Tapewire

NYSE · USD

UEC

URANIUM ENERGY CORP

Export transactions ↓
Tapewire entity
3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2023 Filed Jul 7, 2023 21:33 UTC SaleCOMMON STOCK 46,000 $3.37 $155,020.00
Disclosure

SEC source: 0001437749-23-019615 · rdgdoc.xml · nonDerivative · entry 3

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,326

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:33 UTC Tax withholdingCOMMON STOCK 18,054 $3.39 $61,203.06
Disclosure

SEC source: 0001437749-23-019615 · rdgdoc.xml · nonDerivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,326

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:33 UTC Exercise / conversionCOMMON STOCK 40,000 $1.53 $61,200.00
Disclosure

SEC source: 0001437749-23-019615 · rdgdoc.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:54 UTC
KONG DAVIDDirector
Exercise / conversionOptions · Derivative 40,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001437749-23-019617 · rdgdoc.xml · derivative · entry 4

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,776

Underlying: Common Stock · 40,000 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:54 UTC
KONG DAVIDDirector
SaleCommon Stock 7,000 $3.35 $23,481.50
Disclosure

SEC source: 0001437749-23-019617 · rdgdoc.xml · nonDerivative · entry 3

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,532

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:54 UTC
KONG DAVIDDirector
Tax withholdingCommon Stock 18,054 $3.39 $61,203.06
Disclosure

SEC source: 0001437749-23-019617 · rdgdoc.xml · nonDerivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,532

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:54 UTC
KONG DAVIDDirector
Exercise / conversionCommon Stock 40,000 $1.53 $61,200.00
Disclosure

SEC source: 0001437749-23-019617 · rdgdoc.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 18,054 shares at a fair market value of $3.39 per share being equal to the exercise price, such that the Reporting Person was issued 21,946 shares.

Read SEC document
March 24, 2023 Filed Mar 24, 2023 17:17 UTC PurchaseCOMMON STOCK 38,500 $2.61 $100,639.00
Disclosure

SEC source: 0001437749-23-007735 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,437

Read SEC document
March 24, 2023 Filed Mar 24, 2023 18:40 UTC
Adnani AmirDirector · President and CEO
PurchaseCOMMON STOCK 20,000 $2.73 $54,600.00
Disclosure

SEC source: 0001437749-23-007770 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,635,101

Read SEC document
March 24, 2023 Filed Mar 24, 2023 18:15 UTC
Adnani AmirDirector · President and CEO
PurchaseCOMMON STOCK 60,000 $2.66 $159,558.00
Disclosure

SEC source: 0001437749-23-007754 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615,101

Read SEC document
March 24, 2023 Filed Mar 24, 2023 16:04 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
PurchaseCOMMON STOCK 21,000 $2.50 $52,586.10
Disclosure

SEC source: 0001437749-23-007723 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,781

Read SEC document
August 22, 2022 Filed Aug 24, 2022 17:24 UTC
MANI GANPATDirector
Exercise / conversionOptions · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001437749-22-021280 · rdgdoc.xml · derivative · entry 3

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,735

Underlying: Common Stock · 35,000 shares

Expires 2022-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 17:24 UTC
MANI GANPATDirector
Tax withholdingCOMMON STOCK 12,692 $3.53 $44,802.76
Disclosure

SEC source: 0001437749-22-021280 · rdgdoc.xml · nonDerivative · entry 2

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,064

Read SEC document
August 22, 2022 Filed Aug 24, 2022 17:24 UTC
MANI GANPATDirector
Exercise / conversionCOMMON STOCK 35,000 $1.28 $44,800.00
Disclosure

SEC source: 0001437749-22-021280 · rdgdoc.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 12,692 shares at a fair market value of $3.53 per share being equal to the exercise price, such that the Reporting Person was issued 22,308 shares.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:19 UTC
OBARA PATChief Financial Officer
Exercise / conversionOptions · Derivative 80,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001437749-22-021278 · rdgdoc.xml · derivative · entry 3

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 80,000 shares

Expires 2022-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:19 UTC
OBARA PATChief Financial Officer
Tax withholdingCOMMON STOCK 42,649 $3.53 $150,550.97
Disclosure

SEC source: 0001437749-22-021278 · rdgdoc.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,277

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:19 UTC
OBARA PATChief Financial Officer
Exercise / conversionCOMMON STOCK 80,000 $1.28 $102,400.00
Disclosure

