Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Coupang, Inc.CPNG · Entity 3157 | Chief Technology Officer | July 05, 2022 | July 07, 2022 |
| Nu Holdings Ltd.NU · Entity 2979 | Director | August 07, 2026 | August 12, 2026 |
| Uber Technologies, IncUBER · Entity 2867 | Chief Technology Officer | May 01, 2020 | May 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Coupang, Inc.
Report date July 05, 2022 · Filed July 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,558,769 |
Last balance in matching sequence
After 2022-07-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-07-05 · Sale · Disposed 120,038 · Balance 2,558,940 F1: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Includes 1,912,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in increments of 212,500 on each of October 1, 2022, January 1, 2023, April 1, 2023, July 1, 2023, October 1, 2023, January 1, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to continued service through each vesting date. Row 2 · 2022-07-07 · Sale · Disposed 171 · Balance 2,558,769 F1: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F3: Includes 1,912,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in increments of 212,500 on each of October 1, 2022, January 1, 2023, April 1, 2023, July 1, 2023, October 1, 2023, January 1, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1,912,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in increments of 212,500 on each of October 1, 2022, January 1, 2023, April 1, 2023, July 1, 2023, October 1, 2023, January 1, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to continued service through each vesting date.
Nu Holdings Ltd.
Report date August 07, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares ("Class A Shares")SEC Table I · non-derivative | Direct | 133,654 |
Reported balance
After 2026-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 23,483 · Balance 133,654 F1: Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date.
Uber Technologies, Inc
Report date May 01, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,506,673 |
Reported balance
After 2020-05-01 transaction · row 1
1 source rowRow 1 · 2020-05-01 · Tax withholding · Disposed 2,303 · Balance 4,506,673 F1: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 1, 2020. |
| Common StockSEC Table I · non-derivative | IndirectAnnuity Trust 1 | 115,337 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 115,337 F2: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectAnnuity Trust 2 | 115,337 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 115,337 F3: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 710,060 |
Reported balance
Holding disclosure · report date 2020-05-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 710,060 F4: Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 1, 2020.
F2: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
F3: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.
F4: Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 12, 2026 00:31 UTC | Nu Holdings Ltd. NU · Entity 2979 | GrantClass A ordinary shares ("Class A Shares") | 23,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-012214 · ownership.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,654 F1 · balance_after: Figure includes 23,483 Class A Shares underlying unvested Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one Class A Share. These RSUs are subject to the Reporting Person's continued service through the vesting date. Read SEC document |
| July 07, 2022 Filed Jul 7, 2022 21:26 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 171 | $16.15 | $2,761.65 |
DisclosureSEC source: 0000899243-22-025731 · doc4.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,558,769 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F3 · balance_after: Includes 1,912,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in increments of 212,500 on each of October 1, 2022, January 1, 2023, April 1, 2023, July 1, 2023, October 1, 2023, January 1, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to continued service through each vesting date. Read SEC document |
| July 05, 2022 Filed Jul 7, 2022 21:26 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 120,038 | $14.27 | $1,712,942.26 |
DisclosureSEC source: 0000899243-22-025731 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,558,940 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 1,912,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will vest in increments of 212,500 on each of October 1, 2022, January 1, 2023, April 1, 2023, July 1, 2023, October 1, 2023, January 1, 2024, April 1, 2024, July 1, 2024 and October 1, 2024, subject to continued service through each vesting date. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:32 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 119,990 | $18.98 | $2,277,410.20 |
DisclosureSEC source: 0000899243-22-014098 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,678,978 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,125,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 01:34 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 1,189 | $25.50 | $30,319.50 |
DisclosureSEC source: 0001209191-22-002272 · doc4.xml · nonDerivative · entry 3 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,798,968 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F3 · balance_after: Includes 2,337,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 01:34 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 25,910 | $28.17 | $729,884.70 |
DisclosureSEC source: 0001209191-22-002272 · doc4.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800,157 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.02 to $28.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,337,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 01:34 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 94,323 | $27.53 | $2,596,712.19 |
DisclosureSEC source: 0001209191-22-002272 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,826,067 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $27.02 to $28.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,337,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 22:18 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 54,118 | $26.94 | $1,457,938.92 |
DisclosureSEC source: 0001209191-21-059983 · doc4.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,920,390 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.90 to $27.04 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,550,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 22:18 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 65,805 | $26.60 | $1,750,413.00 |
DisclosureSEC source: 0001209191-21-059983 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974,508 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.90 to $26.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,550,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 6.25% of the RSUs vested on October 1, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| August 16, 2021 Filed Aug 19, 2021 01:44 UTC | Coupang, Inc. CPNG · Entity 3157 | SaleClass A Common Stock | 359,687 | $33.17 | $11,930,817.79 |
DisclosureSEC source: 0001209191-21-052447 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,040,313 F1 · kind: The sales reported on this Form 4 were effected to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs) previously reported by the Reporting Person in the Form 3 filed with the SEC on March 10, 2021. F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.77 to $33.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 2,762,500 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 12.5% of the RSUs vested on May 17, 2021, and 6.25% vest on each quarterly anniversary thereafter. Read SEC document |
| May 01, 2020 Filed May 6, 2020 00:44 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,303 | $28.39 | $65,382.17 |
DisclosureSEC source: 0001562180-20-003420 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506,673 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 1, 2020. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 23:59 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,066 | $27.03 | $55,843.98 |
DisclosureSEC source: 0001562180-20-003067 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508,976 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2020. Read SEC document |
