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URANIUM ENERGY CORP

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3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2017 Filed Dec 4, 2017 19:53 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,429 $1.33 $1,900.57
Disclosure

SEC source: 0001638599-17-001195 · doc4_5106.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,744

Read SEC document
December 01, 2017 Filed Dec 5, 2017 19:33 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,949 $1.33 $3,922.17
Disclosure

SEC source: 0001638599-17-001198 · doc4_5108.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,933

Read SEC document
November 01, 2017 Filed Nov 2, 2017 18:27 UTC
MANI GANPATDirector
GrantCOMMON STOCK 1,415 $1.06 $1,499.90
Disclosure

SEC source: 0001638599-17-001055 · doc4_5042.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,240

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:50 UTC GrantCOMMON STOCK 1,415 $1.06 $1,499.90
Disclosure

SEC source: 0001638599-17-001051 · doc4_5040.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,722

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:58 UTC GrantCOMMON STOCK 3,066 $1.06 $3,249.96
Disclosure

SEC source: 0001638599-17-001047 · doc4_5039.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,416

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:58 UTC GrantCOMMON STOCK 1,415 $1.06 $1,499.90
Disclosure

SEC source: 0001638599-17-001047 · doc4_5039.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,350

Read SEC document
November 01, 2017 Filed Nov 2, 2017 23:42 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,793 $1.06 $1,900.58
Disclosure

SEC source: 0001638599-17-001061 · doc4_5045.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,315

Read SEC document
November 01, 2017 Filed Nov 2, 2017 23:25 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 3,720 $1.06 $3,943.20
Disclosure

SEC source: 0001638599-17-001059 · doc4_5044.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,984

Read SEC document
November 01, 2017 Filed Nov 2, 2017 23:03 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 1,372 $1.06 $1,454.32
Disclosure

SEC source: 0001638599-17-001057 · doc4_5043.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,590

Read SEC document
November 01, 2017 Filed Nov 2, 2017 22:09 UTC GrantCOMMON STOCK 1,415 $1.06 $1,499.90
Disclosure

SEC source: 0001638599-17-001053 · doc4_5041.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,125

Read SEC document
October 20, 2017 Filed Oct 23, 2017 23:58 UTC Exercise / conversionOPTIONS · Derivative 100,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001638599-17-001025 · doc4_5026.xml · derivative · entry 3

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: COMMON STOCK · 100,000 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 23:58 UTC Tax withholdingCOMMON STOCK 37,500 $1.20 $45,000.00
Disclosure

SEC source: 0001638599-17-001025 · doc4_5026.xml · nonDerivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,307

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 37,500 shares at a fair market value of $1.20 per share being equal to the exercise price, such that the Reporting Person was issued 62,500 shares.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 23:58 UTC Exercise / conversionCOMMON STOCK 100,000 $0.45 $45,000.00
Disclosure

SEC source: 0001638599-17-001025 · doc4_5026.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 37,500 shares at a fair market value of $1.20 per share being equal to the exercise price, such that the Reporting Person was issued 62,500 shares.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 23:08 UTC GrantCOMMON STOCK 2,355 $1.38 $3,249.90
Disclosure

SEC source: 0001638599-17-000981 · doc4_5005.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,935

Read SEC document
October 02, 2017 Filed Oct 2, 2017 23:23 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,858 $1.38 $3,944.04
Disclosure

SEC source: 0001638599-17-000986 · doc4_5007.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,264

Read SEC document
October 02, 2017 Filed Oct 2, 2017 23:15 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,422 $1.38 $1,962.36
Disclosure

SEC source: 0001638599-17-000983 · doc4_5006.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,522

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:17 UTC GrantCOMMON STOCK 2,462 $1.32 $3,249.84
Disclosure

SEC source: 0001638599-17-000858 · doc4_4931.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,580

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:20 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,988 $1.32 $3,944.16
Disclosure

SEC source: 0001638599-17-000859 · doc4_4932.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,406

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:14 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,480 $1.32 $1,953.60
Disclosure

SEC source: 0001638599-17-000857 · doc4_4933.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,100

Read SEC document
August 22, 2017 Filed Aug 24, 2017 20:55 UTC
MANI GANPATDirector
GrantOPTIONS TO PURCHASE · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000801 · doc4_4904.xml · derivative · entry 2

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: COMMON STOCK · 35,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: (2) Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25%12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 35,000 shares as disclosed above, the Reporting Person also holds options to purchase 100,000 shares at an exercise price of $1.32 per share expiring September 3, 2019 and options to purchase 50,000 shares at an exercise price of $0.93 per share expiring July 28, 2021.

