 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

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June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 2,554 $24.89 $63,569.06
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 4

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,549

F4 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 1,345 $24.89 $33,477.05
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 3

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,103

F3 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 673 $24.89 $16,750.97
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 2

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,448

F2 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012.

Read SEC document
June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Tax withholdingCommon Stock 1,345 $24.89 $33,477.05
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,121

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011.

Read SEC document
June 10, 2021 Filed Jun 10, 2021 20:31 UTC SaleCommon Stock 2,000 $25.21 $50,420.00
Disclosure

SEC source: 0001214659-21-006435 · marketforms-53104.xml · nonDerivative · entry 4

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,489,240

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.87 to $25.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:31 UTC SaleCommon Stock 33,000 $24.78 $817,740.00
Disclosure

SEC source: 0001214659-21-006435 · marketforms-53104.xml · nonDerivative · entry 3

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,491,240

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.63 to $25.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:31 UTC SaleCommon Stock 25,000 $25.01 $625,250.00
Disclosure

SEC source: 0001214659-21-006435 · marketforms-53104.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,524,240

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.92 to $25.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:00 UTC SaleCommon Stock 12,825 $25.35 $325,113.75
Disclosure

SEC source: 0001214659-21-006367 · marketforms-53077.xml · nonDerivative · entry 3

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,549,240

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.17 to $25.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:00 UTC SaleCommon Stock 27,175 $25.91 $704,104.25
Disclosure

SEC source: 0001214659-21-006367 · marketforms-53077.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,562,065

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.52 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:06 UTC GiftCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-005894 · marketforms-52941.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,980

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC
Ning HongjunPresident, UAP
Exercise / conversionRestricted Stock Units · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000978 · marketforms-51309.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

F2 · derivative.expiration_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC
Ning HongjunPresident, UAP
Disposition to issuerCommon Stock 943 $21.19 $19,982.17
Disclosure

SEC source: 0001214659-21-000978 · marketforms-51309.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC
Ning HongjunPresident, UAP
Exercise / conversionCommon Stock 943 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-000978 · marketforms-51309.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000977 · marketforms-51310.xml · derivative · entry 3

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

F2 · derivative.expiration_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC Disposition to issuerCommon Stock 943 $21.19 $19,982.17
Disclosure

SEC source: 0001214659-21-000977 · marketforms-51310.xml · nonDerivative · entry 2

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:05 UTC Exercise / conversionCommon Stock 943 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-000977 · marketforms-51310.xml · nonDerivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 21:10 UTC GrantCommon Stock 3,957 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-000854 · marketforms-51297.xml · nonDerivative · entry 1

Battle Emma S. · CIK 0001769744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F1 · shares: Represents a grant of common stock from the issuer for services as a director of the issuer.

Read SEC document
November 28, 2020 Filed Dec 1, 2020 21:05 UTC
CAUDLE THOMAS H JRDirector · President & COO
Tax withholdingCommon Stock 872 $15.52 $13,533.44
Disclosure

SEC source: 0001214659-20-010048 · marketforms-50368.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,466

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

Read SEC document
November 19, 2020 Filed Nov 19, 2020 21:20 UTC SaleCommon Stock 1,524 $15.12 $23,042.88
Disclosure

SEC source: 0001214659-20-009762 · marketforms-50164.xml · nonDerivative · entry 4

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,589,240

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:20 UTC SaleCommon Stock 8,476 $16.19 $137,226.44
Disclosure

SEC source: 0001214659-20-009762 · marketforms-50164.xml · nonDerivative · entry 3

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,590,764

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:20 UTC SaleCommon Stock 50,000 $16.40 $820,000.00
Disclosure

SEC source: 0001214659-20-009762 · marketforms-50164.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,599,240

F1 · ownership.nature: The reporting person is the founder, managing principal and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 21:25 UTC
CAUDLE THOMAS H JRDirector · President & COO
Tax withholdingCommon Stock 1,311 $14.80 $19,402.80
Disclosure

SEC source: 0001214659-20-009075 · marketforms-49958.xml · nonDerivative · entry 1

CAUDLE THOMAS H JR · CIK 0001289898 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,338

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC
Carey Albert PDirector · Executive Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 51,852 $0.00 Strike: $15.10 $0.00
Disclosure

SEC source: 0001214659-20-009006 · marketforms-49935.xml · derivative · entry 2

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,852

Underlying: Common Stock · 51,852 shares

Expires 2030-10-29

F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 29, 2021, 25% vesting on October 29, 2022 and 50% vesting on October 29, 2023.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC
Carey Albert PDirector · Executive Chairman
GrantCommon Stock 23,180 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009006 · marketforms-49935.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,443

