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UCTT

Ultra Clean Holdings, Inc.

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1193
SEC CIK
0001275014
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552

Last 12 months

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0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 21, 2020 16:13 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 62,657 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-003099 · dp121701_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,251

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2019. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 30, 2019.

Read SEC document
February 10, 2020 Filed Feb 21, 2020 21:14 UTC
Savage SheriCFO and SVP Finance
GrantCommon Stock 31,329 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-003100 · dp121702_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,989

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2019. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 30, 2019.

Read SEC document
February 10, 2020 Filed Feb 21, 2020 21:17 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
GrantCommon Stock 9,190 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-003102 · dp121704_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,063

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2019. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 30, 2019.

Read SEC document
February 10, 2020 Filed Feb 21, 2020 21:16 UTC
Sterling JoanSVP, Human Resources
GrantCommon Stock 6,893 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-003101 · dp121703_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,530

F1 · shares: Share amounts represent performance restricted stock units. The final award amount was determined based on performance factors achieved for fiscal 2019. The performance restricted stock units vest in three equal annual installments on each anniversary of the vesting commencement date, April 30, 2019.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:47 UTC GrantCommon Stock 2,256 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-001835 · dp120537_4-seto.xml · nonDerivative · entry 1

Seto Jacqueline A. · CIK 0001797717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,256

F1 · security: Restricted stock award vests 100% on May 23, 2020.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 22:44 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 17,650 $22.73 $401,170.38
Disclosure

SEC source: 0000950103-19-017200 · dp117610_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,873

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.27 to $22.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:47 UTC SaleCommon Stock 16,000 $22.84 $365,518.40
Disclosure

SEC source: 0000950103-19-015359 · dp115808_4-edman.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,899

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.80 to $23.075. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:13 UTC SaleCommon Stock 22,500 $22.10 $497,137.50
Disclosure

SEC source: 0000950103-19-015160 · dp115607_4-mezhvinsky.xml · nonDerivative · entry 1

Mezhvinsky Leonid · CIK 0001367203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,399

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.00 to $22.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4

Read SEC document
October 28, 2019 Filed Oct 29, 2019 20:55 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 2,881 $18.41 $53,039.21
Disclosure

SEC source: 0000950103-19-014372 · dp114793_4-williams.xml · nonDerivative · entry 3

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,523

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 20:55 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 2,881 $18.41 $53,039.21
Disclosure

SEC source: 0000950103-19-014372 · dp114793_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,404

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 20:55 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 2,881 $18.41 $53,039.21
Disclosure

SEC source: 0000950103-19-014371 · dp114792_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,637

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 26, 2019 Filed Oct 29, 2019 20:55 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 1,716 $18.08 $31,025.28
Disclosure

SEC source: 0000950103-19-014372 · dp114793_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,285

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 25, 2019 Filed Oct 25, 2019 20:08 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
GrantCommon Stock 17,201 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-014238 · dp114667_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,201

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of October 25, 2019.

Read SEC document
October 24, 2019 Filed Oct 25, 2019 20:07 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 16,638 $17.00 $282,846.00
Disclosure

SEC source: 0000950103-19-014237 · dp114669_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,001

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 20:17 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 8,196 $15.86 $129,972.17
Disclosure

SEC source: 0000950103-19-012465 · dp112847_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,639

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.71 to $16.03. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 20:20 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 22,574 $13.13 $296,383.08
Disclosure

SEC source: 0000950103-19-010704 · dp111079.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,660

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $12.78 to $13.28. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 20:45 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 15,850 $15.03 $238,225.50
Disclosure

SEC source: 0000950103-19-009941 · dp110345_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,234

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
July 28, 2019 Filed Jul 30, 2019 20:45 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,152 $15.17 $17,475.84
Disclosure

SEC source: 0000950103-19-009941 · dp110345_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,084

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
May 31, 2019 Filed Jun 7, 2019 01:33 UTC
Siu ChrisChief Accounting Officer & SVP
GrantCommon Stock 35,183 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-007895 · dp108299_4-siu.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,183

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of May 31, 2019.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:17 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006857 · dp107311_4-edman.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,899

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:14 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006854 · dp107314_4-ligget.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,899

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:16 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006856 · dp107312_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,067

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:15 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006855 · dp107313_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,899

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:13 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006853 · dp107315_4-maddock.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,399

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 28, 2019 20:10 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006850 · dp107317_4-scheer.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,899

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 23, 2019 Filed May 29, 2019 00:11 UTC GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-006852 · dp107316_4-mezhvinsky.xml · nonDerivative · entry 1

Mezhvinsky Leonid · CIK 0001367203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,899

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:03 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 38,384 $13.49 $517,946.02
Disclosure

SEC source: 0000950103-19-006639 · dp106955_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,518

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.325 to $13.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:08 UTC PurchaseCommon Stock 21,000 $13.49 $283,185.00
Disclosure

