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UEC

URANIUM ENERGY CORP

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3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2019 Filed Aug 1, 2019 23:36 UTC GrantCommon Stock 35,000 $0.94 $32,973.50
Disclosure

SEC source: 0001183740-19-000175 · primary_doc.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,487

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:57 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantPerformance Based Restricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 3

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F6 · derivative.expiration_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:57 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 2

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:57 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantOptions · Derivative 200,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000172 · primary_doc.xml · derivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:22 UTC GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000174 · primary_doc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:22 UTC GrantOptions · Derivative 100,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000174 · primary_doc.xml · derivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 30, 2019 Filed Aug 2, 2019 00:31 UTC GrantOptions · Derivative 50,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000178 · primary_doc.xml · derivative · entry 2

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 30, 2019 Filed Aug 2, 2019 00:31 UTC GrantCommon Stock 35,000 $0.94 $32,973.50
Disclosure

SEC source: 0001183740-19-000178 · primary_doc.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,630

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:46 UTC
KONG DAVIDDirector
GrantOptions · Derivative 50,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000176 · primary_doc.xml · derivative · entry 3

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:46 UTC
KONG DAVIDDirector
GrantCommon Stock 35,000 $0.94 $32,973.50
Disclosure

SEC source: 0001183740-19-000176 · primary_doc.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,260

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:09 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantPerformance Based Restricted Stock Units · Derivative 90,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000173 · primary_doc.xml · derivative · entry 3

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F6 · derivative.expiration_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:09 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantRestricted Stock Units · Derivative 45,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000173 · primary_doc.xml · derivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 23:09 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantOptions · Derivative 125,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000173 · primary_doc.xml · derivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:34 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GrantPerformance Based Restricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000171 · primary_doc.xml · derivative · entry 3

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F6 · derivative.expiration_date: The performance based restricted stock units vest in four equal installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:34 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001183740-19-000171 · primary_doc.xml · derivative · entry 2

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 31, 2020. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 22:34 UTC
Adnani AmirDirector · PRESIDENT AND CEO
GrantOptions · Derivative 550,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001183740-19-000171 · primary_doc.xml · derivative · entry 1

Adnani Amir · CIK 0001346101 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires 2029-07-30

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2018 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 02, 2019 Filed Jul 3, 2019 19:43 UTC GrantCommon Stock 2,372 $1.37 $3,249.64
Disclosure

SEC source: 0001437749-19-013495 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,039

Read SEC document
July 02, 2019 Filed Jul 3, 2019 19:41 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 1,435 $1.37 $1,965.95
Disclosure

SEC source: 0001437749-19-013494 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,427

Read SEC document
July 02, 2019 Filed Jul 3, 2019 19:40 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,685 $1.37 $3,678.45
Disclosure

SEC source: 0001437749-19-013492 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,159

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:07 UTC GrantCommon Stock 2,407 $1.35 $3,249.45
Disclosure

SEC source: 0001437749-19-011299 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,667

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:10 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 1,408 $1.35 $1,900.80
Disclosure

SEC source: 0001437749-19-011301 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,992

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:08 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,725 $1.35 $3,678.75
Disclosure

SEC source: 0001437749-19-011300 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,474

Read SEC document
May 01, 2019 Filed May 1, 2019 17:51 UTC
MANI GANPATDirector
GrantCOMMON STOCK 1,064 $1.41 $1,500.24
Disclosure

SEC source: 0001437749-19-008434 · rdgdoc.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Read SEC document
May 01, 2019 Filed May 1, 2019 21:44 UTC GrantCOMMON STOCK 1,064 $1.41 $1,500.24
Disclosure

SEC source: 0001437749-19-008428 · rdgdoc.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,487

Read SEC document
May 01, 2019 Filed May 1, 2019 21:45 UTC GrantCommon Stock 1,064 $1.41 $1,500.24
Disclosure

SEC source: 0001437749-19-008429 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,260

Read SEC document
May 01, 2019 Filed May 1, 2019 21:45 UTC GrantCommon Stock 2,305 $1.41 $3,250.05
Disclosure

SEC source: 0001437749-19-008429 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,196

Read SEC document
May 01, 2019 Filed May 1, 2019 21:52 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 1,030 $1.41 $1,452.30
Disclosure

SEC source: 0001437749-19-008435 · rdgdoc.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,260

Read SEC document
May 01, 2019 Filed May 1, 2019 21:49 UTC GrantCOMMON STOCK 824 $1.41 $1,161.84
Disclosure

