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URANIUM ENERGY CORP

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3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 3, 2019 23:52 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,940 $1.25 $3,675.00
Disclosure

SEC source: 0001638599-19-000026 · doc4_5846.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,773

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:10 UTC GrantCommon Stock 2,462 $1.32 $3,249.84
Disclosure

SEC source: 0001638599-18-001321 · doc4_5813.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,609

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:11 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,441 $1.32 $1,902.12
Disclosure

SEC source: 0001638599-18-001323 · doc4_5815.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,951

Read SEC document
December 03, 2018 Filed Dec 4, 2018 23:11 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 3,003 $1.32 $3,963.96
Disclosure

SEC source: 0001638599-18-001322 · doc4_5814.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,833

Read SEC document
November 01, 2018 Filed Nov 1, 2018 18:20 UTC
MANI GANPATDirector
GrantCOMMON STOCK 1,128 $1.33 $1,500.24
Disclosure

SEC source: 0001638599-18-001235 · doc4_5755.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,225

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:19 UTC GrantCOMMON STOCK 1,128 $1.33 $1,500.24
Disclosure

SEC source: 0001638599-18-001233 · doc4_5757.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,269

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:24 UTC GrantCommon Stock 1,128 $1.33 $1,500.24
Disclosure

SEC source: 0001638599-18-001239 · doc4_5751.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,275

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:24 UTC GrantCommon Stock 2,444 $1.33 $3,250.52
Disclosure

SEC source: 0001638599-18-001239 · doc4_5751.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,147

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:24 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 3,066 $1.33 $4,077.78
Disclosure

SEC source: 0001638599-18-001238 · doc4_5752.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,830

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:23 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,448 $1.33 $1,925.84
Disclosure

SEC source: 0001638599-18-001237 · doc4_5753.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,510

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:23 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 1,116 $1.33 $1,484.28
Disclosure

SEC source: 0001638599-18-001236 · doc4_5754.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,089

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:19 UTC GrantCOMMON STOCK 1,128 $1.33 $1,500.24
Disclosure

SEC source: 0001638599-18-001234 · doc4_5756.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,463

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:17 UTC GrantCOMMON STOCK 893 $1.33 $1,187.69
Disclosure

SEC source: 0001638599-18-001232 · doc4_5760.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Read SEC document
October 01, 2018 Filed Oct 1, 2018 21:58 UTC GrantCommon Stock 1,890 $1.72 $3,250.80
Disclosure

SEC source: 0001638599-18-001147 · doc4_5704.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,703

Read SEC document
October 01, 2018 Filed Oct 1, 2018 21:57 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,371 $1.72 $4,078.12
Disclosure

SEC source: 0001638599-18-001146 · doc4_5705.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,764

Read SEC document
October 01, 2018 Filed Oct 1, 2018 21:55 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,136 $1.72 $1,953.92
Disclosure

SEC source: 0001638599-18-001145 · doc4_5706.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,062

Read SEC document
September 04, 2018 Filed Sep 4, 2018 21:24 UTC GrantCOMMON STOCK 1,901 $1.71 $3,250.71
Disclosure

SEC source: 0001638599-18-001065 · doc4_5666.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,813

Read SEC document
September 04, 2018 Filed Sep 4, 2018 22:13 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,133 $1.71 $1,937.43
Disclosure

SEC source: 0001638599-18-001069 · doc4_5668.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,926

Read SEC document
September 04, 2018 Filed Sep 4, 2018 22:06 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,385 $1.71 $4,078.35
Disclosure

SEC source: 0001638599-18-001067 · doc4_5667.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,393

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:21 UTC
MANI GANPATDirector
GrantCOMMON STOCK 909 $1.65 $1,499.85
Disclosure

SEC source: 0001638599-18-000883 · doc4_5575.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,097

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:16 UTC GrantCOMMON STOCK 909 $1.65 $1,499.85
Disclosure

SEC source: 0001638599-18-000881 · doc4_5574.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,141

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:58 UTC GrantCOMMON STOCK 909 $1.65 $1,499.85
Disclosure

SEC source: 0001638599-18-000877 · doc4_5569.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,912

Read SEC document
August 01, 2018 Filed Aug 3, 2018 21:58 UTC GrantCOMMON STOCK 1,970 $1.65 $3,250.50
Disclosure

SEC source: 0001638599-18-000877 · doc4_5569.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,003

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:19 UTC GrantCOMMON STOCK 909 $1.65 $1,499.85
Disclosure

SEC source: 0001638599-18-000882 · doc4_5573.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,335

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:13 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 908 $1.65 $1,498.20
Disclosure

SEC source: 0001638599-18-000880 · doc4_5572.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,973

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:10 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,178 $1.65 $1,943.70
Disclosure

SEC source: 0001638599-18-000879 · doc4_5571.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,793

Read SEC document
August 01, 2018 Filed Aug 3, 2018 22:08 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,486 $1.65 $4,101.90
Disclosure

