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UFI

UNIFI INC

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6574
SEC CIK
0000100726
Parsed reports
329

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202540
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,043 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · derivative · entry 6

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.

F3 · derivative.exercise_date: The Board of Directors of the issuer approved the accelerated vesting of 2,043 of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 30, 2020. The remaining 4,086 unvested restricted stock units from this grant were forfeited.

F3 · derivative.expiration_date: The Board of Directors of the issuer approved the accelerated vesting of 2,043 of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 30, 2020. The remaining 4,086 unvested restricted stock units from this grant were forfeited.

Read SEC document
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · derivative · entry 5

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.

F2 · derivative.exercise_date: The Board of Directors of the issuer approved the accelerated vesting of all of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

F2 · derivative.expiration_date: The Board of Directors of the issuer approved the accelerated vesting of all of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

Read SEC document
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Disposition to issuerCommon Stock 2,043 $13.86 $28,315.98
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · nonDerivative · entry 4

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Exercise / conversionCommon Stock 2,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · nonDerivative · entry 3

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.

Read SEC document
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Disposition to issuerCommon Stock 1,554 $13.86 $21,538.44
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · nonDerivative · entry 2

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 31, 2022 Filed Aug 1, 2022 20:05 UTC Exercise / conversionCommon Stock 1,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-009432 · marketforms-56735.xml · nonDerivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · Former Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 20:05 UTC GiftCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-008014 · marketforms-56464.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,155

Read SEC document
May 18, 2022 Filed May 19, 2022 20:08 UTC PurchaseCommon Stock 50,000 $13.57 $678,680.00
Disclosure

SEC source: 0001214659-22-007218 · marketforms-56247.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,825

Read SEC document
May 06, 2022 Filed May 9, 2022 20:05 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 5,300 $13.65 $72,345.00
Disclosure

SEC source: 0001214659-22-006476 · marketforms-56136.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,031

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.57 to $13.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:05 UTC PurchaseCommon Stock 3,000 $13.72 $41,160.00
Disclosure

SEC source: 0001214659-22-006475 · marketforms-56133.xml · nonDerivative · entry 2

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,508

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.70 to $13.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:05 UTC PurchaseCommon Stock 7,000 $14.05 $98,350.00
Disclosure

SEC source: 0001214659-22-006475 · marketforms-56133.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,508

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.96 to $14.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 14, 2022 Filed Feb 14, 2022 21:05 UTC SaleCommon Stock 122,000 $18.75 $2,287,500.00
Disclosure

SEC source: 0001214659-22-002593 · marketforms-55391.xml · nonDerivative · entry 2

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,367,240

F1 · ownership.nature: The reporting person is the founder, managing principal, and a member of Impala Asset Management LLC and Impala Asset Advisors LLC, which are, respectively, investment manager and general partner to funds that hold these securities, and the reporting person is a limited partner in some of these funds. As such, the reporting person may be deemed to beneficially own these securities. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001566 · marketforms-55222.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

F2 · derivative.expiration_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Disposition to issuerCommon Stock 1,886 $18.81 $35,475.66
Disclosure

SEC source: 0001214659-22-001566 · marketforms-55222.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Exercise / conversionCommon Stock 1,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-001566 · marketforms-55222.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001567 · marketforms-55220.xml · derivative · entry 3

Rocha Lucas de Carvalho · CIK 0001787354 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

F2 · derivative.expiration_date: On January 28, 2019, the reporting person was granted 3,772 restricted stock units, with 25% vesting on January 28, 2020, 25% vesting on January 28, 2021, and 50% vesting on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Disposition to issuerCommon Stock 1,886 $18.81 $35,475.66
Disclosure

SEC source: 0001214659-22-001567 · marketforms-55220.xml · nonDerivative · entry 2

Rocha Lucas de Carvalho · CIK 0001787354 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:05 UTC Exercise / conversionCommon Stock 1,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-001567 · marketforms-55220.xml · nonDerivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:01 UTC PurchaseCommon Stock 2,500 $23.84 $59,600.00
Disclosure

SEC source: 0001214659-21-013027 · marketforms-54627.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,825

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.65 to $24.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 09, 2021 Filed Dec 9, 2021 21:35 UTC PurchaseCommon Stock 11,000 $23.40 $257,400.00
Disclosure

SEC source: 0001214659-21-012942 · marketforms-54596.xml · nonDerivative · entry 3

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528,325

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.06 to $23.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 21:35 UTC PurchaseCommon Stock 6,000 $23.03 $138,180.00
Disclosure

