UBER

SEC source: 0001562180-20-003064 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,501

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2020.

SEC source: 0001562180-20-003065 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,813

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2020.

SEC source: 0001562180-20-003066 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,231

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2020.

SEC source: 0001562180-20-003067 · primarydocument.xml · nonDerivative · entry 1

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508,976

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2020.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 9

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,053,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.48 to $28.88, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 8

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,060,202

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F10 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.48 to $28.47, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 7

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,158,270

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.48 to $27.47, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 6

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,223,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.84 to $27.87, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 5

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,223,598

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.84 to $27.83, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 4

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,340,922

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.83 to $26.81, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 3

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,393,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.64 to 28.07, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 2

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,401,208

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.64 to 27.63, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002976 · primarydocument.xml · nonDerivative · entry 1

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,477,093

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.64 to $26.63, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7), (8), (9), (10) and (11) to this Form 4.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002916 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,542

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002916 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,310

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002917 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,365

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002918 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,657

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002919 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,596

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 4

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,511,042

F5 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 11

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,563,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F13 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.90 to $28.37, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 10

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,612,897

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F12 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.90 to $27.895, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 9

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,718,497

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.89 to $26.88, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 3

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 710,060

F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee.

F4 · ownership.nature: Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

SEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 2

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Annuity Trust 2

Disclosed balance after: 115,337

F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee.

F3 · ownership.nature: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.

SEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 1

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Annuity Trust 1

Disclosed balance after: 115,337

F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee.

F2 · ownership.nature: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 8

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,733,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F10 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.36 to $28.40, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 7

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,733,798

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $28.34, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 6

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,761,248

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $27.34, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 5

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,865,269

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.35 to 26.34, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 4

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,903,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $26.80, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 3

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,905,898

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.65 to $26.64, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 2

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 47,955,707

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.65 to $25.64, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002722 · primarydocument.xml · nonDerivative · entry 1

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,025,741

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.65 to $24.64, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13) to this Form 4.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002724 · primarydocument.xml · derivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Underlying: Common Stock · 5,097 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on December 31, 2020, subject to earlier vesting in certain circumstances. Upon vesting, restricted stock units become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on December 31, 2020, subject to earlier vesting in certain circumstances. Upon vesting, restricted stock units become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-20-002680 · primarydocument.xml · derivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024

Underlying: Common Stock · 31,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 31,024 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

F1 · derivative.expiration_date: Consists of 31,024 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

SEC source: 0001562180-20-002681 · primarydocument.xml · derivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,205

Underlying: Common Stock · 6,205 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 6,205 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

F1 · derivative.expiration_date: Consists of 6,205 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

SEC source: 0001562180-20-002682 · primarydocument.xml · derivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,446

Underlying: Common Stock · 7,446 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 7,446 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

F1 · derivative.expiration_date: Consists of 7,446 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. (the "Company") 2013 Equity Incentive Plan, for which the performance condition has vested and for which the time-based condition will be satisfied on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Company.

SEC source: 0001562180-20-002630 · primarydocument.xml · nonDerivative · entry 1

Pham Thuan · CIK 0001775373 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513,344

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002631 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,946

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002631 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,647

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002632 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,388

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002632 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,412

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002633 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,750

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002634 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,609

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 10

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,073,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F12 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.12 to $24.65, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 9

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,094,647

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F11 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.12 to $24.11, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 8

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,157,653

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F10 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $23.11, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 7

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,243,298

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.62 to $28.12, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 6

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,264,322

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.62 to $27.61, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

SEC source: 0001562180-20-002439 · primarydocument.xml · nonDerivative · entry 5

Camp Garrett · CIK 0001775382 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Expa-1, LLC

Disclosed balance after: 48,330,445

F1 · kind: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F7 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.62 to $26.61, inclusive.

F3 · ownership.nature: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.