SEC source: 0001437749-19-008433 · rdgdoc.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,630

Read SEC document
May 01, 2019 Filed May 1, 2019 21:48 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 1,359 $1.41 $1,916.19
Disclosure

SEC source: 0001437749-19-008431 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,584

Read SEC document
May 01, 2019 Filed May 1, 2019 21:46 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,609 $1.41 $3,678.69
Disclosure

SEC source: 0001437749-19-008430 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,749

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:52 UTC GrantCommon Stock 2,321 $1.40 $3,249.40
Disclosure

SEC source: 0001437749-19-006291 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,891

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:55 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 1,222 $1.40 $1,710.80
Disclosure

SEC source: 0001437749-19-006292 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,225

Read SEC document
April 01, 2019 Filed Apr 1, 2019 22:51 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,625 $1.40 $3,675.00
Disclosure

SEC source: 0001437749-19-006290 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,140

Read SEC document
March 07, 2019 Filed Mar 11, 2019 12:54 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
PurchaseCOMMON STOCK 11,500 $1.22 $14,030.00
Disclosure

SEC source: 0001437749-19-004513 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,515

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:20 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,916 $1.26 $3,674.16
Disclosure

SEC source: 0001437749-19-003972 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,015

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:21 UTC GrantCommon Stock 2,579 $1.26 $3,249.54
Disclosure

SEC source: 0001437749-19-003973 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,570

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:13 UTC
OBARA PATChief Financial Officer
GrantCOMMON STOCK 1,376 $1.26 $1,733.76
Disclosure

SEC source: 0001437749-19-003969 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,003

Read SEC document
February 07, 2019 Filed Feb 11, 2019 15:23 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
PurchaseCOMMON STOCK 4,000 $1.33 $5,326.80
Disclosure

SEC source: 0001638599-19-000223 · doc4_5929.xml · nonDerivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,099

Read SEC document
February 07, 2019 Filed Feb 11, 2019 15:23 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
PurchaseCOMMON STOCK 5,500 $1.34 $7,360.10
Disclosure

SEC source: 0001638599-19-000223 · doc4_5929.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,099

Read SEC document
February 07, 2019 Filed Feb 11, 2019 15:23 UTC
Adnani AmirDirector · CEO & PRESIDENT
PurchaseCOMMON STOCK 10,500 $1.34 $14,070.00
Disclosure

SEC source: 0001638599-19-000222 · doc4_5930.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · CEO & PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,654

Read SEC document
February 01, 2019 Filed Feb 1, 2019 17:37 UTC
MANI GANPATDirector
GrantCOMMON STOCK 1,154 $1.30 $1,500.20
Disclosure

SEC source: 0001638599-19-000142 · doc4_5902.xml · nonDerivative · entry 1

MANI GANPAT · CIK 0001411143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,379

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:37 UTC GrantCOMMON STOCK 1,154 $1.30 $1,500.20
Disclosure

SEC source: 0001638599-19-000143 · doc4_5903.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,423

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:37 UTC GrantCommon Stock 1,154 $1.30 $1,500.20
Disclosure

SEC source: 0001638599-19-000141 · doc4_5901.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,991

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:37 UTC GrantCommon Stock 2,500 $1.30 $3,250.00
Disclosure

SEC source: 0001638599-19-000141 · doc4_5901.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,837

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:37 UTC GrantCOMMON STOCK 913 $1.30 $1,186.90
Disclosure

SEC source: 0001638599-19-000144 · doc4_5904.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,806

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:36 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
GrantCOMMON STOCK 2,826 $1.30 $3,673.80
Disclosure

SEC source: 0001638599-19-000140 · doc4_5900.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,599

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:36 UTC
KONG DAVIDDirector
GrantCOMMON STOCK 1,141 $1.30 $1,483.30
Disclosure

SEC source: 0001638599-19-000139 · doc4_5899.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,230

Read SEC document
February 01, 2019 Filed Feb 1, 2019 22:35 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,337 $1.30 $1,738.10
Disclosure

SEC source: 0001638599-19-000138 · doc4_5898.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,627

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:52 UTC GrantCommon Stock 2,600 $1.25 $3,250.00
Disclosure

SEC source: 0001638599-19-000025 · doc4_5845.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,337

Read SEC document
January 02, 2019 Filed Jan 3, 2019 23:52 UTC
OBARA PATCHIEF FINANCIAL OFFICER
GrantCOMMON STOCK 1,339 $1.25 $1,673.75
Disclosure

SEC source: 0001638599-19-000027 · doc4_5847.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,290

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.