Read SEC document
August 22, 2017 Filed Aug 24, 2017 20:55 UTC
MANI GANPATDirector
GrantCOMMON STOCK 14,500 $1.28 $18,560.00
Disclosure

SEC source: 0001638599-17-000801 · doc4_4904.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,825

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:56 UTC GrantOPTIONS TO PURCHASE · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000803 · doc4_4902.xml · derivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: COMMON STOCK · 35,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over an 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 35,000 shares as disclosed above, the Reporting Person also holds options to purchase 175,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; options to purchase 50,000 shares at an exercise price of $0.45 expiring April 7, 2018; options to purchase 100,000 shares at an exercise price of $0.45 per share expiring October 31, 2017; and options to purchase 65,000 option at an exercise price of $0.93 per share.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:56 UTC GrantCOMMON STOCK 15,000 $1.28 $19,200.00
Disclosure

SEC source: 0001638599-17-000803 · doc4_4902.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,807

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:55 UTC
KONG DAVIDDirector
GrantOPTIONS TO PURCHASE · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000802 · doc4_4903.xml · derivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,000

Underlying: COMMON STOCK · 35,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 35,000 shares as disclosed above, the Reporting Person also holds options to purchase 175,000 shares at an exercise price of $1.32 per share expiring September 3, 2019 and 75,000 options to purchase shares at an exercise of $0.93 expiring July 28, 2021.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:55 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 14,500 $1.28 $18,560.00
Disclosure

SEC source: 0001638599-17-000802 · doc4_4903.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,218

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:57 UTC GrantOPTIONS TO PURCHASE · Derivative 45,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000804 · doc4_4900.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225,000

Underlying: COMMON STOCK · 45,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25%12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 45,000 shares as disclosed above, the Reporting Person also holds options to purchase 50,000 shares at an exercise price of $2.41 per share expiring January 15, 2023; option to purchase 50,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; options to purchase 1,000,000 shares at an exercise price of $1.14 per share expiring October 14, 2020; and options to purchase 80,000 shares at an exercise price of $0.93 per share expiring August 2, 2021.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:57 UTC GrantCOMMON STOCK 15,000 $1.28 $19,200.00
Disclosure

SEC source: 0001638599-17-000804 · doc4_4900.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,118

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:54 UTC
MELBYE SCOTTExecutive Vice President
GrantOPTIONS TO PURCHASE · Derivative 65,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000800 · doc4_4905.xml · derivative · entry 2

MELBYE SCOTT · CIK 0001619749 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,000

Underlying: COMMON STOCK · 65,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over an 18-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 65,000 shares as disclosed above, the Reporting Person also holds options to purchase 300,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; 300,000 shares at an exercise price of $0.98 per share expiring on January 12, 202; and options to purchase 60,000 shares at an exercise price of $0.93 per share expiring August 2, 2021.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:54 UTC
MELBYE SCOTTExecutive Vice President
GrantCOMMON STOCK 25,000 $1.28 $32,000.00
Disclosure

SEC source: 0001638599-17-000800 · doc4_4905.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,418

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:53 UTC
OBARA PATChief Financial Officer
GrantOPTIONS TO PURCHASE · Derivative 80,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000799 · doc4_4906.xml · derivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,000

Underlying: COMMON STOCK · 80,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 80,000 shares as disclosed above, the Reporting Person also holds options to purchase 125,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018; 400,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; and option to purchase 88,000 shares at an exercise of $0.93 per share expiring on July 28, 2021.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:53 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 35,000 $1.28 $44,800.00
Disclosure

SEC source: 0001638599-17-000799 · doc4_4906.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,620

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:53 UTC GrantOPTIONS TO PURCHASE · Derivative 35,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000798 · doc4_4907.xml · derivative · entry 2

