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UEC

URANIUM ENERGY CORP

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Tapewire entity
3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 1, 2018 20:01 UTC
MANI GANPATDirector
GrantCOMMON STOCK 993 $1.51 $1,499.43
Disclosure

SEC source: 0001638599-18-000452 · doc4_5371.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,188

Read SEC document
May 01, 2018 Filed May 1, 2018 23:52 UTC GrantCOMMON STOCK 993 $1.51 $1,499.43
Disclosure

SEC source: 0001638599-18-000450 · doc4_5370.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,003

Read SEC document
May 01, 2018 Filed May 1, 2018 21:50 UTC GrantCOMMON STOCK 993 $1.51 $1,499.43
Disclosure

SEC source: 0001638599-18-000442 · doc4_5366.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,847

Read SEC document
May 01, 2018 Filed May 1, 2018 21:50 UTC GrantCOMMON STOCK 2,152 $1.51 $3,249.52
Disclosure

SEC source: 0001638599-18-000442 · doc4_5366.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,854

Read SEC document
May 01, 2018 Filed May 1, 2018 23:24 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 1,006 $1.51 $1,519.06
Disclosure

SEC source: 0001638599-18-000448 · doc4_5369.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,568

Read SEC document
May 01, 2018 Filed May 1, 2018 22:49 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,305 $1.51 $1,970.55
Disclosure

SEC source: 0001638599-18-000446 · doc4_5368.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,118

Read SEC document
May 01, 2018 Filed May 1, 2018 22:24 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,500 $1.51 $3,775.00
Disclosure

SEC source: 0001638599-18-000444 · doc4_5367.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,664

Read SEC document
May 01, 2018 Filed May 2, 2018 19:17 UTC GrantCOMMON STOCK 993 $1.51 $1,499.43
Disclosure

SEC source: 0001638599-18-000454 · doc4_5373.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,158

Read SEC document
April 06, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 20,000 $1.20 $24,000.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 11

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,813

Read SEC document
April 06, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 3,750 $1.42 $5,325.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 10

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,813

Read SEC document
April 06, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 3,500 $1.40 $4,900.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 9

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,563

Read SEC document
April 06, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 3,000 $1.40 $4,200.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 8

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,063

Read SEC document
April 06, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 3,000 $1.41 $4,230.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 7

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,063

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Exercise / conversionOPTIONS · Derivative 75,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · derivative · entry 12

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,000

Underlying: COMMON STOCK · 75,000 shares

Expires 2018-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 3,000 $1.41 $4,230.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 6

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,063

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 7,136 $1.37 $9,776.32
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 5

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,063

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 1,900 $1.37 $2,593.50
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 4

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,199

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 4,002 $1.36 $5,442.72
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 3

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,099

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 23,937 $1.41 $33,751.17
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,101

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,937 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 51,063 shares.

Read SEC document
April 05, 2018 Filed Apr 7, 2018 00:17 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Exercise / conversionCOMMON STOCK 75,000 $0.45 $33,750.00
Disclosure

SEC source: 0001638599-18-000428 · doc4_5357.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,937 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 51,063 shares.

Read SEC document
April 05, 2018 Filed Apr 6, 2018 21:15 UTC Exercise / conversionOPTIONS · Derivative 100,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001638599-18-000423 · doc4_5356.xml · derivative · entry 3

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,000

Underlying: COMMON STOCK · 100,000 shares

Expires 2018-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

Read SEC document
April 05, 2018 Filed Apr 6, 2018 21:15 UTC Tax withholdingCOMMON STOCK 31,915 $1.41 $45,000.15
Disclosure

SEC source: 0001638599-18-000423 · doc4_5356.xml · nonDerivative · entry 2

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,165

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 31,915 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 68,085 shares.

Read SEC document
April 05, 2018 Filed Apr 6, 2018 21:15 UTC Exercise / conversionCOMMON STOCK 100,000 $0.45 $45,000.00
Disclosure

SEC source: 0001638599-18-000423 · doc4_5356.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 31,915 shares at a fair market value of $1.41 per share being equal to the exercise price, such that the Reporting Person was issued 68,085 shares.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:26 UTC Exercise / conversionOPTIONS · Derivative 50,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001638599-18-000425 · doc4_5354.xml · derivative · entry 3

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2018-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:26 UTC Tax withholdingCOMMON STOCK 16,667 $1.35 $22,500.45
Disclosure

SEC source: 0001638599-18-000425 · doc4_5354.xml · nonDerivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,010

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 16,667 shares at a fair market value of $1.35 per share being equal to the exercise price, such that the Reporting Person was issued 33,333 shares.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:26 UTC Exercise / conversionCOMMON STOCK 50,000 $0.45 $22,500.00
Disclosure

SEC source: 0001638599-18-000425 · doc4_5354.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 16,667 shares at a fair market value of $1.35 per share being equal to the exercise price, such that the Reporting Person was issued 33,333 shares.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:36 UTC
Adnani AmirDirector · PRESIDENT AND CEO
Exercise / conversionOPTIONS · Derivative 250,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001638599-18-000426 · doc4_5355.xml · derivative · entry 3