SEC source: 0001638599-18-000878 · doc4_5570.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,008

Read SEC document
July 25, 2018 Filed Jul 27, 2018 18:36 UTC
MANI GANPATDirector
GrantOPTIONS · Derivative 40,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000858 · doc4_5564.xml · derivative · entry 2

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: COMMON STOCK · 40,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 18:36 UTC
MANI GANPATDirector
GrantCOMMON STOCK 15,000 $1.53 $22,950.00
Disclosure

SEC source: 0001638599-18-000858 · doc4_5564.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,188

Read SEC document
July 25, 2018 Filed Jul 27, 2018 22:04 UTC GrantOPTIONS · Derivative 40,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000854 · doc4_5562.xml · derivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

Underlying: COMMON STOCK · 40,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 22:04 UTC GrantCOMMON STOCK 20,229 $1.53 $30,950.37
Disclosure

SEC source: 0001638599-18-000854 · doc4_5562.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,232

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:47 UTC GrantOPTIONS · Derivative 45,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000849 · doc4_5559.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,000

Underlying: COMMON STOCK · 45,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:47 UTC GrantCOMMON STOCK 12,000 $1.53 $18,360.00
Disclosure

SEC source: 0001638599-18-000849 · doc4_5559.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,033

Read SEC document
July 25, 2018 Filed Jul 27, 2018 22:46 UTC GrantOPTIONS · Derivative 100,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000860 · doc4_5565.xml · derivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: COMMON STOCK · 100,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 22:24 UTC GrantOPTIONS · Derivative 40,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000856 · doc4_5563.xml · derivative · entry 2

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: COMMON STOCK · 40,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 22:24 UTC GrantCOMMON STOCK 18,268 $1.53 $27,950.04
Disclosure

SEC source: 0001638599-18-000856 · doc4_5563.xml · nonDerivative · entry 1

OBOLENSKY IVAN · CIK 0001395328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,426

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:51 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantOPTIONS · Derivative 100,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000851 · doc4_5561.xml · derivative · entry 2

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,000

Underlying: COMMON STOCK · 100,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:51 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 50,000 $1.53 $76,500.00
Disclosure

SEC source: 0001638599-18-000851 · doc4_5561.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,615

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:54 UTC
KONG DAVIDDirector
GrantOPTIONS · Derivative 40,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000852 · doc4_5555.xml · derivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: COMMON STOCK · 40,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:54 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 23,497 $1.53 $35,950.41
Disclosure

SEC source: 0001638599-18-000852 · doc4_5555.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,065

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:49 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantOPTIONS · Derivative 75,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000850 · doc4_5560.xml · derivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: COMMON STOCK · 75,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:49 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 10,000 $1.53 $15,300.00
Disclosure

SEC source: 0001638599-18-000850 · doc4_5560.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,522

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:45 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GrantOPTIONS · Derivative 400,000 Not disclosed Strike: $1.53 Not disclosed
Disclosure

SEC source: 0001638599-18-000848 · doc4_5556.xml · derivative · entry 2

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365,000

Underlying: COMMON STOCK · 400,000 shares

Expires 2023-07-25

F1 · kind: Granted pursuant to and in accordance with the Company stock incentive plan.

F1 · price: Granted pursuant to and in accordance with the Company stock incentive plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25% 12, 18 and 24 months after grant).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 21:45 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GrantCOMMON STOCK 220,000 $1.53 $336,600.00
Disclosure

SEC source: 0001638599-18-000848 · doc4_5556.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651,154

Read SEC document
July 02, 2018 Filed Jul 5, 2018 12:35 UTC GrantCOMMON STOCK 2,019 $1.61 $3,250.59
Disclosure

SEC source: 0001638599-18-000754 · doc4_5516.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,033

Read SEC document
July 02, 2018 Filed Jul 5, 2018 12:39 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,194 $1.61 $1,922.34
Disclosure

SEC source: 0001638599-18-000756 · doc4_5518.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,615

Read SEC document
July 02, 2018 Filed Jul 5, 2018 12:38 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,343 $1.61 $3,772.23
Disclosure

SEC source: 0001638599-18-000755 · doc4_5517.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,522

Read SEC document
June 01, 2018 Filed Jun 4, 2018 23:01 UTC GrantCOMMON STOCK 2,167 $1.50 $3,250.50
Disclosure

SEC source: 0001638599-18-000591 · doc4_5437.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,014

Read SEC document
June 01, 2018 Filed Jun 4, 2018 23:18 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,303 $1.50 $1,954.50
Disclosure

SEC source: 0001638599-18-000596 · doc4_5439.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,421

Read SEC document
June 01, 2018 Filed Jun 4, 2018 23:10 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,515 $1.50 $3,772.50
Disclosure

SEC source: 0001638599-18-000594 · doc4_5438.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,179

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.