| April 01, 2020 Filed Apr 4, 2020 01:25 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,302 | $25.42 | $58,516.84 |
DisclosureSEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 4 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,511,042 F5 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020. Read SEC document |
| March 26, 2020 Filed Apr 4, 2020 01:25 UTC | Uber Technologies, Inc UBER · Entity 2867 | GiftCommon Stock | 710,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 3 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 710,060 F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee. F4 · ownership.nature: Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| March 26, 2020 Filed Apr 4, 2020 01:25 UTC | Uber Technologies, Inc UBER · Entity 2867 | GiftCommon Stock | 355,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Annuity Trust 2 Disclosed balance after: 115,337 F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee. F3 · ownership.nature: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee. Read SEC document |
| March 26, 2020 Filed Apr 4, 2020 01:25 UTC | Uber Technologies, Inc UBER · Entity 2867 | GiftCommon Stock | 355,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002925 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Annuity Trust 1 Disclosed balance after: 115,337 F1 · shares: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee. F2 · ownership.nature: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 22:22 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 24,779 | $20.29 | $502,765.91 |
DisclosureSEC source: 0001562180-20-002630 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513,344 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2020. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 01:54 UTC | Uber Technologies, Inc UBER · Entity 2867 | GrantRestricted Stock Units · Derivative | 156,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002065 · primarydocument.xml · derivative · entry 4 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,006 Underlying: Common Stock · 156,006 shares Expires not disclosed F4 · kind: Consists of 156,006 restricted stock units (RSUs) made pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. F4 · derivative.exercise_date: Consists of 156,006 restricted stock units (RSUs) made pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. F4 · derivative.expiration_date: Consists of 156,006 restricted stock units (RSUs) made pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. Read SEC document |
| March 01, 2020 Filed Mar 4, 2020 01:54 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 1,606 | $33.87 | $54,395.22 |
DisclosureSEC source: 0001562180-20-002065 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,538,123 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2020. Read SEC document |
| February 07, 2020 Filed Feb 12, 2020 00:48 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 40,000 | $40.01 | $1,600,580.00 |
DisclosureSEC source: 0001562180-20-001088 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539,729 F1 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.0000 to $40.3600, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 04, 2020 Filed Feb 4, 2020 23:49 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 16,200 | $38.71 | $627,059.88 |
DisclosureSEC source: 0001562180-20-000866 · primarydocument.xml · nonDerivative · entry 3 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,579,729 F2 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. F4 · price: The price reported in a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.4300 to $38.9700, inclusive. Read SEC document |
| February 04, 2020 Filed Feb 4, 2020 23:49 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 3,800 | $38.08 | $144,691.84 |
DisclosureSEC source: 0001562180-20-000866 · primarydocument.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,595,929 F2 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.4300 to $38.4200, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 23:49 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 1,601 | $36.29 | $58,100.29 |
DisclosureSEC source: 0001562180-20-000866 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599,729 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2020. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 23:27 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 30,000 | $35.00 | $1,050,021.00 |
DisclosureSEC source: 0001562180-20-000401 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,601,330 F1 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.0150, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 03, 2020 Filed Jan 3, 2020 23:52 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 10,000 | $30.56 | $305,647.00 |
DisclosureSEC source: 0001562180-20-000149 · primarydocument.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,631,330 F2 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.48 to $30.62, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:52 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 1,893 | $29.74 | $56,297.82 |
DisclosureSEC source: 0001562180-20-000149 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,641,330 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2020. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 01:59 UTC | Uber Technologies, Inc UBER · Entity 2867 | SaleCommon Stock | 20,000 | $30.00 | $600,000.00 |
DisclosureSEC source: 0001562180-19-006182 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643,223 F1 · kind: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan. Read SEC document |
| December 01, 2019 Filed Dec 4, 2019 00:35 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,303 | $29.60 | $68,168.80 |
DisclosureSEC source: 0001562180-19-005805 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,663,223 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:22 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,302 | $31.37 | $72,213.74 |
DisclosureSEC source: 0001562180-19-005339 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665,526 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:50 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,302 | $29.15 | $67,103.30 |
DisclosureSEC source: 0001562180-19-005109 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667,828 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2019. Read SEC document |
| September 01, 2019 Filed Sep 4, 2019 22:37 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,303 | $32.57 | $75,008.71 |
DisclosureSEC source: 0001562180-19-004640 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,670,130 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 22:00 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,302 | $41.31 | $95,095.62 |
DisclosureSEC source: 0001562180-19-004184 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,672,433 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2019. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:10 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,302 | $44.27 | $101,909.54 |
DisclosureSEC source: 0001562180-19-003840 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674,735 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 1, 2019. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:57 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 2,303 | $40.41 | $93,064.23 |
DisclosureSEC source: 0001562180-19-003304 · primarydocument.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,677,037 F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 1, 2019. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:09 UTC | Uber Technologies, Inc UBER · Entity 2867 | Tax withholdingCommon Stock | 116,741 | $45.00 | $5,253,345.00 |
DisclosureSEC source: 0000899243-19-013319 · doc4.xml · nonDerivative · entry 2 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679,340 F2 · shares: Shares withheld to satisfy tax liability upon vesting of RSUs. Read SEC document |
| May 09, 2019 Filed May 13, 2019 22:09 UTC | Uber Technologies, Inc UBER · Entity 2867 | GrantCommon Stock | 595,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-013319 · doc4.xml · nonDerivative · entry 1 Pham Thuan · CIK 0001775373 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,796,081 F1 · shares: Consists of restricted stock units ("RSUs") for which the performance condition was satisfied upon the effectiveness of the Company's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.