Tapewire

NYSE · USD

UEC

URANIUM ENERGY CORP

Export transactions ↓
Tapewire entity
3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 132,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 7

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,253,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 25,702 $5.56 $142,903.12
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 6

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,120,684

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 48,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 5

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,146,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 41,992 $5.86 $246,073.12
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 4

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,098,346

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 78,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,140,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 167,966 $5.86 $984,280.76
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,061,849

F7 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 313,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,229,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:26 UTC GrantRestricted Stock Units · Derivative 10,018 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023789 · rdgdoc.xml · derivative · entry 2

Canty Trecia M · CIK 0001654375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,403

Underlying: Common Stock · 10,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F6 · balance_after: In addition to the Restricted Stock Units to receive 10,018 shares as disclosed above, the Reporting person also holds Restricted Stock Units to receive 15,385 shares, which vest in three equal annual installments beginning on July 31, 2024. Vested shares will be delivered to the Reporting Person no later than August 30th of each year.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:26 UTC GrantOptions · Derivative 15,095 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023789 · rdgdoc.xml · derivative · entry 1

Canty Trecia M · CIK 0001654375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,314

Underlying: Common Stock · 15,095 shares

Expires 2034-07-26

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

F5 · balance_after: In addition to the options to purchase 15,095 shares as disclosed above, the Reporting Person also holds options to purchase 23,219 shares at an exercise price of $3.32 per share, subject to vesting provisions, expiring on July 31, 2033, and options to purchase 100,000 shares at an exercise price of $3.22 per share expiring on March 17, 2028.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:28 UTC GrantRestricted Stock Units · Derivative 25,046 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023790 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,476

Underlying: Common Stock · 25,046 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:28 UTC GrantOptions · Derivative 37,738 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023790 · rdgdoc.xml · derivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,705

Underlying: Common Stock · 37,738 shares

Expires 2034-07-26

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 26, 2024 Filed Jul 30, 2024 00:23 UTC
KONG DAVIDDirector
GrantRestricted Stock Units · Derivative 10,018 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023797 · rdgdoc.xml · derivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,616

Underlying: Common Stock · 10,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 00:23 UTC
KONG DAVIDDirector
GrantOptions · Derivative 15,095 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023797 · rdgdoc.xml · derivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,090

Underlying: Common Stock · 15,095 shares

Expires 2034-07-26

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 26, 2024 Filed Jul 30, 2024 00:01 UTC GrantRestricted Stock Units · Derivative 10,018 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023795 · rdgdoc.xml · derivative · entry 2

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,779

Underlying: Common Stock · 10,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 00:01 UTC GrantOptions · Derivative 15,095 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023795 · rdgdoc.xml · derivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,049

Underlying: Common Stock · 15,095 shares

Expires 2034-07-26

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:42 UTC
BERG BRENTSenior VP, U.S. Operations
GrantPerformance Based Restricted Stock Units · Derivative 16,394 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023793 · rdgdoc.xml · derivative · entry 2

BERG BRENT · CIK 0001950619 · Senior VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,394

Underlying: Common Stock · 16,394 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F5 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

F5 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:42 UTC
BERG BRENTSenior VP, U.S. Operations
GrantRestricted Stock Units · Derivative 12,022 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023793 · rdgdoc.xml · derivative · entry 1

BERG BRENT · CIK 0001950619 · Senior VP, U.S. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,022

Underlying: Common Stock · 12,022 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:38 UTC
OBARA PATChief Financial Officer
GrantPerformance Based Restricted Stock Units · Derivative 78,552 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023792 · rdgdoc.xml · derivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,451

Underlying: Common Stock · 78,552 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F5 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

F5 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:38 UTC
OBARA PATChief Financial Officer
GrantRestricted Stock Units · Derivative 57,605 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023792 · rdgdoc.xml · derivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,081

Underlying: Common Stock · 57,605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:26 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantPerformance Based Restricted Stock Units · Derivative 82,378 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023788 · rdgdoc.xml · derivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,387

Underlying: Common Stock · 82,378 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F5 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

F5 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:26 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantRestricted Stock Units · Derivative 60,410 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023788 · rdgdoc.xml · derivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,859

Underlying: Common Stock · 60,410 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:35 UTC
Adnani AmirDirector · President and CEO
GrantPerformance Based Restricted Stock Units · Derivative 540,984 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023791 · rdgdoc.xml · derivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,786

Underlying: Common Stock · 540,984 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F5 · derivative.exercise_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

