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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
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947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Krishnamurthy NikkiSVP and Chief People Officer
GrantRestricted Stock Units · Derivative 110,618 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001958 · primarydocument.xml · derivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,618

Underlying: Common Stock · 110,618 shares

Expires not disclosed

F2 · kind: Consists of 110,618 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 110,618 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 110,618 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 625 $54.40 $34,000.00
Disclosure

SEC source: 0001562180-21-001958 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,763

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Ceremony GlenSee Remarks
GrantRestricted Stock Units · Derivative 27,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001957 · primarydocument.xml · derivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,806

Underlying: Common Stock · 27,806 shares

Expires not disclosed

F1 · kind: Consists of 27,806 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 27,806 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 27,806 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · derivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,460

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · derivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,009

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $60.52 $44,119.08
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,537

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,800 $60.52 $108,936.00
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,266

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $60.52 $85,877.88
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,066

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-001292 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 24 $60.52 $1,452.48
Disclosure

SEC source: 0001562180-21-001293 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,265

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 887 $60.52 $53,681.24
Disclosure

SEC source: 0001562180-21-001293 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,289

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 19, 2021 01:13 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 221 $60.52 $13,374.92
Disclosure

SEC source: 0001562180-21-001294 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,388

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2021.

Read SEC document
February 12, 2021 Filed Feb 12, 2021 23:19 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 20,756 $60.12 $1,247,850.72
Disclosure

SEC source: 0001562180-21-001140 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,953

Read SEC document
February 08, 2021 Filed Feb 11, 2021 01:28 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GrantCommon Stock 123,823 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001064 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,328

F1 · shares: Consists of 123,823 restricted stock units ("RSUs") granted to the reporting person pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on March 21, 2021. Upon vesting, the RSUs become payable in common stock on a one-for-one basis.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:01 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,768 $52.76 $146,039.68
Disclosure

SEC source: 0001562180-21-000870 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,264

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:01 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,756 $52.76 $92,646.56
Disclosure

SEC source: 0001562180-21-000871 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,772

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:01 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 627 $52.76 $33,080.52
Disclosure

SEC source: 0001562180-21-000872 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,609

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:01 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 536 $52.76 $28,279.36
Disclosure

SEC source: 0001562180-21-000873 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,389

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 1, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,669 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · derivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,130

Underlying: Common Stock · 4,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · derivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,871

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 509 $55.52 $28,259.68
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,925

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 991 $55.52 $55,020.32
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,434

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,615 $55.52 $89,664.80
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,425

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:04 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000399 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:06 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 234 $55.52 $12,991.68
Disclosure

SEC source: 0001562180-21-000401 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,236

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:05 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 24 $55.52 $1,332.48
Disclosure

SEC source: 0001562180-21-000400 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,176

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 16, 2021 Filed Jan 21, 2021 00:05 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,027 $55.52 $57,019.04
Disclosure

SEC source: 0001562180-21-000400 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,200

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 16, 2021.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:02 UTC
West TonySee Remarks
SaleCommon Stock 21,730 $57.44 $1,248,177.72
Disclosure

SEC source: 0001562180-21-000398 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,032

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.89, inclusive.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:02 UTC
West TonySee Remarks
SaleCommon Stock 6,739 $56.38 $379,952.91
Disclosure

SEC source: 0001562180-21-000398 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,762

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.08 to $56.81, inclusive.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:02 UTC
West TonySee Remarks
SaleCommon Stock 11,531 $55.80 $643,447.10
Disclosure

SEC source: 0001562180-21-000398 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,501

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.08 to $56.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

Read SEC document
January 12, 2021 Filed Jan 12, 2021 23:37 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 84,918 $55.43 $4,707,352.90
Disclosure

SEC source: 0001562180-21-000332 · primarydocument.xml · nonDerivative · entry 4

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,505

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.21 to $55.82, inclusive.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 23:37 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 15,082 $55.00 $829,510.00
Disclosure

SEC source: 0001562180-21-000332 · primarydocument.xml · nonDerivative · entry 3

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,423

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:37 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 31,122 $53.86 $1,676,140.67
Disclosure

SEC source: 0001562180-21-000332 · primarydocument.xml · nonDerivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,505

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.61 to $54.34, inclusive.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:37 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 68,878 $53.36 $3,675,612.48
Disclosure

SEC source: 0001562180-21-000332 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,627

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.60, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 22:28 UTC SaleCommon Stock 38,000,000 $53.46 $2,031,480,000.00
Disclosure

SEC source: 0000899243-21-001355 · doc4.xml · nonDerivative · entry 1

SB Cayman 2 Ltd. · CIK 0001776239 · 10% owner

SB INVESTMENT ADVISERS (UK) LTD · CIK 0001731509 · 10% owner

SoftBank Vision Fund (AIV S1) L.P. · CIK 0001776222 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 184,228,178

F1 · ownership.nature: SB Cayman 2 Limited is wholly owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Limited has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock.

F2 · ownership.nature: (Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes

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January 04, 2021 Filed Jan 6, 2021 21:57 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000214 · primarydocument.xml · derivative · entry 1

SUGAR RONALD D · CIK 0001216519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 6, 2021 02:37 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000551 · doc4.xml · derivative · entry 3

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances.

F3 · derivative.exercise_date: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances.

F3 · derivative.expiration_date: Restricted stock units of the Issuer representing the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserves the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units. The restricted stock units are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances.

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January 01, 2021 Filed Jan 5, 2021 23:01 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000100 · primarydocument.xml · derivative · entry 4

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:01 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000101 · primarydocument.xml · derivative · entry 3

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:02 UTC
THAIN JOHN ADirector
GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000102 · primarydocument.xml · derivative · entry 3

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F4 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:02 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000103 · primarydocument.xml · derivative · entry 3

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F3 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:02 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000105 · primarydocument.xml · derivative · entry 4

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F4 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:03 UTC GrantRestricted Stock Units · Derivative 4,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000106 · primarydocument.xml · derivative · entry 3

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

Underlying: Common Stock · 4,772 shares

Expires not disclosed

F3 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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January 01, 2021 Filed Jan 5, 2021 23:03 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,053 $51.00 $53,703.00
Disclosure

SEC source: 0001562180-21-000107 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,508

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

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January 01, 2021 Filed Jan 5, 2021 23:03 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 538 $51.00 $27,438.00
Disclosure

SEC source: 0001562180-21-000107 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,561

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

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January 01, 2021 Filed Jan 5, 2021 23:04 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 742 $51.00 $37,842.00
Disclosure

SEC source: 0001562180-21-000108 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,470

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

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January 01, 2021 Filed Jan 5, 2021 23:04 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,895 $51.00 $96,645.00
Disclosure

SEC source: 0001562180-21-000109 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,528

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

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January 01, 2021 Filed Jan 6, 2021 01:29 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,936 $51.00 $149,736.00
Disclosure

SEC source: 0001562180-21-000130 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,032

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.