SEC source: 0001214659-21-012942 · marketforms-54596.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,325

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.69 to $23.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:35 UTC PurchaseCommon Stock 5,500 $22.43 $123,365.00
Disclosure

SEC source: 0001214659-21-012942 · marketforms-54596.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,325

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.02 to $22.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 06, 2021 Filed Dec 6, 2021 21:29 UTC PurchaseCommon Stock 10,000 $21.46 $214,600.00
Disclosure

SEC source: 0001214659-21-012738 · marketforms-54519.xml · nonDerivative · entry 3

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,825

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.20 to $21.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:29 UTC PurchaseCommon Stock 8,000 $20.66 $165,280.00
Disclosure

SEC source: 0001214659-21-012738 · marketforms-54519.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,825

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.50 to $21.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:29 UTC PurchaseCommon Stock 7,000 $20.72 $145,040.00
Disclosure

SEC source: 0001214659-21-012738 · marketforms-54519.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,825

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.36 to $20.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · derivative · entry 6

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

F3 · derivative.expiration_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Disposition to issuerCommon Stock 778 $23.99 $18,664.22
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · nonDerivative · entry 4

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionCommon Stock 778 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · nonDerivative · entry 3

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · derivative · entry 6

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

F3 · derivative.expiration_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Disposition to issuerCommon Stock 778 $23.99 $18,664.22
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · nonDerivative · entry 4

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionCommon Stock 778 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · nonDerivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 2,043 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · derivative · entry 5

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

Underlying: Common Stock · 2,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 28, 2020, the reporting person was granted 8,172 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

F2 · derivative.expiration_date: On October 28, 2020, the reporting person was granted 8,172 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Disposition to issuerCommon Stock 2,043 $23.46 $47,928.78
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · nonDerivative · entry 2

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionCommon Stock 2,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-010945 · marketforms-54106.xml · nonDerivative · entry 1

Rocha Lucas de Carvalho · CIK 0001787354 · President, UdB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 2,515 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · derivative · entry 5

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

Underlying: Common Stock · 2,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

F2 · derivative.expiration_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Disposition to issuerCommon Stock 2,515 $23.46 $59,001.90
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 28, 2021 Filed Oct 29, 2021 20:40 UTC Exercise / conversionCommon Stock 2,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-21-010944 · marketforms-54105.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

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October 27, 2021 Filed Oct 29, 2021 20:40 UTC
Carey Albert PDirector · Executive Chairman
GrantCommon Stock 15,892 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010943 · marketforms-54108.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,335

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 26, 2022, 25% vesting on October 27, 2023, and 50% vesting on October 27, 2024.

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October 27, 2021 Filed Oct 29, 2021 20:16 UTC GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010928 · marketforms-54103.xml · nonDerivative · entry 1

Ramlo Rhonda L. · CIK 0001891054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:16 UTC GrantCommon Stock 5,221 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-003474 · es210197307_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,320

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010927 · marketforms-54110.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,825

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010925 · marketforms-54111.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,201

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 4,994 $0.00 $0.00
Disclosure

SEC source: 0000902664-21-004671 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The reporting person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for In-Cap and may transfer the award directly to the In-Cap Funds.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 5,675 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010924 · marketforms-54109.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,655

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 4,540 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010923 · marketforms-54107.xml · nonDerivative · entry 1

Bishop Robert J · CIK 0001673737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,242

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 27, 2021 Filed Oct 29, 2021 20:15 UTC GrantCommon Stock 3,178 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010922 · marketforms-54104.xml · nonDerivative · entry 1

Battle Emma S. · CIK 0001769744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,135

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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October 26, 2021 Filed Oct 28, 2021 20:13 UTC
INGLE EDMUND MDirector · CEO
GrantCommon Stock 16,284 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010853 · marketforms-54098.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,731

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Chief Executive Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 25, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

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October 26, 2021 Filed Oct 28, 2021 20:13 UTC GrantRestricted Stock Unit · Derivative 7,144 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010852 · marketforms-54100.xml · derivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Underlying: Common Stock · 7,144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

F2 · derivative.expiration_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

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October 26, 2021 Filed Oct 28, 2021 20:11 UTC GrantCommon Stock 5,464 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-010851 · marketforms-54099.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,508

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President and Chief Financial Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 25, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

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June 27, 2021 Filed Jun 29, 2021 20:05 UTC
CAUDLE THOMAS H JRFormer Officer and Director
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001214659-21-007033 · marketforms-53225.xml · derivative · entry 8

CAUDLE THOMAS H JR · CIK 0001289898 · Former Officer and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.