SEC source: 0000950103-19-006303 · dp106628_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,098

F1 · price: This is the weighted average purchase price. Shares were purchased in multiple transactions at prices from $13.30 to $13.77. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:07 UTC PurchaseCommon Stock 22,000 $14.25 $313,561.60
Disclosure

SEC source: 0000950103-19-006195 · dp106556_4-granger.xml · nonDerivative · entry 2

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,098

F2 · price: This is the weighted average purchase price. Shares were purchased in multiple transactions at prices from $14.05 to $14.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:05 UTC
Savage SheriCFO, SVP Finance and Secretary
SaleCommon Stock 8,670 $14.15 $122,720.38
Disclosure

SEC source: 0000950103-19-006193 · dp106524_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,236

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.98 to $14.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 07, 2019 Filed May 9, 2019 20:07 UTC PurchaseCommon Stock 22,000 $14.11 $310,343.00
Disclosure

SEC source: 0000950103-19-006195 · dp106556_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,098

F1 · price: This is the weighted average purchase price. Shares were purchased in multiple transactions at prices from $13.96 to $14.20. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:27 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 62,657 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005919 · dp106319_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,594

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2019. Excludes performance restricted stock units that will be determined based on performance factors following 2019 fiscal year end.

Read SEC document
April 30, 2019 Filed May 3, 2019 01:28 UTC
Savage SheriCFO, SVP Finance and Secretary
GrantCommon Stock 31,329 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005920 · dp106320_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,906

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2019. Excludes performance restricted stock units that will be determined based on performance factors following 2019 fiscal year end.

Read SEC document
April 30, 2019 Filed May 3, 2019 01:29 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
GrantCommon Stock 27,569 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005922 · dp106322_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,835

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2019. Excludes performance restricted stock units that will be determined based on performance factors following 2019 fiscal year end.

Read SEC document
April 30, 2019 Filed May 3, 2019 01:29 UTC
Sterling JoanSVP, Human Resources
GrantCommon Stock 20,677 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005921 · dp106321_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,902

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 30, 2019. Excludes performance restricted stock units that will be determined based on performance factors following 2019 fiscal year end.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 16:04 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 5,725 $12.13 $69,444.25
Disclosure

SEC source: 0000950103-19-005503 · dp105833_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,937

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 16:04 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 5,763 $12.13 $69,905.19
Disclosure

SEC source: 0000950103-19-005503 · dp105833_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,662

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:06 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 2,231 $12.13 $27,062.03
Disclosure

SEC source: 0000950103-19-005504 · dp105834_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,577

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:06 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 2,283 $12.13 $27,692.79
Disclosure

SEC source: 0000950103-19-005504 · dp105834_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,808

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:07 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,852 $12.13 $22,464.76
Disclosure

SEC source: 0000950103-19-005507 · dp105835_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,225

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:07 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 617 $12.13 $7,484.21
Disclosure

SEC source: 0000950103-19-005507 · dp105835_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,077

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:08 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 2,231 $12.13 $27,062.03
Disclosure

SEC source: 0000950103-19-005508 · dp105836_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,266

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 20:08 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 763 $12.13 $9,255.19
Disclosure

SEC source: 0000950103-19-005508 · dp105836_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,497

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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April 26, 2019 Filed Apr 30, 2019 20:03 UTC
Chinnasami Vijayan S.Chief Operating Officer
GrantCommon Stock 75,885 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-005501 · dp105788_4-chinnasami.xml · nonDerivative · entry 1

Chinnasami Vijayan S. · CIK 0001550421 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,885

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 26, 2019.

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March 30, 2019 Filed Apr 2, 2019 17:55 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 4,170 $10.35 $43,159.50
Disclosure

SEC source: 0000950103-19-004509 · dp104616_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,425

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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March 30, 2019 Filed Apr 2, 2019 17:55 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 3,056 $10.35 $31,629.60
Disclosure

SEC source: 0000950103-19-004509 · dp104616_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,595

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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March 30, 2019 Filed Apr 2, 2019 22:53 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 2,228 $10.35 $23,059.80
Disclosure

SEC source: 0000950103-19-004510 · dp104617_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,948

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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March 30, 2019 Filed Apr 2, 2019 22:53 UTC
Savage SheriCFO, SVP Finance and Secretary
Tax withholdingCommon Stock 1,606 $10.35 $16,622.10
Disclosure

SEC source: 0000950103-19-004510 · dp104617_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO, SVP Finance and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,176

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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March 30, 2019 Filed Apr 2, 2019 22:55 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 1,431 $10.35 $14,810.85
Disclosure

SEC source: 0000950103-19-004512 · dp104619_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,260

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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March 30, 2019 Filed Apr 2, 2019 22:55 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 343 $10.35 $3,550.05
Disclosure

SEC source: 0000950103-19-004512 · dp104619_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,691

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.