F5 · derivative.expiration_date: The Performance Based Restricted Stock Units vest 100% on July 26, 2027. Vested shares will be delivered to the reporting person no later than August 25, 2027.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:35 UTC
Adnani AmirDirector · President and CEO
GrantRestricted Stock Units · Derivative 396,721 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023791 · rdgdoc.xml · derivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,291

Underlying: Common Stock · 396,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 17:09 UTC GrantRestricted Stock Units · Derivative 10,018 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023879 · rdgdoc.xml · derivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,941

Underlying: Common Stock · 10,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 17:09 UTC GrantOptions · Derivative 15,095 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023879 · rdgdoc.xml · derivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,049

Underlying: Common Stock · 15,095 shares

Expires 2034-07-26

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionPerformance Stock Options · Derivative 850,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · derivative · entry 12

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,915

Underlying: Common Stock · 850,000 shares

Expires 2030-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionOptions · Derivative 150,000 Not disclosed Strike: $0.91 Not disclosed
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · derivative · entry 11

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2030-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionOptions · Derivative 550,000 Not disclosed Strike: $0.94 Not disclosed
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · derivative · entry 10

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 550,000 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 194,160 $7.53 $1,462,024.80
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 9

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,896,202

F3 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 124,170 $7.53 $935,000.10
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 8

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 5,090,362

F3 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 850,000 $1.10 $935,000.00
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 7

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 5,214,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 35,276 $7.53 $265,628.28
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 6

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,364,532

F2 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 18,127 $7.53 $136,496.31
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 5

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,399,808

F2 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 150,000 $0.91 $136,500.00
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 4

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,417,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 129,114 $7.53 $972,228.42
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,267,935

F1 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 68,812 $7.53 $518,154.36
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,397,049

F1 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:17 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 550,000 $0.94 $518,155.00
Disclosure

SEC source: 0001437749-24-018236 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Amir Adnani Corp.

Disclosed balance after: 4,465,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:02 UTC
KONG DAVIDDirector
SaleCommon Stock 26,000 $6.81 $177,073.00
Disclosure

SEC source: 0001437749-24-007878 · rdgdoc.xml · nonDerivative · entry 3

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,085

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:02 UTC
KONG DAVIDDirector
Tax withholdingCommon Stock 17,750 $6.73 $119,457.50
Disclosure

SEC source: 0001437749-24-007878 · rdgdoc.xml · nonDerivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,085

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,000 shares at a fair market value of $6.73 per share being equal to the exercise price, and 10,750 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 32,250 shares.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 21:02 UTC
KONG DAVIDDirector
Exercise / conversionCommon Stock 50,000 $0.94 $47,105.00
Disclosure

SEC source: 0001437749-24-007878 · rdgdoc.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,000 shares at a fair market value of $6.73 per share being equal to the exercise price, and 10,750 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 32,250 shares.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:44 UTC SaleCommon Stock 10,120 $8.14 $82,378.82
Disclosure

SEC source: 0001437749-24-003143 · rdgdoc.xml · nonDerivative · entry 4

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,095

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:44 UTC SaleCommon Stock 700 $8.16 $5,712.00
Disclosure

SEC source: 0001437749-24-003143 · rdgdoc.xml · nonDerivative · entry 3

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,215

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:44 UTC SaleCommon Stock 1,180 $8.18 $9,652.52
Disclosure

SEC source: 0001437749-24-003143 · rdgdoc.xml · nonDerivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,915

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:44 UTC SaleCommon Stock 72,000 $8.17 $588,240.00
Disclosure

SEC source: 0001437749-24-003143 · rdgdoc.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,095

Read SEC document
November 16, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
SaleCommon Stock 2,000 $6.15 $12,300.00
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 11

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,000

Read SEC document
November 16, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
SaleCommon Stock 2,877 $6.02 $17,319.54
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 10

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,000

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
Exercise / conversionOptions · Derivative 150,000 Not disclosed Strike: $0.94 Not disclosed
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · derivative · entry 12

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 150,000 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: (2) Granted pursuant to and in accordance with the Company's stock incentive plan.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
SaleCommon Stock 5,000 $6.09 $30,450.00
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 9

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,877

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
SaleCommon Stock 5,000 $6.07 $30,350.00
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 8

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,877

Read SEC document
November 14, 2023 Filed Nov 16, 2023 23:34 UTC
OBARA PATChief Financial Officer
SaleCommon Stock 6,255 $6.06 $37,905.30
Disclosure

SEC source: 0001437749-23-032388 · rdgdoc.xml · nonDerivative · entry 7

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,877

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.