SEC source: 0001437749-22-021278 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price and tax withholding pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 42,649 shares at a fair market value of $3.53 per share being equal to the exercise price, such that the Reporting Person was issued 37,351 shares.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionOptions · Derivative 165,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001437749-22-021276 · rdgdoc.xml · derivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 165,000 shares

Expires 2022-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCOMMON STOCK 87,963 $3.53 $310,509.39
Disclosure

SEC source: 0001437749-22-021276 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,555,101

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCOMMON STOCK 165,000 $1.28 $211,200.00
Disclosure

SEC source: 0001437749-22-021276 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price and tax withholding pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 87,963 shares at a fair market value of $3.53 per share being equal to the exercise price, such that the Reporting Person was issued 77,037 shares.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 510,675 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · derivative · entry 8

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,802

Underlying: Common Stock · 510,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

F8 · derivative.expiration_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · derivative · entry 7

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,431

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCOMMON STOCK 273,212 $4.20 $1,147,490.40
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · nonDerivative · entry 4

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,478,064

F10 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCOMMON STOCK 510,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · nonDerivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCOMMON STOCK 53,500 $4.20 $224,700.00
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240,601

F9 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCOMMON STOCK 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,294,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,434

Underlying: Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F5 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:59 UTC Exercise / conversionCOMMON STOCK 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018487 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 76,601 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · derivative · entry 8

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,214

Underlying: Common Stock · 76,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

F8 · derivative.expiration_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · derivative · entry 7

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,655

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 32,096 $4.20 $134,803.20
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · nonDerivative · entry 4

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,781

F10 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 76,601 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · nonDerivative · entry 3

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCOMMON STOCK 6,285 $4.20 $26,397.00
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · nonDerivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,276

F9 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCOMMON STOCK 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018485 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 170,225 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 8

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,566

Underlying: Common Stock · 170,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

F8 · derivative.expiration_date: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 7

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,066

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Tax withholdingCOMMON STOCK 91,071 $4.20 $382,498.20
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 4

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,926

F10 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Exercise / conversionCOMMON STOCK 170,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 3

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Tax withholdingCOMMON STOCK 17,834 $4.20 $74,902.80
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,772

F9 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units.

Read SEC document
July 30, 2022 Filed Aug 2, 2022 21:56 UTC
OBARA PATChief Financial Officer
Exercise / conversionCOMMON STOCK 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-018483 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 18:08 UTC
MANI GANPATDirector
GrantRestricted Stock Units · Derivative 11,935 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018496 · rdgdoc.xml · derivative · entry 2

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

Underlying: Common Stock · 11,935 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 18:08 UTC
MANI GANPATDirector
GrantOptions · Derivative 18,435 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001437749-22-018496 · rdgdoc.xml · derivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,735

Underlying: Common Stock · 18,435 shares

Expires 2032-07-29

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:01 UTC GrantRestricted Stock Units · Derivative 11,307 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018489 · rdgdoc.xml · derivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Stock · 11,307 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:01 UTC GrantOptions · Derivative 17,465 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001437749-22-018489 · rdgdoc.xml · derivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,735

Underlying: Common Stock · 17,465 shares

Expires 2032-07-29

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
GrantPerformance Based Restricted Stock Units · Derivative 162,848 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · derivative · entry 6

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,477

Underlying: Common Stock · 162,848 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F5 · derivative.exercise_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2024.

F5 · derivative.expiration_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2024.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:49 UTC
Adnani AmirDirector · President and CEO
GrantRestricted Stock Units · Derivative 144,121 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018481 · rdgdoc.xml · derivative · entry 5

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,431

Underlying: Common Stock · 144,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:59 UTC GrantRestricted Stock Units · Derivative 24,497 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,100

Underlying: Common Stock · 24,497 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 21:59 UTC GrantOptions · Derivative 37,841 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,920

Underlying: Common Stock · 37,841 shares

Expires 2032-07-29

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:06 UTC GrantRestricted Stock Units · Derivative 12,563 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-018494 · rdgdoc.xml · derivative · entry 2

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

Underlying: Common Stock · 12,563 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:06 UTC GrantOptions · Derivative 19,405 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001437749-22-018494 · rdgdoc.xml · derivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,735

Underlying: Common Stock · 19,405 shares

Expires 2032-07-29

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.