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 29, 2021, 25% vesting on October 29, 2022 and 50% vesting on October 29, 2023.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009004 · marketforms-49932.xml · derivative · entry 4

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

F3 · derivative.expiration_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC Disposition to issuerCommon Stock 778 $15.10 $11,747.80
Disclosure

SEC source: 0001214659-20-009004 · marketforms-49932.xml · nonDerivative · entry 2

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC Exercise / conversionCommon Stock 778 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-20-009004 · marketforms-49932.xml · nonDerivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC
Ning HongjunPresident, UAP
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009003 · marketforms-49934.xml · derivative · entry 4

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,332

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 29, 2020, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

F3 · derivative.expiration_date: On October 29, 2020, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC
Ning HongjunPresident, UAP
Disposition to issuerCommon Stock 778 $15.10 $11,747.80
Disclosure

SEC source: 0001214659-20-009003 · marketforms-49934.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC
Ning HongjunPresident, UAP
Exercise / conversionCommon Stock 778 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-20-009003 · marketforms-49934.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 21:05 UTC GrantCommon Stock 7,228 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002458 · es200110012_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,099

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 28, 2020 Filed Oct 30, 2020 20:12 UTC GrantCommon Stock 3,143 $0.00 $0.00
Disclosure

SEC source: 0000902664-20-003800 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock. The reporting person is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and indirectly for Inclusive Capital Partners, L.P. and may transfer the award directly to In-Cap Spring Master Fund.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 17,780 $0.00 Strike: $15.91 $0.00
Disclosure

SEC source: 0001214659-20-009005 · marketforms-49937.xml · derivative · entry 2

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,780

Underlying: Common Stock · 17,780 shares

Expires 2030-10-28

F2 · derivative.exercise_date: The option vests over a three-year period, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022 and 50% vesting on October 28, 2023.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 7,544 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009005 · marketforms-49937.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,044

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President and Chief Financial Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 28, 2021, 25% vesting on October 28, 2022 and 50% vesting on October 28, 2023.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantRestricted Stock Unit · Derivative 8,172 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009004 · marketforms-49932.xml · derivative · entry 3

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,172

Underlying: Common Stock · 8,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: The restricted stock units vest over a three-year period, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022 and 50% vesting on October 28, 2023, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest over a three-year period, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022 and 50% vesting on October 28, 2023, and, pursuant to the terms of the grant, will be settled in cash within 30 days following the applicable vesting date.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC
Ning HongjunPresident, UAP
GrantRestricted Stock Units · Derivative 10,060 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009003 · marketforms-49934.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · President, UAP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

Underlying: Common Stock · 10,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

F2 · derivative.expiration_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 6,285 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009001 · marketforms-49939.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,285

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 6,285 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009002 · marketforms-49938.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,702

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 6,285 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009000 · marketforms-49940.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,661

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 28, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 7,857 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-008999 · marketforms-49941.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,780

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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August 18, 2020 Filed Aug 18, 2020 20:05 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 4,390 $12.88 $56,543.20
Disclosure

SEC source: 0001214659-20-007315 · marketforms-49482.xml · nonDerivative · entry 3

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,447

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.79 to $12.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 17, 2020 Filed Aug 18, 2020 20:05 UTC PurchaseCommon Stock 21,500 $13.06 $280,790.00
Disclosure

SEC source: 0001214659-20-007316 · marketforms-49475.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.69 to $13.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 17, 2020 Filed Aug 18, 2020 20:05 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 3,000 $12.71 $38,130.00
Disclosure

SEC source: 0001214659-20-007315 · marketforms-49482.xml · nonDerivative · entry 2

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,057

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August 14, 2020 Filed Aug 18, 2020 20:05 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 3,000 $12.84 $38,520.00
Disclosure

SEC source: 0001214659-20-007315 · marketforms-49482.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,057

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.83 to $12.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 13, 2020 Filed Aug 17, 2020 22:37 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 11,645 $12.85 $149,638.25
Disclosure

SEC source: 0001214659-20-007263 · marketforms-49469.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,057

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.75 to $12.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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August 11, 2020 Filed Aug 13, 2020 20:30 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 1,500 $12.82 $19,230.00
Disclosure

SEC source: 0001214659-20-007050 · marketforms-49443.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,412

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August 10, 2020 Filed Aug 11, 2020 20:30 UTC PurchaseCommon Stock 8,500 $11.99 $101,915.00
Disclosure

SEC source: 0001214659-20-006969 · marketforms-49436.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.37 to $12.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.