UEC

SEC source: 0001437749-22-018491 · rdgdoc.xml · derivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,819

Underlying: Common Stock · 13,819 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

SEC source: 0001437749-22-018491 · rdgdoc.xml · derivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,776

Underlying: Common Stock · 21,346 shares

Expires 2032-07-29

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

SEC source: 0001437749-22-018485 · rdgdoc.xml · derivative · entry 6

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,815

Underlying: Common Stock · 44,716 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F5 · derivative.exercise_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.

F5 · derivative.expiration_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.

SEC source: 0001437749-22-018485 · rdgdoc.xml · derivative · entry 5

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,655

Underlying: Common Stock · 39,573 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

SEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 6

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,791

Underlying: Common Stock · 34,068 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F5 · derivative.exercise_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.

F5 · derivative.expiration_date: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.

SEC source: 0001437749-22-018483 · rdgdoc.xml · derivative · entry 5

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,399

Underlying: Common Stock · 30,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.

SEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 8

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,079

Underlying: Common Stock · 32,079 shares

Expires 2031-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Granted pursuant to and in accordance with the Company's stock incentive plan

SEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 7

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,158

Underlying: Common Stock · 100,000 shares

Expires 2030-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Granted pursuant to and in accordance with the Company's stock incentive plan

SEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 6

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,603

Underlying: Common Stock · 12,635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 5

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,271

SEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 19,763 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 12,316 shares.

SEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,955

SEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 26,075 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 73,925 shares

SEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017618 · rdgdoc.xml · derivative · entry 3

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,248

Underlying: Common Stock · 22,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017618 · rdgdoc.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,273

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017618 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017620 · rdgdoc.xml · derivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,310

Underlying: Common Stock · 78,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017620 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,194,101

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017620 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,236,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017617 · rdgdoc.xml · derivative · entry 3

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,082

Underlying: Common Stock · 22,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017617 · rdgdoc.xml · nonDerivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,561

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017617 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017355 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,238

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017355 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017363 · rdgdoc.xml · derivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,798

Underlying: Common Stock · 133,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017363 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157,605

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017363 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,229,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017361 · rdgdoc.xml · derivative · entry 3

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,622

Underlying: Common Stock · 39,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017361 · rdgdoc.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,870

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017361 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-017358 · rdgdoc.xml · derivative · entry 3

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,456

Underlying: Common Stock · 28,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.

SEC source: 0001437749-22-017358 · rdgdoc.xml · nonDerivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,325

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

SEC source: 0001437749-22-017358 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001437749-22-016965 · rdgdoc.xml · derivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 65,000 shares

Expires 2022-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

SEC source: 0001437749-22-016965 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001437749-22-005310 · rdgdoc.xml · derivative · entry 3

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,270

Underlying: Common Stock · 35,000 shares

Expires 2022-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

SEC source: 0001437749-22-005310 · rdgdoc.xml · nonDerivative · entry 2

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,380

SEC source: 0001437749-22-005310 · rdgdoc.xml · nonDerivative · entry 1

DELLA VOLPE VINCENT · CIK 0001407958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,667 shares at a fair market value of $4.20 per share being equal to the exercise price, such that the Reporting Person was issued 24,333 shares.

SEC source: 0001437749-21-022709 · rdgdoc.xml · nonDerivative · entry 3

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,394

SEC source: 0001437749-21-022709 · rdgdoc.xml · derivative · entry 4

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,330

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

SEC source: 0001437749-21-022709 · rdgdoc.xml · nonDerivative · entry 2

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,394

SEC source: 0001437749-21-022709 · rdgdoc.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 8,939shares at a fair market value of $3.11 per share being equal to the exercise price, such that the Reporting Person was issued 1,061 shares.

SEC source: 0001437749-21-018776 · rdgdoc.xml · derivative · entry 6

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,158

Underlying: Common Stock · 50,000 shares

Expires 2030-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

SEC source: 0001437749-21-018776 · rdgdoc.xml · derivative · entry 5

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,158

Underlying: Common Stock · 25,000 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Granted pursuant to and in accordance with the Company's stock incentive plan.

SEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,062

SEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,133 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 29,867 shares.

SEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,195

SEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,422 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 14,578 shares.

SEC source: 0001437749-21-018393 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,904

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date.