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,965,000

Underlying: COMMON STOCK · 250,000 shares

Expires 2018-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted pursuant to and in accordance with the Company stock option plan.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:36 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GiftCOMMON STOCK 250,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-18-000426 · doc4_5355.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,431,154

Read SEC document
April 04, 2018 Filed Apr 6, 2018 21:36 UTC
Adnani AmirDirector · PRESIDENT AND CEO
Exercise / conversionCOMMON STOCK 250,000 $0.45 $112,500.00
Disclosure

SEC source: 0001638599-18-000426 · doc4_5355.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:05 UTC GrantCOMMON STOCK 2,481 $1.31 $3,250.11
Disclosure

SEC source: 0001638599-18-000402 · doc4_5351.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,702

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:16 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,881 $1.31 $3,774.11
Disclosure

SEC source: 0001638599-18-000404 · doc4_5352.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,164

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:25 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,415 $1.31 $1,853.65
Disclosure

SEC source: 0001638599-18-000406 · doc4_5353.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,038

Read SEC document
March 01, 2018 Filed Mar 2, 2018 16:41 UTC GrantCOMMON STOCK 2,500 $1.30 $3,250.00
Disclosure

SEC source: 0001638599-18-000283 · doc4_5288.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,221

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:55 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,436 $1.30 $1,866.80
Disclosure

SEC source: 0001638599-18-000287 · doc4_5290.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,623

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:10 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,903 $1.30 $3,773.90
Disclosure

SEC source: 0001638599-18-000285 · doc4_5289.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,283

Read SEC document
February 01, 2018 Filed Feb 2, 2018 19:20 UTC
MANI GANPATDirector
GrantCOMMON STOCK 955 $1.57 $1,499.35
Disclosure

SEC source: 0001638599-18-000140 · doc4_5223.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,195

Read SEC document
February 01, 2018 Filed Feb 2, 2018 23:22 UTC GrantCOMMON STOCK 955 $1.57 $1,499.35
Disclosure

SEC source: 0001638599-18-000136 · doc4_5221.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,677

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:40 UTC GrantCOMMON STOCK 2,070 $1.57 $3,249.90
Disclosure

SEC source: 0001638599-18-000134 · doc4_5220.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,721

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:40 UTC GrantCOMMON STOCK 955 $1.57 $1,499.35
Disclosure

SEC source: 0001638599-18-000134 · doc4_5220.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,651

Read SEC document
February 01, 2018 Filed Feb 3, 2018 01:02 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,239 $1.57 $1,945.23
Disclosure

SEC source: 0001638599-18-000146 · doc4_5226.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,187

Read SEC document
February 01, 2018 Filed Feb 3, 2018 00:52 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,404 $1.57 $3,774.28
Disclosure

SEC source: 0001638599-18-000144 · doc4_5225.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,380

Read SEC document
February 01, 2018 Filed Feb 3, 2018 00:45 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 972 $1.57 $1,526.04
Disclosure

SEC source: 0001638599-18-000142 · doc4_5224.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,562

Read SEC document
February 01, 2018 Filed Feb 3, 2018 00:01 UTC GrantCOMMON STOCK 955 $1.57 $1,499.35
Disclosure

SEC source: 0001638599-18-000138 · doc4_5222.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,080

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:09 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Exercise / conversionOPTIONS · Derivative 50,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001638599-18-000069 · doc4_5188.xml · derivative · entry 3

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2018-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:09 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Tax withholdingCOMMON STOCK 11,781 $1.91 $22,501.71
Disclosure

SEC source: 0001638599-18-000069 · doc4_5188.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,948

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 11,781 shares at a fair market value of $1.91 per share being equal to the exercise price, such that the Reporting Person was issued 38,219 shares.

Read SEC document
January 08, 2018 Filed Jan 11, 2018 01:09 UTC
OBARA PATCHIEF FINANCIAL OFFICER
Exercise / conversionCOMMON STOCK 50,000 $0.45 $22,500.00
Disclosure

SEC source: 0001638599-18-000069 · doc4_5188.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 11,781 shares at a fair market value of $1.91 per share being equal to the exercise price, such that the Reporting Person was issued 38,219 shares.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:10 UTC GrantCOMMON STOCK 1,836 $1.77 $3,249.72
Disclosure

SEC source: 0001638599-18-000052 · doc4_5185.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,696

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:23 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 985 $1.77 $1,743.45
Disclosure

SEC source: 0001638599-18-000056 · doc4_5187.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,729

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:18 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,043 $1.77 $3,616.11
Disclosure

SEC source: 0001638599-18-000054 · doc4_5186.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,976

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:43 UTC GrantCOMMON STOCK 2,444 $1.33 $3,250.52
Disclosure

SEC source: 0001638599-17-001193 · doc4_5105.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,860

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.