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,000

Underlying: COMMON STOCK · 35,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 35,000 shares as disclosed above, the Reporting Person also holds options to purchase 50,000 shares at an exercise price of $0.93 per share expiring July 28, 2021; 200,000 shares at an exercise price of $1.32 per share expiring September 3, 2019 and options to purchase 100,000 shares at an exercise price of $0.45 expiring April 7, 2018.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:53 UTC GrantCOMMON STOCK 14,500 $1.28 $18,560.00
Disclosure

SEC source: 0001638599-17-000798 · doc4_4907.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,710

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:52 UTC
Adnani AmirDirector · President & CEO
GrantOPTIONS TO PURCHASE · Derivative 165,000 Not disclosed Strike: $1.28 Not disclosed
Disclosure

SEC source: 0001638599-17-000797 · doc4_4901.xml · derivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215,000

Underlying: COMMON STOCK · 165,000 shares

Expires 2022-08-22

F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company

F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

F3 · balance_after: In addition to the options to purchase 165,000 shares as disclosed above, the Reporting Person also holds options to purchase 300,000 at an exercise price of $0.93 expiring July 28, 2021; 250,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018; and 1,500,000 shares at an exercise price of $.132 per share, expiring on September 3, 2019.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:52 UTC
Adnani AmirDirector · President & CEO
GrantCOMMON STOCK 160,000 $1.28 $204,800.00
Disclosure

SEC source: 0001638599-17-000797 · doc4_4901.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431,154

Read SEC document
August 01, 2017 Filed Aug 2, 2017 13:31 UTC
MANI GANPATDirector
GrantCOMMON STOCK 938 $1.60 $1,500.80
Disclosure

SEC source: 0001638599-17-000725 · doc4_4858.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,325

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:56 UTC GrantCOMMON STOCK 938 $1.60 $1,500.80
Disclosure

SEC source: 0001638599-17-000734 · doc4_4863.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:53 UTC GrantCOMMON STOCK 938 $1.60 $1,500.80
Disclosure

SEC source: 0001638599-17-000732 · doc4_4862.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,118

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:53 UTC GrantCOMMON STOCK 2,031 $1.60 $3,249.60
Disclosure

SEC source: 0001638599-17-000732 · doc4_4862.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,180

Read SEC document
August 01, 2017 Filed Aug 2, 2017 18:09 UTC GrantCOMMON STOCK 938 $1.60 $1,500.80
Disclosure

SEC source: 0001638599-17-000735 · doc4_4859.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,210

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:48 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,497 $1.60 $3,995.20
Disclosure

SEC source: 0001638599-17-000730 · doc4_4861.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,418

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:46 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,226 $1.60 $1,961.60
Disclosure

SEC source: 0001638599-17-000729 · doc4_4860.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,620

Read SEC document
August 01, 2017 Filed Aug 2, 2017 17:27 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 939 $1.60 $1,502.40
Disclosure

SEC source: 0001638599-17-000723 · doc4_4857.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,718

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:09 UTC GrantCOMMON STOCK 2,044 $1.59 $3,249.96
Disclosure

SEC source: 0001638599-17-000679 · doc4_4840.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,149

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:17 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,287 $1.59 $3,636.33
Disclosure

SEC source: 0001638599-17-000683 · doc4_4842.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,921

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:14 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,187 $1.59 $1,887.33
Disclosure

SEC source: 0001638599-17-000681 · doc4_4841.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,394

Read SEC document
June 01, 2017 Filed Jun 5, 2017 15:05 UTC GrantCOMMON STOCK 2,338 $1.39 $3,249.82
Disclosure

SEC source: 0001638599-17-000529 · doc4_4768.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,105

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June 01, 2017 Filed Jun 5, 2017 15:14 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,617 $1.39 $3,637.63
Disclosure

SEC source: 0001638599-17-000533 · doc4_4770.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,634

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June 01, 2017 Filed Jun 5, 2017 15:09 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,305 $1.39 $1,813.95
Disclosure

SEC source: 0001638599-17-000531 · doc4_4769.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,207

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May 01, 2017 Filed May 3, 2017 11:55 UTC
MANI GANPATDirector
GrantCOMMON STOCK 1,210 $1.24 $1,500.40
Disclosure

SEC source: 0001638599-17-000394 · doc4_4678.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,387

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.